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Form 8.5 (EPT/NON-RI) - Xstrata Plc

18th Apr 2012 11:07

RNS Number : 5846B
Nomura International PLC (EPT)
18 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

17 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Glencore International Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,457,857

0.082

300,047

0.010

(2) Derivatives (other than options):

519,543

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,457,857

0.082

819,590

0.027

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,583

10.8750

Ordinary shares

Purchase

5,842

10.8800

Ordinary shares

Purchase

3,856

10.8850

Ordinary shares

Purchase

257

10.8900

Ordinary shares

Purchase

14,947

10.8950

Ordinary shares

Purchase

352

10.9000

Ordinary shares

Purchase

3,991

10.9050

Ordinary shares

Purchase

4,931

10.9100

Ordinary shares

Purchase

6,814

10.9150

Ordinary shares

Purchase

1,907

10.9200

Ordinary shares

Purchase

100

10.9250

Ordinary shares

Purchase

3,434

10.9300

Ordinary shares

Purchase

700

10.9350

Ordinary shares

Purchase

5,000

10.9400

Ordinary shares

Purchase

900

10.9500

Ordinary shares

Purchase

222

10.9600

Ordinary shares

Purchase

2,600

10.9800

Ordinary shares

Purchase

998

10.9950

Ordinary shares

Purchase

1,460

11.0050

Ordinary shares

Purchase

5,379

11.0100

Ordinary shares

Purchase

250

11.0150

Ordinary shares

Purchase

300

11.0200

Ordinary shares

Purchase

4,208

11.0250

Ordinary shares

Purchase

1,000

11.0300

Ordinary shares

Purchase

1,510

11.0350

Ordinary shares

Purchase

3,515

11.0450

Ordinary shares

Purchase

2,496

11.0500

Ordinary shares

Purchase

2,000

11.0550

Ordinary shares

Purchase

2,698

11.0650

Ordinary shares

Purchase

339

11.0700

Ordinary shares

Purchase

4,055

11.0750

Ordinary shares

Purchase

6,311

11.0800

Ordinary shares

Purchase

1,061

11.0850

Ordinary shares

Purchase

8,914

11.1000

Ordinary shares

Purchase

33,596

11.1050

Ordinary shares

Purchase

7,742

11.1100

Ordinary shares

Purchase

1,358

11.1150

Ordinary shares

Purchase

1,307

11.1200

Ordinary shares

Purchase

20,107

11.1250

Ordinary shares

Purchase

249

11.1300

Ordinary shares

Purchase

1,059

11.1350

Ordinary shares

Purchase

9,444

11.1400

Ordinary shares

Purchase

6,754

11.1450

Ordinary shares

Purchase

27,887

11.1500

Ordinary shares

Purchase

12,330

11.1510

Ordinary shares

Purchase

4,875

11.1550

Ordinary shares

Purchase

4,130

11.1600

Ordinary shares

Purchase

4,555

11.1650

Ordinary shares

Purchase

5,690

11.1700

Ordinary shares

Purchase

912

11.1750

Ordinary shares

Purchase

5,845

11.1800

Ordinary shares

Purchase

9,265

11.1850

Ordinary shares

Purchase

5,745

11.1900

Ordinary shares

Purchase

2,541

11.1950

Ordinary shares

Purchase

54,227

11.2000

Ordinary shares

Purchase

8,955

11.2050

Ordinary shares

Purchase

25,000

11.2080

Ordinary shares

Purchase

9,440

11.2100

Ordinary shares

Purchase

5,667

11.2150

Ordinary shares

Purchase

50,681

11.2200

Ordinary shares

Purchase

3,639

11.2250

Ordinary shares

Purchase

707

11.2300

Ordinary shares

Purchase

2,233

11.2350

Ordinary shares

Purchase

1,068

11.2400

Ordinary shares

Purchase

1,893

11.2450

Ordinary shares

Purchase

2,902

11.2500

Ordinary shares

Purchase

2,678

11.2550

Ordinary shares

Purchase

3,403

11.2600

Ordinary shares

Purchase

19,614

11.2650

Ordinary shares

Purchase

17,831

11.2700

Ordinary shares

Purchase

44,962

11.2750

Ordinary shares

Purchase

12,689

11.2800

Ordinary shares

Purchase

9,550

11.2841

Ordinary shares

Purchase

16,332

11.2850

Ordinary shares

Purchase

219

11.2875

Ordinary shares

Purchase

108,184

11.2900

Ordinary shares

Purchase

292,249

11.2950

Ordinary shares

Purchase

94,145

11.3000

Ordinary shares

Purchase

9,392

11.3050

Ordinary shares

Purchase

6,577

11.3150

Ordinary shares

Purchase

20,000

11.3192

Ordinary shares

Purchase

990

11.3200

Ordinary shares

Purchase

840

11.3250

Ordinary shares

Sale

519

10.8850

Ordinary shares

Sale

3,722

10.8900

Ordinary shares

Sale

2,191

10.8950

Ordinary shares

Sale

10,127

10.9000

Ordinary shares

Sale

4,108

10.9050

Ordinary shares

Sale

1,972

10.9100

Ordinary shares

Sale

5,131

10.9150

Ordinary shares

Sale

3,992

10.9250

Ordinary shares

Sale

8,103

10.9300

Ordinary shares

Sale

2,036

10.9350

Ordinary shares

Sale

400

10.9450

Ordinary shares

Sale

12,885

10.9550

Ordinary shares

Sale

5,645

10.9650

Ordinary shares

Sale

1,156

10.9700

Ordinary shares

Sale

11,515

10.9900

Ordinary shares

Sale

1,003

10.9950

Ordinary shares

Sale

1,760

11.0000

Ordinary shares

Sale

6,719

11.0100

Ordinary shares

Sale

2,272

11.0250

Ordinary shares

Sale

369

11.0300

Ordinary shares

Sale

2,160

11.0350

Ordinary shares

Sale

4,805

11.0400

Ordinary shares

Sale

2,489

11.0450

Ordinary shares

Sale

1,627

11.0550

Ordinary shares

Sale

589

11.0650

Ordinary shares

Sale

5,814

11.0700

Ordinary shares

Sale

1,043

11.0750

Ordinary shares

Sale

305

11.0800

Ordinary shares

Sale

1,219

11.0850

Ordinary shares

Sale

1,043

11.0900

Ordinary shares

Sale

558

11.0950

Ordinary shares

Sale

50,899

11.1000

Ordinary shares

Sale

3,459

11.1050

Ordinary shares

Sale

1,136

11.1100

Ordinary shares

Sale

1,000

11.1150

Ordinary shares

Sale

7,509

11.1200

Ordinary shares

Sale

12,220

11.1250

Ordinary shares

Sale

3,114

11.1300

Ordinary shares

Sale

3,001

11.1350

Ordinary shares

Sale

7,012

11.1400

Ordinary shares

Sale

5,061

11.1450

Ordinary shares

Sale

134

11.1500

Ordinary shares

Sale

11,454

11.1510

Ordinary shares

Sale

5,092

11.1550

Ordinary shares

Sale

8,157

11.1600

Ordinary shares

Sale

2,323

11.1650

Ordinary shares

Sale

2,703

11.1700

Ordinary shares

Sale

21,609

11.1750

Ordinary shares

Sale

10,752

11.1800

Ordinary shares

Sale

3,997

11.1850

Ordinary shares

Sale

7,415

11.1900

Ordinary shares

Sale

29,507

11.1950

Ordinary shares

Sale

31,746

11.2000

Ordinary shares

Sale

15,681

11.2050

Ordinary shares

Sale

10,198

11.2100

Ordinary shares

Sale

20,696

11.2150

Ordinary shares

Sale

29,339

11.2200

Ordinary shares

Sale

11,079

11.2300

Ordinary shares

Sale

4,741

11.2350

Ordinary shares

Sale

2,797

11.2400

Ordinary shares

Sale

7,529

11.2450

Ordinary shares

Sale

2,147

11.2550

Ordinary shares

Sale

7,190

11.2600

Ordinary shares

Sale

10,152

11.2650

Ordinary shares

Sale

1,000

11.2675

Ordinary shares

Sale

3,127

11.2700

Ordinary shares

Sale

4,000

11.2725

Ordinary shares

Sale

39,405

11.2750

Ordinary shares

Sale

30,742

11.2800

Ordinary shares

Sale

82,391

11.2850

Ordinary shares

Sale

24,841

11.2900

Ordinary shares

Sale

317,173

11.2950

Ordinary shares

Sale

60,000

11.2985

Ordinary shares

Sale

12,078

11.3000

Ordinary shares

Sale

2,547

11.3050

Ordinary shares

Sale

7,066

11.3100

Ordinary shares

Sale

1,385

11.3150

Ordinary shares

Sale

20,000

11.3200

Ordinary shares

Sale

1,000

11.3300

 

Total Buy - 1,095,388

Total Sell - 1,064,881

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

80

11.1700

Ordinary Shares

SWAP

Long

614,489

11.1804

Ordinary Shares

SWAP

Long

2,200

11.1995

Ordinary Shares

SWAP

Long

289

11.2950

Ordinary Shares

SWAP

Short

80

10.9100

Ordinary Shares

SWAP

Short

1,904

11.1314

Ordinary Shares

SWAP

Short

618,967

11.1856

Ordinary Shares

SWAP

Short

200

11.2900

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18/04/2012

Contact name:

Koji Kitayama

Telephone number:

0207102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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