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Form 8.5 (EPT/NON-RI) - Xstrata Plc

29th Mar 2012 10:04

RNS Number : 3431A
Nomura International PLC (EPT)
29 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

28 March, 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Glencore International Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,865,918

0.062

215,822

0.007

(2) Derivatives (other than options):

521,664

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,865,918

0.062

737,486

0.024

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,892

10.6400

Ordinary shares

Purchase

8,337

10.6450

Ordinary shares

Purchase

3,950

10.6500

Ordinary shares

Purchase

13,414

10.6550

Ordinary shares

Purchase

3,338

10.6600

Ordinary shares

Purchase

31,352

10.6650

Ordinary shares

Purchase

12,110

10.6700

Ordinary shares

Purchase

5,369

10.6750

Ordinary shares

Purchase

13,089

10.6800

Ordinary shares

Purchase

57,758

10.6850

Ordinary shares

Purchase

12,807

10.6900

Ordinary shares

Purchase

3,389

10.6950

Ordinary shares

Purchase

8,259

10.7000

Ordinary shares

Purchase

8,639

10.7050

Ordinary shares

Purchase

9,300

10.7100

Ordinary shares

Purchase

747

10.7150

Ordinary shares

Purchase

15,426

10.7200

Ordinary shares

Purchase

925

10.7350

Ordinary shares

Purchase

793

10.7550

Ordinary shares

Purchase

6,470

10.7650

Ordinary shares

Purchase

20,214

10.7700

Ordinary shares

Purchase

16,611

10.7750

Ordinary shares

Purchase

18,887

10.7800

Ordinary shares

Purchase

2,500

10.7808

Ordinary shares

Purchase

8,550

10.7824

Ordinary shares

Purchase

20,540

10.7850

Ordinary shares

Purchase

5,873

10.7900

Ordinary shares

Purchase

14,488

10.7950

Ordinary shares

Purchase

8,529

10.8000

Ordinary shares

Purchase

12,871

10.8050

Ordinary shares

Purchase

16,203

10.8100

Ordinary shares

Purchase

6,309

10.8150

Ordinary shares

Purchase

13,698

10.8200

Ordinary shares

Purchase

19,019

10.8250

Ordinary shares

Purchase

2,224

10.8300

Ordinary shares

Purchase

9,790

10.8350

Ordinary shares

Purchase

7,604

10.8400

Ordinary shares

Purchase

18,933

10.8450

Ordinary shares

Purchase

1,636

10.8500

Ordinary shares

Purchase

10,245

10.8550

Ordinary shares

Purchase

3,809

10.8600

Ordinary shares

Purchase

7,569

10.8650

Ordinary shares

Purchase

2,596

10.8700

Ordinary shares

Purchase

5,895

10.8750

Ordinary shares

Purchase

7,189

10.8800

Ordinary shares

Purchase

19,799

10.8850

Ordinary shares

Purchase

5,304

10.8900

Ordinary shares

Purchase

6,528

10.8950

Ordinary shares

Purchase

4,777

10.9000

Ordinary shares

Purchase

6,863

10.9100

Ordinary shares

Purchase

1,191

10.9150

Ordinary shares

Purchase

4,652

10.9250

Ordinary shares

Purchase

9,792

10.9300

Ordinary shares

Purchase

1,715

10.9400

Ordinary shares

Purchase

1,267

10.9450

Ordinary shares

Purchase

2,538

10.9500

Ordinary shares

Purchase

352

10.9600

Ordinary shares

Purchase

132

10.9650

Ordinary shares

Purchase

6,263

10.9700

Ordinary shares

Purchase

2,250

10.9750

Ordinary shares

Purchase

4,853

10.9850

Ordinary shares

Purchase

1,369

10.9900

Ordinary shares

Purchase

3,690

10.9950

Ordinary shares

Purchase

100

11.0000

Ordinary shares

Purchase

919

11.0050

Ordinary shares

Purchase

1,216

11.0100

Ordinary shares

Purchase

2,500

11.0109

Ordinary shares

Purchase

2,767

11.0150

Ordinary shares

Purchase

2,545

11.0200

Ordinary shares

Purchase

666

11.0250

Ordinary shares

Sale

4,323

10.6400

Ordinary shares

Sale

23,236

10.6500

Ordinary shares

Sale

12,891

10.6550

Ordinary shares

Sale

46,464

10.6600

Ordinary shares

Sale

8,686

10.6650

Ordinary shares

Sale

49,631

10.6700

Ordinary shares

Sale

9,168

10.6750

Ordinary shares

Sale

23,963

10.6800

Ordinary shares

Sale

111,527

10.6850

Ordinary shares

Sale

61,806

10.6900

Ordinary shares

Sale

39,790

10.6950

Ordinary shares

Sale

8,985

10.7000

Ordinary shares

Sale

25,271

10.7050

Ordinary shares

Sale

14,890

10.7100

Ordinary shares

Sale

1,618

10.7150

Ordinary shares

Sale

6,032

10.7200

Ordinary shares

Sale

11,405

10.7250

Ordinary shares

Sale

7,839

10.7300

Ordinary shares

Sale

3,049

10.7350

Ordinary shares

Sale

2,633

10.7600

Ordinary shares

Sale

2,633

10.7650

Ordinary shares

Sale

60,194

10.7700

Ordinary shares

Sale

42,618

10.7750

Ordinary shares

Sale

32,998

10.7800

Ordinary shares

Sale

15,843

10.7850

Ordinary shares

Sale

27,740

10.7900

Ordinary shares

Sale

2,552

10.7950

Ordinary shares

Sale

19,804

10.8000

Ordinary shares

Sale

7,987

10.8050

Ordinary shares

Sale

7,407

10.8100

Ordinary shares

Sale

2,170

10.8105

Ordinary shares

Sale

7,373

10.8150

Ordinary shares

Sale

25,000

10.8158

Ordinary shares

Sale

15,001

10.8200

Ordinary shares

Sale

16,333

10.8250

Ordinary shares

Sale

10,845

10.8300

Ordinary shares

Sale

10,761

10.8350

Ordinary shares

Sale

6,968

10.8400

Ordinary shares

Sale

24,013

10.8445

Ordinary shares

Sale

8,711

10.8450

Ordinary shares

Sale

7,526

10.8487

Ordinary shares

Sale

11,099

10.8500

Ordinary shares

Sale

2,405

10.8550

Ordinary shares

Sale

12,588

10.8600

Ordinary shares

Sale

535

10.8650

Ordinary shares

Sale

5,981

10.8700

Ordinary shares

Sale

4,397

10.8750

Ordinary shares

Sale

4,052

10.8800

Ordinary shares

Sale

6,627

10.8850

Ordinary shares

Sale

2,571

10.8900

Ordinary shares

Sale

2,313

10.8950

Ordinary shares

Sale

10,860

10.9000

Ordinary shares

Sale

2,926

10.9050

Ordinary shares

Sale

4,223

10.9100

Ordinary shares

Sale

4,536

10.9150

Ordinary shares

Sale

3,008

10.9200

Ordinary shares

Sale

3,194

10.9250

Ordinary shares

Sale

1,654

10.9300

Ordinary shares

Sale

8,899

10.9350

Ordinary shares

Sale

4,712

10.9400

Ordinary shares

Sale

20,000

10.9500

Ordinary shares

Sale

5,062

10.9600

Ordinary shares

Sale

510

10.9650

Ordinary shares

Sale

1,684

10.9700

Ordinary shares

Sale

296

10.9750

Ordinary shares

Sale

352

10.9800

Ordinary shares

Sale

401

10.9900

Ordinary shares

Sale

107

10.9950

Ordinary shares

Sale

448

11.0000

Ordinary shares

Sale

667

11.0050

Ordinary shares

Sale

1,000

11.0100

Ordinary shares

Sale

1,789

11.0150

Ordinary shares

Sale

2,671

11.0200

Ordinary shares

Sale

423

11.0250

Ordinary shares

Sale

747

11.0300

 

Total Buy - 573,194

Total Sell - 960,421

 

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

4,201

10.7465

Ordinary Shares

SWAP

Long

455,576

10.7783

Ordinary Shares

SWAP

Long

8,577

10.9371

Ordinary Shares

SWAP

Short

1,300

10.6769

Ordinary Shares

SWAP

Short

17

10.6850

Ordinary Shares

SWAP

Short

474,828

10.7781

Ordinary Shares

SWAP

Short

2,500

10.7808

Ordinary Shares

SWAP

Short

2,500

11.0109

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

29/03/2012

Contact name:

Koji Kitayama

Telephone number:

0207102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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