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Form 8.5 (EPT/NON-RI) - Xstrata Plc

19th Apr 2012 09:43

RNS Number : 6570B
Nomura International PLC (EPT)
19 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

18 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Glencore International Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,429,599

0.081

322,091

0.011

(2) Derivatives (other than options):

492,821

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,429,599

0.081

814,912

0.027

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

6,244

11.2300

Ordinary shares

Purchase

2,027

11.2500

Ordinary shares

Purchase

3,429

11.2550

Ordinary shares

Purchase

10,644

11.2600

Ordinary shares

Purchase

1,437

11.2650

Ordinary shares

Purchase

1,566

11.2700

Ordinary shares

Purchase

234

11.2750

Ordinary shares

Purchase

2,820

11.2800

Ordinary shares

Purchase

1,287

11.2850

Ordinary shares

Purchase

15,302

11.2900

Ordinary shares

Purchase

12,321

11.2950

Ordinary shares

Purchase

11,214

11.3000

Ordinary shares

Purchase

11,023

11.3050

Ordinary shares

Purchase

20,850

11.3100

Ordinary shares

Purchase

17,759

11.3150

Ordinary shares

Purchase

4,685

11.3200

Ordinary shares

Purchase

48,014

11.3250

Ordinary shares

Purchase

13,288

11.3300

Ordinary shares

Purchase

7,057

11.3350

Ordinary shares

Purchase

15,896

11.3400

Ordinary shares

Purchase

22,092

11.3450

Ordinary shares

Purchase

42,112

11.3500

Ordinary shares

Purchase

29,986

11.3550

Ordinary shares

Purchase

42,053

11.3600

Ordinary shares

Purchase

6,545

11.3650

Ordinary shares

Purchase

5,703

11.3700

Ordinary shares

Purchase

29,782

11.3750

Ordinary shares

Purchase

66,872

11.3800

Ordinary shares

Purchase

38,320

11.3850

Ordinary shares

Purchase

12,583

11.3900

Ordinary shares

Purchase

26,346

11.3950

Ordinary shares

Purchase

28,789

11.4000

Ordinary shares

Purchase

8,462

11.4050

Ordinary shares

Purchase

4,029

11.4100

Ordinary shares

Purchase

1,708

11.4200

Ordinary shares

Sale

5,994

11.2450

Ordinary shares

Sale

1,098

11.2550

Ordinary shares

Sale

4,263

11.2600

Ordinary shares

Sale

1,000

11.2650

Ordinary shares

Sale

1,100

11.2700

Ordinary shares

Sale

1,084

11.2750

Ordinary shares

Sale

3,568

11.2800

Ordinary shares

Sale

2,036

11.2850

Ordinary shares

Sale

10,150

11.2900

Ordinary shares

Sale

6,258

11.2950

Ordinary shares

Sale

16,654

11.3000

Ordinary shares

Sale

9,945

11.3050

Ordinary shares

Sale

20,057

11.3100

Ordinary shares

Sale

27,262

11.3150

Ordinary shares

Sale

38,757

11.3200

Ordinary shares

Sale

21,336

11.3250

Ordinary shares

Sale

11,828

11.3300

Ordinary shares

Sale

16,216

11.3350

Ordinary shares

Sale

17,430

11.3400

Ordinary shares

Sale

41,888

11.3450

Ordinary shares

Sale

77,936

11.3500

Ordinary shares

Sale

12,237

11.3550

Ordinary shares

Sale

9,642

11.3600

Ordinary shares

Sale

15,824

11.3650

Ordinary shares

Sale

14,858

11.3700

Ordinary shares

Sale

40,427

11.3750

Ordinary shares

Sale

2,500

11.3775

Ordinary shares

Sale

62,245

11.3800

Ordinary shares

Sale

8,611

11.3846

Ordinary shares

Sale

20,391

11.3850

Ordinary shares

Sale

40,317

11.3900

Ordinary shares

Sale

16,741

11.3950

Ordinary shares

Sale

30,202

11.4000

Ordinary shares

Sale

7,148

11.4050

Ordinary shares

Sale

4,128

11.4100

Ordinary shares

Sale

1,650

11.4150

 

Total Buy - 572,479

Total Sell - 622,781

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

265

11.2900

Ordinary Shares

SWAP

Long

538,319

11.3497

Ordinary Shares

SWAP

Long

2,600

11.3746

Ordinary Shares

SWAP

Long

5,082

11.3800

Ordinary Shares

SWAP

Short

265

11.2850

Ordinary Shares

SWAP

Short

514,919

11.3478

Ordinary Shares

SWAP

Short

4,000

11.3514

Ordinary Shares

SWAP

Short

360

11.3800

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

19/04/2012

Contact name:

Koji Kitayama

Telephone number:

0207102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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