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Form 8.5 (EPT/NON-RI) - Xstrata Plc

16th Apr 2012 09:41

RNS Number : 3788B
Nomura International PLC (EPT)
16 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

13 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Glencore International Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,430,685

0.081

305,928

0.010

(2) Derivatives (other than options):

517,690

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,430,685

0.081

823,618

0.027

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

5,561

10.9350

Ordinary shares

Purchase

24,397

10.9500

Ordinary shares

Purchase

22,128

10.9550

Ordinary shares

Purchase

23,193

10.9600

Ordinary shares

Purchase

25,444

10.9650

Ordinary shares

Purchase

19,456

10.9700

Ordinary shares

Purchase

12,154

10.9750

Ordinary shares

Purchase

16,063

10.9800

Ordinary shares

Purchase

43,162

10.9850

Ordinary shares

Purchase

11,915

10.9900

Ordinary shares

Purchase

4,387

10.9950

Ordinary shares

Purchase

30,629

11.0000

Ordinary shares

Purchase

20,204

11.0050

Ordinary shares

Purchase

1,865

11.0100

Ordinary shares

Purchase

13,349

11.0150

Ordinary shares

Purchase

1,246

11.0200

Ordinary shares

Purchase

183,178

11.0250

Ordinary shares

Purchase

9,031

11.0300

Ordinary shares

Purchase

6,172

11.0350

Ordinary shares

Purchase

8,137

11.0400

Ordinary shares

Purchase

4,493

11.0450

Ordinary shares

Purchase

5,996

11.0500

Ordinary shares

Purchase

8,234

11.0550

Ordinary shares

Purchase

9,562

11.0600

Ordinary shares

Purchase

368

11.0650

Ordinary shares

Purchase

14,610

11.0700

Ordinary shares

Purchase

19,240

11.0750

Ordinary shares

Purchase

39,829

11.0800

Ordinary shares

Purchase

15,073

11.0850

Ordinary shares

Purchase

8,625

11.0900

Ordinary shares

Purchase

8,289

11.0950

Ordinary shares

Purchase

24,478

11.1000

Ordinary shares

Purchase

8,592

11.1050

Ordinary shares

Purchase

23,823

11.1100

Ordinary shares

Purchase

21,950

11.1150

Ordinary shares

Purchase

7,709

11.1200

Ordinary shares

Purchase

17,326

11.1250

Ordinary shares

Purchase

2,366

11.1300

Ordinary shares

Purchase

7,200

11.1350

Ordinary shares

Purchase

15,783

11.1400

Ordinary shares

Purchase

105,000

11.1448

Ordinary shares

Purchase

13,794

11.1450

Ordinary shares

Purchase

21,135

11.1500

Ordinary shares

Purchase

11,264

11.1550

Ordinary shares

Purchase

25,750

11.1600

Ordinary shares

Purchase

11,895

11.1650

Ordinary shares

Purchase

12,580

11.1700

Ordinary shares

Purchase

3,149

11.1750

Ordinary shares

Purchase

20,004

11.1800

Ordinary shares

Purchase

4,498

11.1850

Ordinary shares

Purchase

3,180

11.1900

Ordinary shares

Purchase

3,975

11.1950

Ordinary shares

Purchase

15,776

11.2000

Ordinary shares

Purchase

110

11.2050

Ordinary shares

Purchase

2,748

11.2100

Ordinary shares

Purchase

1,083

11.2150

Ordinary shares

Purchase

100

11.2200

Ordinary shares

Purchase

1,631

11.2300

Ordinary shares

Purchase

400

11.2450

Ordinary shares

Purchase

2,500

11.2190

Ordinary shares

Sale

625

10.9350

Ordinary shares

Sale

666

10.9400

Ordinary shares

Sale

4,626

10.9450

Ordinary shares

Sale

7,787

10.9500

Ordinary shares

Sale

33,966

10.9550

Ordinary shares

Sale

35,204

10.9600

Ordinary shares

Sale

23,041

10.9650

Ordinary shares

Sale

26,881

10.9700

Ordinary shares

Sale

7,175

10.9750

Ordinary shares

Sale

16,565

10.9800

Ordinary shares

Sale

16,488

10.9850

Ordinary shares

Sale

16,553

10.9900

Ordinary shares

Sale

8,886

10.9950

Ordinary shares

Sale

28,538

11.0000

Ordinary shares

Sale

20,248

11.0050

Ordinary shares

Sale

14,429

11.0100

Ordinary shares

Sale

11,717

11.0150

Ordinary shares

Sale

3,599

11.0200

Ordinary shares

Sale

186,217

11.0250

Ordinary shares

Sale

3,382

11.0300

Ordinary shares

Sale

6,243

11.0350

Ordinary shares

Sale

1,400

11.0400

Ordinary shares

Sale

12,684

11.0500

Ordinary shares

Sale

16,858

11.0550

Ordinary shares

Sale

16,767

11.0600

Ordinary shares

Sale

5,751

11.0650

Ordinary shares

Sale

3,325

11.0700

Ordinary shares

Sale

13,316

11.0750

Ordinary shares

Sale

26,207

11.0800

Ordinary shares

Sale

28,918

11.0850

Ordinary shares

Sale

7,994

11.0900

Ordinary shares

Sale

5,983

11.0950

Ordinary shares

Sale

2,134

11.0983

Ordinary shares

Sale

18,447

11.1000

Ordinary shares

Sale

11,991

11.1050

Ordinary shares

Sale

8,569

11.1100

Ordinary shares

Sale

2,826

11.1136

Ordinary shares

Sale

20,444

11.1150

Ordinary shares

Sale

19,564

11.1200

Ordinary shares

Sale

21,690

11.1250

Ordinary shares

Sale

26,411

11.1300

Ordinary shares

Sale

11,129

11.1350

Ordinary shares

Sale

15,984

11.1400

Ordinary shares

Sale

15,432

11.1450

Ordinary shares

Sale

33,709

11.1500

Ordinary shares

Sale

24,230

11.1550

Ordinary shares

Sale

7,164

11.1600

Ordinary shares

Sale

9,846

11.1650

Ordinary shares

Sale

12,129

11.1700

Ordinary shares

Sale

13,525

11.1750

Ordinary shares

Sale

25,920

11.1800

Ordinary shares

Sale

10,718

11.1850

Ordinary shares

Sale

5,470

11.1900

Ordinary shares

Sale

4,881

11.1950

Ordinary shares

Sale

7,195

11.2000

Ordinary shares

Sale

4,682

11.2050

Ordinary shares

Sale

8,194

11.2100

Ordinary shares

Sale

1,498

11.2150

Ordinary shares

Sale

12,724

11.2200

Ordinary shares

Sale

3,149

11.2250

Ordinary shares

Sale

159

11.2300

Ordinary shares

Sale

512

11.2350

 

Total Buy - 1,005,789

Total Sell - 972,365

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

600

10.9817

Ordinary Shares

SWAP

Long

2,063

11.0250

Ordinary Shares

SWAP

Long

657,243

11.0653

Ordinary Shares

SWAP

Long

3,603

11.0850

Ordinary Shares

SWAP

Short

1,908

11.0250

Ordinary Shares

SWAP

Short

5,000

11.0350

Ordinary Shares

SWAP

Short

652,970

11.0580

Ordinary Shares

SWAP

Short

3,603

11.0771

Ordinary Shares

SWAP

Short

900

11.0944

Ordinary Shares

SWAP

Short

2,500

11.2190

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

16/04/2012

Contact name:

Koji Kitayama

Telephone number:

0207102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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