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Form 8.5 (EPT/NON-RI) xstrata

7th Sep 2012 11:53

RNS Number : 7814L
BNP Paribas London
07 September 2012
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

BNP Paribas

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata plc

 

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International plc

(d) Date position held/dealing undertaken:

06/09/2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.5 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,944,594

0.26

n/a

0.00

(2) Derivatives (other than options):

976,222

0.03

6,030,217

0.20

(3) Options and agreements to purchase/sell:

15,677,199

0.52

11,594,793

0.39

 

TOTAL:

24,598,015

0.82

17,625,010

0.59

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

n/a

Details, including nature of the rights concerned and relevant percentages:

n/a

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

 

 

 

 

 

 

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of Securities

Price per unit

USD 0.5 ordinary

Purchase

824

9.8390

USD 0.5 ordinary

Purchase

3,109

9.8380

USD 0.5 ordinary

Purchase

178

9.8371

USD 0.5 ordinary

Purchase

1,296

9.8370

USD 0.5 ordinary

Purchase

150

9.8351

USD 0.5 ordinary

Purchase

120

9.8350

USD 0.5 ordinary

Purchase

150

9.8311

USD 0.5 ordinary

Purchase

60

9.8310

USD 0.5 ordinary

Purchase

135

9.8300

USD 0.5 ordinary

Purchase

60

9.8280

USD 0.5 ordinary

Purchase

75

9.8270

USD 0.5 ordinary

Purchase

60

9.8260

USD 0.5 ordinary

Purchase

2,061

9.8250

USD 0.5 ordinary

Purchase

5,156

9.8210

USD 0.5 ordinary

Purchase

1,402

9.8200

USD 0.5 ordinary

Purchase

75

9.8191

USD 0.5 ordinary

Purchase

60

9.8180

USD 0.5 ordinary

Purchase

60

9.8170

USD 0.5 ordinary

Purchase

75

9.8151

USD 0.5 ordinary

Purchase

60

9.8140

USD 0.5 ordinary

Purchase

2,185

9.8120

USD 0.5 ordinary

Purchase

1,021

9.8070

USD 0.5 ordinary

Purchase

75

9.8060

USD 0.5 ordinary

Purchase

1,035

9.8050

USD 0.5 ordinary

Purchase

2,407

9.8040

USD 0.5 ordinary

Purchase

1,453

9.8030

USD 0.5 ordinary

Purchase

2,306

9.8020

USD 0.5 ordinary

Purchase

3,438

9.7990

USD 0.5 ordinary

Purchase

245

9.7980

USD 0.5 ordinary

Purchase

75

9.7971

USD 0.5 ordinary

Purchase

60

9.7970

USD 0.5 ordinary

Purchase

3,766

9.7960

USD 0.5 ordinary

Purchase

150

9.7951

USD 0.5 ordinary

Purchase

7,216

9.7940

USD 0.5 ordinary

Purchase

75

9.7931

USD 0.5 ordinary

Purchase

3,796

9.7930

USD 0.5 ordinary

Purchase

2,135

9.7920

USD 0.5 ordinary

Purchase

331

9.7910

USD 0.5 ordinary

Purchase

102,400

9.7900

USD 0.5 ordinary

Purchase

75

9.7891

USD 0.5 ordinary

Purchase

3,529

9.7890

USD 0.5 ordinary

Purchase

195

9.7880

USD 0.5 ordinary

Purchase

60

9.7870

USD 0.5 ordinary

Purchase

60

9.7860

USD 0.5 ordinary

Purchase

2,696

9.7840

USD 0.5 ordinary

Purchase

60

9.7830

USD 0.5 ordinary

Purchase

75

9.7820

USD 0.5 ordinary

Purchase

2,969

9.7800

USD 0.5 ordinary

Purchase

75

9.7791

USD 0.5 ordinary

Purchase

1,150

9.7780

USD 0.5 ordinary

Purchase

675

9.7760

USD 0.5 ordinary

Purchase

195

9.7750

USD 0.5 ordinary

Purchase

60

9.7740

USD 0.5 ordinary

Purchase

3,620

9.7730

USD 0.5 ordinary

Purchase

60

9.7720

USD 0.5 ordinary

Purchase

606

9.7700

USD 0.5 ordinary

Purchase

951

9.7690

USD 0.5 ordinary

Purchase

1,636

9.7680

USD 0.5 ordinary

Purchase

14

9.7679

USD 0.5 ordinary

Purchase

75

9.7671

USD 0.5 ordinary

Purchase

1,000

9.7670

USD 0.5 ordinary

Purchase

611

9.7660

USD 0.5 ordinary

Purchase

382

9.7650

USD 0.5 ordinary

Purchase

225

9.7640

USD 0.5 ordinary

Purchase

5,210

9.7630

USD 0.5 ordinary

Purchase

60

9.7620

USD 0.5 ordinary

Purchase

60

9.7610

USD 0.5 ordinary

Purchase

60

9.7590

USD 0.5 ordinary

Purchase

684

9.7580

USD 0.5 ordinary

Purchase

1,718

9.7570

USD 0.5 ordinary

Purchase

75

9.7560

USD 0.5 ordinary

Purchase

1,018

9.7550

USD 0.5 ordinary

Purchase

401

9.7540

USD 0.5 ordinary

Purchase

1,202

9.7420

USD 0.5 ordinary

Purchase

285

9.7310

USD 0.5 ordinary

Purchase

2,116

9.7260

USD 0.5 ordinary

Purchase

2,653

9.7230

USD 0.5 ordinary

Purchase

1,975

9.7200

USD 0.5 ordinary

Purchase

273

9.7190

USD 0.5 ordinary

Purchase

2,542

9.7170

USD 0.5 ordinary

Purchase

1,724

9.7150

USD 0.5 ordinary

Purchase

190

9.7120

USD 0.5 ordinary

Purchase

530

9.7100

USD 0.5 ordinary

Purchase

3,686

9.7070

USD 0.5 ordinary

Purchase

1,017

9.7040

USD 0.5 ordinary

Purchase

1,348

9.6990

USD 0.5 ordinary

Purchase

1,253

9.6970

USD 0.5 ordinary

Purchase

3,032

9.6950

USD 0.5 ordinary

Purchase

1,201

9.6880

USD 0.5 ordinary

Purchase

644

9.6850

USD 0.5 ordinary

Purchase

314

9.6830

USD 0.5 ordinary

Purchase

73

9.6821

USD 0.5 ordinary

Purchase

4,471

9.6820

USD 0.5 ordinary

Purchase

3,513

9.6810

USD 0.5 ordinary

Purchase

1,346

9.6800

USD 0.5 ordinary

Purchase

815

9.6790

USD 0.5 ordinary

Purchase

1,695

9.6770

USD 0.5 ordinary

Purchase

2,666

9.6690

USD 0.5 ordinary

Purchase

257

9.6640

USD 0.5 ordinary

Purchase

3,234

9.6630

USD 0.5 ordinary

Purchase

271

9.6590

USD 0.5 ordinary

Purchase

1,867

9.6510

USD 0.5 ordinary

Purchase

1,707

9.6430

USD 0.5 ordinary

Purchase

339

9.6380

USD 0.5 ordinary

Purchase

416

9.6260

USD 0.5 ordinary

Purchase

5,839

9.5970

USD 0.5 ordinary

Purchase

78,522

9.5900

USD 0.5 ordinary

Purchase

68

9.5890

USD 0.5 ordinary

Purchase

2,323

9.5860

USD 0.5 ordinary

Purchase

2,958

9.5830

USD 0.5 ordinary

Purchase

1,897

9.5800

USD 0.5 ordinary

Purchase

496

9.5580

USD 0.5 ordinary

Purchase

169

9.5330

USD 0.5 ordinary

Purchase

2,333

9.5320

USD 0.5 ordinary

Purchase

2,197

9.5310

USD 0.5 ordinary

Purchase

3,604

9.5250

USD 0.5 ordinary

Purchase

252

9.5240

USD 0.5 ordinary

Purchase

139

9.5230

USD 0.5 ordinary

Purchase

183

9.5200

USD 0.5 ordinary

Purchase

3,440

9.5190

USD 0.5 ordinary

Purchase

739

9.5170

USD 0.5 ordinary

Purchase

1,553

9.5150

USD 0.5 ordinary

Purchase

3,600

9.5130

USD 0.5 ordinary

Purchase

919

9.5120

USD 0.5 ordinary

Purchase

240,100

9.5100

USD 0.5 ordinary

Purchase

2,346

9.5090

USD 0.5 ordinary

Purchase

136

9.5070

USD 0.5 ordinary

Purchase

37

9.5051

USD 0.5 ordinary

Purchase

1,565

9.5050

USD 0.5 ordinary

Purchase

2,064

9.5040

USD 0.5 ordinary

Purchase

2,364

9.5020

USD 0.5 ordinary

Purchase

26,015

9.5000

USD 0.5 ordinary

Purchase

415

9.4970

USD 0.5 ordinary

Purchase

3,610

9.4960

USD 0.5 ordinary

Purchase

1,867

9.4940

USD 0.5 ordinary

Purchase

7,161

9.4910

USD 0.5 ordinary

Purchase

654

9.4900

USD 0.5 ordinary

Purchase

2,920

9.4890

USD 0.5 ordinary

Purchase

26

9.4888

USD 0.5 ordinary

Purchase

1,867

9.4880

USD 0.5 ordinary

Purchase

2,141

9.4870

USD 0.5 ordinary

Purchase

2,258

9.4860

USD 0.5 ordinary

Purchase

1,721

9.4850

USD 0.5 ordinary

Purchase

2,132

9.4840

USD 0.5 ordinary

Purchase

3,499

9.4830

USD 0.5 ordinary

Purchase

5,203

9.4820

USD 0.5 ordinary

Purchase

255

9.4810

USD 0.5 ordinary

Purchase

2,295

9.4800

USD 0.5 ordinary

Purchase

780

9.4790

USD 0.5 ordinary

Purchase

1,910

9.4783

USD 0.5 ordinary

Purchase

373

9.4780

USD 0.5 ordinary

Purchase

787

9.4770

USD 0.5 ordinary

Purchase

886

9.4760

USD 0.5 ordinary

Purchase

1,625

9.4750

USD 0.5 ordinary

Purchase

1,466

9.4700

USD 0.5 ordinary

Purchase

931

9.4690

USD 0.5 ordinary

Purchase

3,446

9.4620

USD 0.5 ordinary

Purchase

2,976

9.4590

USD 0.5 ordinary

Purchase

3,576

9.4550

USD 0.5 ordinary

Purchase

451

9.4530

USD 0.5 ordinary

Purchase

262

9.4520

USD 0.5 ordinary

Purchase

362

9.4500

USD 0.5 ordinary

Purchase

2,220

9.4490

USD 0.5 ordinary

Purchase

2,442

9.4480

USD 0.5 ordinary

Purchase

66

9.4470

USD 0.5 ordinary

Purchase

1,445

9.4450

USD 0.5 ordinary

Purchase

603

9.4440

USD 0.5 ordinary

Purchase

27

9.4381

USD 0.5 ordinary

Purchase

2,185

9.4380

USD 0.5 ordinary

Purchase

2,238

9.4370

USD 0.5 ordinary

Purchase

377

9.3990

USD 0.5 ordinary

Purchase

202

9.3680

Total

688,044

USD 0.5 ordinary

Sale

364

9.8360

USD 0.5 ordinary

Sale

685

9.8300

USD 0.5 ordinary

Sale

293

9.8250

USD 0.5 ordinary

Sale

587

9.8240

USD 0.5 ordinary

Sale

2,923

9.8200

USD 0.5 ordinary

Sale

2,633

9.8170

USD 0.5 ordinary

Sale

359

9.8160

USD 0.5 ordinary

Sale

2,363

9.8140

USD 0.5 ordinary

Sale

419

9.8130

USD 0.5 ordinary

Sale

255

9.8100

USD 0.5 ordinary

Sale

1,676

9.8080

USD 0.5 ordinary

Sale

652

9.8070

USD 0.5 ordinary

Sale

2,063

9.8040

USD 0.5 ordinary

Sale

960

9.8030

USD 0.5 ordinary

Sale

1,216

9.8020

USD 0.5 ordinary

Sale

799

9.8000

USD 0.5 ordinary

Sale

806

9.7970

USD 0.5 ordinary

Sale

6,973

9.7960

USD 0.5 ordinary

Sale

75

9.7951

USD 0.5 ordinary

Sale

7,197

9.7950

USD 0.5 ordinary

Sale

320

9.7940

USD 0.5 ordinary

Sale

1,931

9.7930

USD 0.5 ordinary

Sale

863

9.7920

USD 0.5 ordinary

Sale

8,458

9.7910

USD 0.5 ordinary

Sale

501,938

9.7900

USD 0.5 ordinary

Sale

225

9.7890

USD 0.5 ordinary

Sale

705

9.7880

USD 0.5 ordinary

Sale

3,339

9.7870

USD 0.5 ordinary

Sale

4,222

9.7860

USD 0.5 ordinary

Sale

1,065

9.7850

USD 0.5 ordinary

Sale

240

9.7840

USD 0.5 ordinary

Sale

1,752

9.7830

USD 0.5 ordinary

Sale

1,880

9.7790

USD 0.5 ordinary

Sale

1,026

9.7780

USD 0.5 ordinary

Sale

450

9.7770

USD 0.5 ordinary

Sale

480

9.7760

USD 0.5 ordinary

Sale

99

9.7751

USD 0.5 ordinary

Sale

1,521

9.7750

USD 0.5 ordinary

Sale

724

9.7740

USD 0.5 ordinary

Sale

945

9.7730

USD 0.5 ordinary

Sale

465

9.7720

USD 0.5 ordinary

Sale

5,362

9.7710

USD 0.5 ordinary

Sale

945

9.7700

USD 0.5 ordinary

Sale

1,395

9.7690

USD 0.5 ordinary

Sale

17

9.7682

USD 0.5 ordinary

Sale

928

9.7680

USD 0.5 ordinary

Sale

3,480

9.7670

USD 0.5 ordinary

Sale

675

9.7660

USD 0.5 ordinary

Sale

619

9.7640

USD 0.5 ordinary

Sale

29

9.7631

USD 0.5 ordinary

Sale

436

9.7630

USD 0.5 ordinary

Sale

915

9.7620

USD 0.5 ordinary

Sale

791

9.7610

USD 0.5 ordinary

Sale

174,832

9.7600

USD 0.5 ordinary

Sale

465

9.7590

USD 0.5 ordinary

Sale

1,605

9.7580

USD 0.5 ordinary

Sale

1,255

9.7570

USD 0.5 ordinary

Sale

465

9.7560

USD 0.5 ordinary

Sale

47

9.7551

USD 0.5 ordinary

Sale

748

9.7550

USD 0.5 ordinary

Sale

165

9.7540

USD 0.5 ordinary

Sale

3,102

9.7390

USD 0.5 ordinary

Sale

1,284

9.7310

USD 0.5 ordinary

Sale

150

9.7300

USD 0.5 ordinary

Sale

594

9.7290

USD 0.5 ordinary

Sale

999

9.7280

USD 0.5 ordinary

Sale

1,421

9.7270

USD 0.5 ordinary

Sale

268

9.7260

USD 0.5 ordinary

Sale

608

9.7230

USD 0.5 ordinary

Sale

865

9.7200

USD 0.5 ordinary

Sale

555

9.7170

USD 0.5 ordinary

Sale

1,348

9.6920

USD 0.5 ordinary

Sale

4,373

9.6860

USD 0.5 ordinary

Sale

180

9.6850

USD 0.5 ordinary

Sale

193

9.6810

USD 0.5 ordinary

Sale

407

9.6800

USD 0.5 ordinary

Sale

1,867

9.6780

USD 0.5 ordinary

Sale

1,006

9.6610

USD 0.5 ordinary

Sale

2,432

9.6600

USD 0.5 ordinary

Sale

1,642

9.6590

USD 0.5 ordinary

Sale

596

9.6570

USD 0.5 ordinary

Sale

4,553

9.6540

USD 0.5 ordinary

Sale

431

9.6530

USD 0.5 ordinary

Sale

956

9.6510

USD 0.5 ordinary

Sale

1,862

9.6490

USD 0.5 ordinary

Sale

1,045

9.6480

USD 0.5 ordinary

Sale

179

9.6440

USD 0.5 ordinary

Sale

1,977

9.6430

USD 0.5 ordinary

Sale

2,497

9.6420

USD 0.5 ordinary

Sale

1,486

9.6410

USD 0.5 ordinary

Sale

656

9.6390

USD 0.5 ordinary

Sale

527

9.6340

USD 0.5 ordinary

Sale

2,537

9.6290

USD 0.5 ordinary

Sale

2,000

9.6250

USD 0.5 ordinary

Sale

3,550

9.6240

USD 0.5 ordinary

Sale

239

9.6010

USD 0.5 ordinary

Sale

5,107

9.5970

USD 0.5 ordinary

Sale

1,418

9.5960

USD 0.5 ordinary

Sale

281

9.5940

USD 0.5 ordinary

Sale

1,152

9.5930

USD 0.5 ordinary

Sale

558

9.5920

USD 0.5 ordinary

Sale

3,266

9.5910

USD 0.5 ordinary

Sale

1,192

9.5900

USD 0.5 ordinary

Sale

1,026

9.5890

USD 0.5 ordinary

Sale

2,675

9.5870

USD 0.5 ordinary

Sale

878

9.5850

USD 0.5 ordinary

Sale

140

9.5840

USD 0.5 ordinary

Sale

716

9.5830

USD 0.5 ordinary

Sale

272

9.5820

USD 0.5 ordinary

Sale

304

9.5810

USD 0.5 ordinary

Sale

2,092

9.5800

USD 0.5 ordinary

Sale

1,490

9.5790

USD 0.5 ordinary

Sale

499

9.5780

USD 0.5 ordinary

Sale

1,897

9.5770

USD 0.5 ordinary

Sale

1,771

9.5750

USD 0.5 ordinary

Sale

2,090

9.5600

USD 0.5 ordinary

Sale

1,152

9.5580

USD 0.5 ordinary

Sale

83

9.5340

USD 0.5 ordinary

Sale

320

9.5330

USD 0.5 ordinary

Sale

83

9.5320

USD 0.5 ordinary

Sale

1,498

9.5310

USD 0.5 ordinary

Sale

1,843

9.5270

USD 0.5 ordinary

Sale

2,134

9.5250

USD 0.5 ordinary

Sale

100

9.5240

USD 0.5 ordinary

Sale

417

9.5230

USD 0.5 ordinary

Sale

409

9.5210

USD 0.5 ordinary

Sale

345

9.5200

USD 0.5 ordinary

Sale

2,422

9.5160

USD 0.5 ordinary

Sale

1,285

9.5140

USD 0.5 ordinary

Sale

641

9.5130

USD 0.5 ordinary

Sale

2,137

9.5120

USD 0.5 ordinary

Sale

907

9.5090

USD 0.5 ordinary

Sale

3,689

9.5080

USD 0.5 ordinary

Sale

720

9.5070

USD 0.5 ordinary

Sale

86

9.5060

USD 0.5 ordinary

Sale

549

9.5050

USD 0.5 ordinary

Sale

645

9.5030

USD 0.5 ordinary

Sale

2,312

9.5020

USD 0.5 ordinary

Sale

1,042

9.5000

USD 0.5 ordinary

Sale

3,487

9.4990

USD 0.5 ordinary

Sale

771

9.4960

USD 0.5 ordinary

Sale

1,360

9.4950

USD 0.5 ordinary

Sale

627

9.4940

USD 0.5 ordinary

Sale

2,210

9.4930

USD 0.5 ordinary

Sale

1,842

9.4920

USD 0.5 ordinary

Sale

2,663

9.4910

USD 0.5 ordinary

Sale

1,742

9.4900

USD 0.5 ordinary

Sale

363

9.4880

USD 0.5 ordinary

Sale

75

9.4871

USD 0.5 ordinary

Sale

681

9.4870

USD 0.5 ordinary

Sale

3,141

9.4860

USD 0.5 ordinary

Sale

110

9.4851

USD 0.5 ordinary

Sale

6,675

9.4850

USD 0.5 ordinary

Sale

5,359

9.4840

USD 0.5 ordinary

Sale

3,213

9.4830

USD 0.5 ordinary

Sale

10,626

9.4820

USD 0.5 ordinary

Sale

700

9.4810

USD 0.5 ordinary

Sale

7,740

9.4800

USD 0.5 ordinary

Sale

3,681

9.4790

USD 0.5 ordinary

Sale

768

9.4780

USD 0.5 ordinary

Sale

3,389

9.4770

USD 0.5 ordinary

Sale

1,719

9.4760

USD 0.5 ordinary

Sale

4,027

9.4750

USD 0.5 ordinary

Sale

583

9.4740

USD 0.5 ordinary

Sale

614

9.4730

USD 0.5 ordinary

Sale

3,433

9.4720

USD 0.5 ordinary

Sale

3,602

9.4700

USD 0.5 ordinary

Sale

1,199

9.4690

USD 0.5 ordinary

Sale

716

9.4680

USD 0.5 ordinary

Sale

2,463

9.4660

USD 0.5 ordinary

Sale

75

9.4651

USD 0.5 ordinary

Sale

1,216

9.4650

USD 0.5 ordinary

Sale

29

9.4641

USD 0.5 ordinary

Sale

75

9.4640

USD 0.5 ordinary

Sale

75

9.4631

USD 0.5 ordinary

Sale

9,883

9.4630

USD 0.5 ordinary

Sale

150

9.4620

USD 0.5 ordinary

Sale

225

9.4611

USD 0.5 ordinary

Sale

993

9.4610

USD 0.5 ordinary

Sale

150

9.4600

USD 0.5 ordinary

Sale

394

9.4590

USD 0.5 ordinary

Sale

828

9.4580

USD 0.5 ordinary

Sale

225

9.4551

USD 0.5 ordinary

Sale

1,522

9.4550

USD 0.5 ordinary

Sale

1,773

9.4540

USD 0.5 ordinary

Sale

150

9.4531

USD 0.5 ordinary

Sale

1,526

9.4530

USD 0.5 ordinary

Sale

600

9.4520

USD 0.5 ordinary

Sale

419

9.4510

USD 0.5 ordinary

Sale

8,851

9.4500

USD 0.5 ordinary

Sale

1,100

9.4490

USD 0.5 ordinary

Sale

1,353

9.4470

USD 0.5 ordinary

Sale

2,225

9.4460

USD 0.5 ordinary

Sale

1,608

9.4430

USD 0.5 ordinary

Sale

905

9.4420

Total

979,077

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

None

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

None

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

None

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

None

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

Date of disclosure:

07/09/2012

Contact name:

Dirk Young

Telephone number:

0207 595 4871

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

BNP Paribas

 

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Xstrata plc

 

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.5 ordinary

Put

Buy

60,000

7.60

E

21/09/2012

USD 0.5 ordinary

Put

Sell

40,000

7.80

E

21/09/2012

USD 0.5 ordinary

Put

Buy

30,000

7.80

A

21/09/2012

USD 0.5 ordinary

Put

Buy

140,000

8.00

E

21/09/2012

USD 0.5 ordinary

Call

Sell

30,000

8.40

E

21/09/2012

USD 0.5 ordinary

Put

Buy

40,000

8.40

E

21/09/2012

USD 0.5 ordinary

Put

Buy

10,000

8.40

E

21/09/2012

USD 0.5 ordinary

Call

Sell

20,000

8.60

E

21/09/2012

USD 0.5 ordinary

Put

Sell

500,000

8.80

E

21/09/2012

USD 0.5 ordinary

Put

Buy

610,000

8.80

A

21/09/2012

USD 0.5 ordinary

Call

Buy

750,000

8.80

A

21/09/2012

USD 0.5 ordinary

Call

Buy

725,000

9.00

E

21/09/2012

USD 0.5 ordinary

Put

Buy

120,000

9.00

E

21/09/2012

USD 0.5 ordinary

Call

Buy

100,000

9.20

E

21/09/2012

USD 0.5 ordinary

Put

Buy

511,000

9.20

A

21/09/2012

USD 0.5 ordinary

Call

Sell

500,000

9.40

A

21/09/2012

USD 0.5 ordinary

Call

Buy

100,000

9.40

A

21/09/2012

USD 0.5 ordinary

Call

Buy

32,000

9.60

A

21/09/2012

USD 0.5 ordinary

Put

Buy

1,500,000

10.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

52,000

10.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

285,000

11.00

A

21/09/2012

USD 0.5 ordinary

Put

Buy

45,000

11.00

A

21/09/2012

USD 0.5 ordinary

Put

Sell

400,000

12.00

A

21/09/2012

USD 0.5 ordinary

Put

Buy

21,000

12.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

40,000

14.00

A

21/09/2012

USD 0.5 ordinary

Call

Buy

10,000

14.00

A

21/09/2012

USD 0.5 ordinary

Call

Sell

600,000

8.00

E

20/12/2012

USD 0.5 ordinary

Put

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Call

Sell

51,636

7.20

E

21/12/2012

USD 0.5 ordinary

Put

Buy

680,000

8.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

50,000

8.00

E

21/12/2012

USD 0.5 ordinary

Call

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Put

Sell

45,095

8.26

E

21/12/2012

USD 0.5 ordinary

Call

Sell

30,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Sell

20,000

8.40

E

21/12/2012

USD 0.5 ordinary

Put

Buy

543,000

8.80

A

21/12/2012

USD 0.5 ordinary

Put

Sell

33,000

8.80

E

21/12/2012

USD 0.5 ordinary

Call

Buy

11,000

8.80

E

21/12/2012

USD 0.5 ordinary

Put

Buy

70,000

9.20

A

21/12/2012

USD 0.5 ordinary

Call

Buy

83,000

9.20

E

21/12/2012

USD 0.5 ordinary

Put

Sell

750,000

9.20

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,000

9.60

E

21/12/2012

USD 0.5 ordinary

Call

Buy

1,500,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

1,500,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

140,000

10.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

110,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

100,000

10.00

A

21/12/2012

USD 0.5 ordinary

Put

Buy

500,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

550,000

11.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

150,000

11.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

500,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

250,000

12.00

A

21/12/2012

USD 0.5 ordinary

Call

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

300,000

13.00

E

21/12/2012

USD 0.5 ordinary

Call

Buy

15,000

13.00

A

21/12/2012

USD 0.5 ordinary

Call

Sell

37,000

13.00

E

21/12/2012

USD 0.5 ordinary

Put

Buy

125,000

15.00

A

21/12/2012

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Sell

16,000

7.20

E

15/03/2013

USD 0.5 ordinary

Put

Buy

33,000

8.00

E

15/03/2013

USD 0.5 ordinary

Put

Buy

61,000

8.40

E

15/03/2013

USD 0.5 ordinary

Call

Sell

16,000

9.60

E

15/03/2013

USD 0.5 ordinary

Call

Buy

10,000

10.00

E

15/03/2013

USD 0.5 ordinary

Call

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Put

Sell

24,963

10.57

E

02/05/2013

USD 0.5 ordinary

Put

Buy

10,000

8.80

A

21/06/2013

USD 0.5 ordinary

Put

Buy

750,000

9.20

A

21/06/2013

USD 0.5 ordinary

Call

Sell

250,000

10.00

A

21/06/2013

USD 0.5 ordinary

Put

Sell

150,000

7.20

E

20/12/2013

USD 0.5 ordinary

Call

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Sell

150,000

8.00

E

20/12/2013

USD 0.5 ordinary

Put

Buy

250,000

8.20

E

20/06/2014

USD 0.5 ordinary

Put

Buy

90,000

14.00

A

19/12/2014

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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