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Form 8.5 (EPT/NON-RI) - Xstrata Plc

17th Apr 2012 11:00

RNS Number : 4852B
Nomura International PLC (EPT)
17 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

16 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Glencore International Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,430,146

0.081

302,843

0.010

(2) Derivatives (other than options):

515,450

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,430,146

0.081

818,293

0.027

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

9,455

10.9200

Ordinary shares

Purchase

5,347

10.9250

Ordinary shares

Purchase

399

10.9300

Ordinary shares

Purchase

4,426

10.9350

Ordinary shares

Purchase

3,052

10.9450

Ordinary shares

Purchase

8,063

10.9500

Ordinary shares

Purchase

3,260

10.9550

Ordinary shares

Purchase

7,749

10.9600

Ordinary shares

Purchase

4,942

10.9650

Ordinary shares

Purchase

1,949

10.9700

Ordinary shares

Purchase

2,405

10.9750

Ordinary shares

Purchase

364

10.9800

Ordinary shares

Purchase

13,147

10.9850

Ordinary shares

Purchase

8,645

10.9900

Ordinary shares

Purchase

12,925

10.9950

Ordinary shares

Purchase

63,794

11.0000

Ordinary shares

Purchase

7,634

11.0050

Ordinary shares

Purchase

12,381

11.0100

Ordinary shares

Purchase

31,785

11.0150

Ordinary shares

Purchase

19,112

11.0200

Ordinary shares

Purchase

23,698

11.0250

Ordinary shares

Purchase

29,348

11.0300

Ordinary shares

Purchase

22,104

11.0350

Ordinary shares

Purchase

18,184

11.0400

Ordinary shares

Purchase

13,609

11.0450

Ordinary shares

Purchase

18,295

11.0500

Ordinary shares

Purchase

14,659

11.0550

Ordinary shares

Purchase

535,117

11.0589

Ordinary shares

Purchase

29,559

11.0600

Ordinary shares

Purchase

12,425

11.0650

Ordinary shares

Purchase

19,476

11.0700

Ordinary shares

Purchase

17,565

11.0750

Ordinary shares

Purchase

10,604

11.0800

Ordinary shares

Purchase

12,899

11.0850

Ordinary shares

Purchase

11,154

11.0900

Ordinary shares

Purchase

10,227

11.0950

Ordinary shares

Purchase

1,976

11.1050

Ordinary shares

Purchase

2,927

11.1100

Ordinary shares

Purchase

1,502

11.1150

Ordinary shares

Purchase

2,324

11.1400

Ordinary shares

Sale

6,336

10.9300

Ordinary shares

Sale

600

10.9350

Ordinary shares

Sale

5,635

10.9400

Ordinary shares

Sale

9,391

10.9450

Ordinary shares

Sale

2,619

10.9500

Ordinary shares

Sale

9,687

10.9550

Ordinary shares

Sale

1,887

10.9600

Ordinary shares

Sale

9,776

10.9650

Ordinary shares

Sale

471

10.9700

Ordinary shares

Sale

1,881

10.9800

Ordinary shares

Sale

13,403

10.9850

Ordinary shares

Sale

12,386

10.9900

Ordinary shares

Sale

6,745

10.9950

Ordinary shares

Sale

14,332

10.9996

Ordinary shares

Sale

47,125

11.0000

Ordinary shares

Sale

456

11.0025

Ordinary shares

Sale

5,565

11.0050

Ordinary shares

Sale

2,679

11.0081

Ordinary shares

Sale

14,642

11.0100

Ordinary shares

Sale

1,003

11.0125

Ordinary shares

Sale

8,293

11.0150

Ordinary shares

Sale

365

11.0175

Ordinary shares

Sale

52,822

11.0200

Ordinary shares

Sale

186

11.0225

Ordinary shares

Sale

19,516

11.0250

Ordinary shares

Sale

1,608

11.0275

Ordinary shares

Sale

25,340

11.0300

Ordinary shares

Sale

732

11.0325

Ordinary shares

Sale

48,166

11.0350

Ordinary shares

Sale

74,787

11.0371

Ordinary shares

Sale

2,330

11.0375

Ordinary shares

Sale

20,903

11.0400

Ordinary shares

Sale

2,763

11.0425

Ordinary shares

Sale

32,464

11.0450

Ordinary shares

Sale

27,726

11.0500

Ordinary shares

Sale

5,322

11.0525

Ordinary shares

Sale

20,916

11.0550

Ordinary shares

Sale

262,789

11.0600

Ordinary shares

Sale

1,546

11.0625

Ordinary shares

Sale

45,906

11.0650

Ordinary shares

Sale

572

11.0675

Ordinary shares

Sale

38,533

11.0700

Ordinary shares

Sale

430

11.0725

Ordinary shares

Sale

25,032

11.0750

Ordinary shares

Sale

1,357

11.0775

Ordinary shares

Sale

46,040

11.0800

Ordinary shares

Sale

5,259

11.0825

Ordinary shares

Sale

7,445

11.0850

Ordinary shares

Sale

29,373

11.0900

Ordinary shares

Sale

2,512

11.0925

Ordinary shares

Sale

12,836

11.0950

Ordinary shares

Sale

5,117

11.1000

Ordinary shares

Sale

63

11.1025

Ordinary shares

Sale

2,090

11.1050

Ordinary shares

Sale

8,647

11.1100

Ordinary shares

Sale

12,005

11.1150

Ordinary shares

Sale

4,930

11.1200

Ordinary shares

Sale

100

11.1250

Ordinary shares

Sale

2,500

11.2190

 

Total Buy - 1,028,486

Total Sell - 1,025,940

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

167

11.0000

Ordinary Shares

SWAP

Long

3,300

11.0048

Ordinary Shares

SWAP

Long

1,861

11.0109

Ordinary Shares

SWAP

Long

79

11.0250

Ordinary Shares

SWAP

Long

366,126

11.0300

Ordinary Shares

SWAP

Long

5,000

11.0350

Ordinary Shares

SWAP

Long

2,500

11.2190

Ordinary Shares

SWAP

Short

1,861

11.0177

Ordinary Shares

SWAP

Short

373,394

11.0281

Ordinary Shares

SWAP

Short

1,300

11.0355

Ordinary Shares

SWAP

Short

238

11.0550

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

17/04/2012

Contact name:

Koji Kitayama

Telephone number:

0207102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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