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Form 8.5 (EPT/NON-RI) xstrata

28th Sep 2012 12:08

RNS Number : 4611N
BNP Paribas London
28 September 2012
 

Amendment

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

BNP Paribas

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata plc

 

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International plc

(d) Date position held/dealing undertaken:

27/09/2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.5 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,851,878

0.43

n/a

0.00

(2) Derivatives (other than options):

1,891,222

0.06

6,030,217

0.20

(3) Options and agreements to purchase/sell:

14,503,294

0.48

10,523,888

0.35

 

TOTAL:

29,246,394

0.97

16,561,105

0.55

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

n/a

Details, including nature of the rights concerned and relevant percentages:

n/a

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

 

 

 

 

 

 

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of Securities

Price per unit

USD 0.5 ordinary

Purchase

2,350

9.7510

USD 0.5 ordinary

Purchase

219

9.7480

USD 0.5 ordinary

Purchase

59

9.7460

USD 0.5 ordinary

Purchase

326

9.7410

USD 0.5 ordinary

Purchase

152

9.7390

USD 0.5 ordinary

Purchase

327

9.7360

USD 0.5 ordinary

Purchase

1,332

9.7350

USD 0.5 ordinary

Purchase

600

9.7340

USD 0.5 ordinary

Purchase

794

9.7330

USD 0.5 ordinary

Purchase

1,100

9.7320

USD 0.5 ordinary

Purchase

467

9.7310

USD 0.5 ordinary

Purchase

619

9.7300

USD 0.5 ordinary

Purchase

479

9.7290

USD 0.5 ordinary

Purchase

281

9.7280

USD 0.5 ordinary

Purchase

456

9.7270

USD 0.5 ordinary

Purchase

607

9.7260

USD 0.5 ordinary

Purchase

261

9.7240

USD 0.5 ordinary

Purchase

953

9.7220

USD 0.5 ordinary

Purchase

3,240

9.7190

USD 0.5 ordinary

Purchase

1,009

9.7180

USD 0.5 ordinary

Purchase

3,500

9.7170

USD 0.5 ordinary

Purchase

4,936

9.7160

USD 0.5 ordinary

Purchase

3,001

9.7150

USD 0.5 ordinary

Purchase

769

9.7140

USD 0.5 ordinary

Purchase

4,500

9.7130

USD 0.5 ordinary

Purchase

1,207

9.7120

USD 0.5 ordinary

Purchase

8

9.7113

USD 0.5 ordinary

Purchase

3,003

9.7110

USD 0.5 ordinary

Purchase

725

9.7100

USD 0.5 ordinary

Purchase

1,588

9.7090

USD 0.5 ordinary

Purchase

1,480

9.7080

USD 0.5 ordinary

Purchase

747

9.7060

USD 0.5 ordinary

Purchase

594

9.7020

USD 0.5 ordinary

Purchase

2,335

9.7010

USD 0.5 ordinary

Purchase

473

9.7000

USD 0.5 ordinary

Purchase

1,310

9.6980

USD 0.5 ordinary

Purchase

1,034

9.6960

USD 0.5 ordinary

Purchase

2,943

9.6950

USD 0.5 ordinary

Purchase

2,018

9.6940

USD 0.5 ordinary

Purchase

1,449

9.6860

USD 0.5 ordinary

Purchase

455

9.6830

USD 0.5 ordinary

Purchase

1,221

9.6810

USD 0.5 ordinary

Purchase

1,068

9.6790

USD 0.5 ordinary

Purchase

1,859

9.6780

USD 0.5 ordinary

Purchase

600

9.6730

USD 0.5 ordinary

Purchase

1,021

9.6720

USD 0.5 ordinary

Purchase

302,391

9.6710

USD 0.5 ordinary

Purchase

1,381

9.6700

USD 0.5 ordinary

Purchase

1,121

9.6690

USD 0.5 ordinary

Purchase

500

9.6680

USD 0.5 ordinary

Purchase

694

9.6670

USD 0.5 ordinary

Purchase

3,319

9.6660

USD 0.5 ordinary

Purchase

469

9.6650

USD 0.5 ordinary

Purchase

1,237

9.6630

USD 0.5 ordinary

Purchase

1,203

9.6610

USD 0.5 ordinary

Purchase

14

9.6543

USD 0.5 ordinary

Purchase

286

9.6540

USD 0.5 ordinary

Purchase

46

9.6539

USD 0.5 ordinary

Purchase

835

9.6500

USD 0.5 ordinary

Purchase

500

9.6390

USD 0.5 ordinary

Purchase

510

9.6370

USD 0.5 ordinary

Purchase

2,057

9.6340

USD 0.5 ordinary

Purchase

133

9.6260

USD 0.5 ordinary

Purchase

622

9.6250

USD 0.5 ordinary

Purchase

238

9.6220

USD 0.5 ordinary

Purchase

2,438

9.6150

USD 0.5 ordinary

Purchase

553

9.6140

USD 0.5 ordinary

Purchase

3,323

9.6130

USD 0.5 ordinary

Purchase

200

9.6110

USD 0.5 ordinary

Purchase

256

9.6070

USD 0.5 ordinary

Purchase

9,374

9.6050

USD 0.5 ordinary

Purchase

2,042

9.6040

USD 0.5 ordinary

Purchase

835

9.6030

USD 0.5 ordinary

Purchase

1,317

9.6000

USD 0.5 ordinary

Purchase

807

9.5980

USD 0.5 ordinary

Purchase

438

9.5970

USD 0.5 ordinary

Purchase

23,845

9.5960

USD 0.5 ordinary

Purchase

1,799

9.5950

USD 0.5 ordinary

Purchase

1,431

9.5930

USD 0.5 ordinary

Purchase

3,092

9.5920

USD 0.5 ordinary

Purchase

618

9.5910

USD 0.5 ordinary

Purchase

1,201

9.5900

USD 0.5 ordinary

Purchase

1,589

9.5890

USD 0.5 ordinary

Purchase

428

9.5870

USD 0.5 ordinary

Purchase

1,057

9.5860

USD 0.5 ordinary

Purchase

2,391

9.5850

USD 0.5 ordinary

Purchase

1,700

9.5840

USD 0.5 ordinary

Purchase

64

9.5830

USD 0.5 ordinary

Purchase

372

9.5800

USD 0.5 ordinary

Purchase

500

9.5770

USD 0.5 ordinary

Purchase

147

9.5750

USD 0.5 ordinary

Purchase

115

9.5580

USD 0.5 ordinary

Purchase

445

9.5480

Total

439,408

USD 0.5 ordinary

Sale

2,350

9.7570

USD 0.5 ordinary

Sale

1,076

9.7530

USD 0.5 ordinary

Sale

705

9.7390

USD 0.5 ordinary

Sale

2,623

9.7360

USD 0.5 ordinary

Sale

1,561

9.7350

USD 0.5 ordinary

Sale

2,237

9.7330

USD 0.5 ordinary

Sale

401

9.7320

USD 0.5 ordinary

Sale

2,669

9.7310

USD 0.5 ordinary

Sale

802

9.7300

USD 0.5 ordinary

Sale

705

9.7290

USD 0.5 ordinary

Sale

128,528

9.7280

USD 0.5 ordinary

Sale

3,302

9.7270

USD 0.5 ordinary

Sale

142

9.7260

USD 0.5 ordinary

Sale

45

9.7251

USD 0.5 ordinary

Sale

1,452

9.7250

USD 0.5 ordinary

Sale

3,098

9.7240

USD 0.5 ordinary

Sale

2,377

9.7230

USD 0.5 ordinary

Sale

1,172

9.7220

USD 0.5 ordinary

Sale

21

9.7219

USD 0.5 ordinary

Sale

3,381

9.7210

USD 0.5 ordinary

Sale

916

9.7200

USD 0.5 ordinary

Sale

2,791

9.7190

USD 0.5 ordinary

Sale

5,511

9.7180

USD 0.5 ordinary

Sale

846

9.7170

USD 0.5 ordinary

Sale

2,802

9.7160

USD 0.5 ordinary

Sale

95

9.7151

USD 0.5 ordinary

Sale

2,870

9.7150

USD 0.5 ordinary

Sale

2,136

9.7130

USD 0.5 ordinary

Sale

285

9.7120

USD 0.5 ordinary

Sale

66

9.7110

USD 0.5 ordinary

Sale

9

9.7100

USD 0.5 ordinary

Sale

1,553

9.7090

USD 0.5 ordinary

Sale

62

9.7081

USD 0.5 ordinary

Sale

2,446

9.7080

USD 0.5 ordinary

Sale

76

9.7079

USD 0.5 ordinary

Sale

2,331

9.7070

USD 0.5 ordinary

Sale

1,974

9.7060

USD 0.5 ordinary

Sale

74

9.7059

USD 0.5 ordinary

Sale

91

9.7050

USD 0.5 ordinary

Sale

5,251

9.7040

USD 0.5 ordinary

Sale

2,498

9.7020

USD 0.5 ordinary

Sale

1,553

9.7010

USD 0.5 ordinary

Sale

2,332

9.7000

USD 0.5 ordinary

Sale

5,315

9.6990

USD 0.5 ordinary

Sale

1,088

9.6980

USD 0.5 ordinary

Sale

715

9.6960

USD 0.5 ordinary

Sale

391

9.6950

USD 0.5 ordinary

Sale

266

9.6940

USD 0.5 ordinary

Sale

558

9.6920

USD 0.5 ordinary

Sale

64

9.6900

USD 0.5 ordinary

Sale

722

9.6870

USD 0.5 ordinary

Sale

1,307

9.6830

USD 0.5 ordinary

Sale

2,137

9.6820

USD 0.5 ordinary

Sale

1,350

9.6810

USD 0.5 ordinary

Sale

4,436

9.6800

USD 0.5 ordinary

Sale

730

9.6790

USD 0.5 ordinary

Sale

5,095

9.6780

USD 0.5 ordinary

Sale

18

9.6772

USD 0.5 ordinary

Sale

4,168

9.6770

USD 0.5 ordinary

Sale

36

9.6769

USD 0.5 ordinary

Sale

560

9.6760

USD 0.5 ordinary

Sale

3,007

9.6750

USD 0.5 ordinary

Sale

153

9.6740

USD 0.5 ordinary

Sale

2,847

9.6730

USD 0.5 ordinary

Sale

2,315

9.6720

USD 0.5 ordinary

Sale

2,486

9.6700

USD 0.5 ordinary

Sale

955

9.6670

USD 0.5 ordinary

Sale

1,038

9.6650

USD 0.5 ordinary

Sale

716

9.6620

USD 0.5 ordinary

Sale

2,146

9.6560

USD 0.5 ordinary

Sale

1,199

9.6550

USD 0.5 ordinary

Sale

394

9.6540

USD 0.5 ordinary

Sale

130

9.6510

USD 0.5 ordinary

Sale

158

9.6480

USD 0.5 ordinary

Sale

154

9.6470

USD 0.5 ordinary

Sale

222

9.6430

USD 0.5 ordinary

Sale

500

9.6390

USD 0.5 ordinary

Sale

2,388

9.6360

USD 0.5 ordinary

Sale

51

9.6330

USD 0.5 ordinary

Sale

2,171

9.6320

USD 0.5 ordinary

Sale

333

9.6310

USD 0.5 ordinary

Sale

761

9.6300

USD 0.5 ordinary

Sale

600

9.6290

USD 0.5 ordinary

Sale

1,600

9.6280

USD 0.5 ordinary

Sale

271

9.6170

USD 0.5 ordinary

Sale

2,064

9.6130

USD 0.5 ordinary

Sale

32

9.6120

USD 0.5 ordinary

Sale

442

9.6100

USD 0.5 ordinary

Sale

441

9.6060

USD 0.5 ordinary

Sale

2,124

9.6050

USD 0.5 ordinary

Sale

693

9.6040

USD 0.5 ordinary

Sale

332

9.6020

USD 0.5 ordinary

Sale

6,992

9.5960

USD 0.5 ordinary

Sale

915

9.5950

USD 0.5 ordinary

Sale

3,192

9.5940

USD 0.5 ordinary

Sale

782

9.5930

USD 0.5 ordinary

Sale

2,582

9.5890

USD 0.5 ordinary

Sale

1,609

9.5840

USD 0.5 ordinary

Sale

663

9.5790

USD 0.5 ordinary

Sale

541

9.5780

USD 0.5 ordinary

Sale

2,569

9.5760

USD 0.5 ordinary

Sale

63

9.5740

USD 0.5 ordinary

Sale

1,143

9.5670

USD 0.5 ordinary

Sale

115

9.5550

Total

280,060

 

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.5 ordinary

CFD

Opening a long position

915,000

3.43

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying Buy etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.5 ordinary

Put

Buy

1,000

9.80

E

21/12/2012

80.00

USD 0.5 ordinary

Put

Buy

6,000

9.80

E

21/12/2012

80.00

USD 0.5 ordinary

Call

Buy

12,000

12.00

E

15/03/2013

22.00

 

(ii) Excercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

None

 

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

None

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

None

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

Date of disclosure:

28 September 2012

Contact name:

Dirk Young

Telephone number:

0207 595 4871

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

BNP Paribas

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Xstrata plc

 

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.5 ordinary

Put

Buy

2,000,000

9.60

E

19/10/2012

USD 0.5 ordinary

Put

Sell

2,000,000

9.60

E

19/10/2012

USD 0.5 ordinary

Call

Sell

600,000

8.00

E

20/12/2012

USD 0.5 ordinary

Put

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Call

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Put

Buy

680,000

8.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

50,000

8.00

E

21/12/2012

USD 0.5 ordinary

Call

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Put

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Call

Sell

30,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Sell

20,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Buy

543,000

8.80

A

21/12/2012

USD 0.5 ordinary

Put

Sell

53,000

8.80

E

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

8.80

E

21/12/2012

USD 0.5 ordinary

Put

Buy

70,000

9.20

A

21/12/2012

USD 0.5 ordinary

Call

Buy

83,000

9.20

E

21/12/2012

USD 0.5 ordinary

Put

Sell

750,000

9.20

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,000

9.60

E

21/12/2012

USD 0.5 ordinary

Sell

Put

20,000

9.80

E

21/12/2012

USD 0.5 ordinary

Buy

Put

13,000

9.80

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,525,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

1,500,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

150,000

10.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

110,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

100,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

500,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

575,000

11.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

150,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

500,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

250,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Call

Buy

15,000

13.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

37,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

125,000

15.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Buy

33,000

8.00

E

15/03/2013

USD 0.5 ordinary

Put

Buy

61,000

8.40

E

15/03/2013

USD 0.5 ordinary

Call

Sell

58,095

9.39

E

15/03/2013

USD 0.5 ordinary

Put

Sell

58,095

9.39

E

15/03/2013

USD 0.5 ordinary

Call

Sell

16,000

9.60

E

15/03/2013

USD 0.5 ordinary

Call

Buy

10,000

10.00

E

15/03/2013

USD 0.5 ordinary

Call

Buy

36,000

12.00

E

15/03/2013

USD 0.5 ordinary

Call

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Put

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Put

Buy

10,000

8.80

A

21/06/2013

USD 0.5 ordinary

Put

Buy

761,000

9.20

A

21/06/2013

USD 0.5 ordinary

Call

Buy

16,000

9.60

A

21/06/2013

USD 0.5 ordinary

Put

Buy

37,000

9.60

A

21/06/2013

USD 0.5 ordinary

Call

Sell

250,000

10.00

A

21/06/2013

USD 0.5 ordinary

Put

Sell

150,000

7.20

E

20/12/2013

USD 0.5 ordinary

Call

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Buy

250,000

8.20

E

20/06/2014

USD 0.5 ordinary

Put

Buy

90,000

14.00

A

19/12/2014

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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