Become a Member

Track your favourite stocks
Create & monitor portfolios
Daily portfolio value

Company	Chg	Chg %
Quickpicks
£	%
Add shares to your quickpicks to display them here!

Form 8.5 (EPT/NON-RI)

20th Apr 2018 16:25

RNS Number : 6813L

Citigroup Derivatives Markets Inc

20 April 2018

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Derivatives Markets Inc.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Shire Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Shire Plc
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	19 April 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	5p Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	500	(0.00%)	18,854	(0.00%)
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	351,300	(0.02%)	214,300	(0.02%)
TOTAL:	351,800	(0.02%)	233,154	(0.02%)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p Ordinary

Purchase

7,700

172.5000

160.3658

5p Ordinary

Sale

15,200

177.4100

160.5700

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit
5p Ordinary	Call	Purchasing	15000	180	AMERICAN	20/07/2018	4.1
5p Ordinary	Call	Purchasing	9400	195	AMERICAN	27/04/2018	0.55
5p Ordinary	Call	Purchasing	6500	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	6200	195	AMERICAN	20/07/2018	1.15
5p Ordinary	Call	Purchasing	5000	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	5000	195	AMERICAN	27/04/2018	0.55
5p Ordinary	Call	Purchasing	5000	195	AMERICAN	27/04/2018	0.55
5p Ordinary	Call	Purchasing	5000	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	5000	180	AMERICAN	20/07/2018	4.1
5p Ordinary	Call	Purchasing	4900	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	4900	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	4800	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	4700	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	4600	195	AMERICAN	18/05/2018	2.75
5p Ordinary	Call	Purchasing	2600	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	2400	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	1800	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	1700	190	AMERICAN	20/04/2018	0.05
5p Ordinary	Call	Purchasing	1500	170	AMERICAN	20/04/2018	2.9
5p Ordinary	Call	Purchasing	1200	205	AMERICAN	20/07/2018	2.5
5p Ordinary	Call	Purchasing	1000	185	AMERICAN	19/10/2018	9.4
5p Ordinary	Call	Purchasing	1000	165	AMERICAN	20/04/2018	2.48
5p Ordinary	Call	Purchasing	1000	195	AMERICAN	27/04/2018	0.5
5p Ordinary	Call	Purchasing	900	170	AMERICAN	20/07/2018	14
5p Ordinary	Call	Purchasing	900	170	AMERICAN	20/07/2018	14
5p Ordinary	Put	Writing	700	160	AMERICAN	20/04/2018	1.4
5p Ordinary	Call	Purchasing	500	160	AMERICAN	17/01/2020	32.5
5p Ordinary	Call	Purchasing	500	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	500	185	AMERICAN	19/10/2018	9.4
5p Ordinary	Call	Purchasing	500	165	AMERICAN	20/04/2018	0.79
5p Ordinary	Call	Purchasing	500	170	AMERICAN	18/05/2018	5.7
5p Ordinary	Call	Purchasing	500	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	400	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	400	195	AMERICAN	18/05/2018	2.75
5p Ordinary	Put	Writing	400	190	AMERICAN	18/05/2018	17.5
5p Ordinary	Call	Purchasing	300	205	AMERICAN	20/07/2018	2
5p Ordinary	Call	Purchasing	300	140	AMERICAN	18/05/2018	35.67
5p Ordinary	Put	Writing	300	175	AMERICAN	17/01/2020	21
5p Ordinary	Call	Purchasing	200	195	AMERICAN	20/07/2018	1.15
5p Ordinary	Call	Purchasing	200	195	AMERICAN	20/07/2018	1.25
5p Ordinary	Put	Writing	200	175	AMERICAN	18/05/2018	9.9
5p Ordinary	Call	Purchasing	200	175	AMERICAN	18/05/2018	8.3
5p Ordinary	Call	Purchasing	200	180	AMERICAN	20/07/2018	4.45
5p Ordinary	Call	Purchasing	200	180	AMERICAN	20/07/2018	4.45
5p Ordinary	Call	Purchasing	200	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Put	Writing	100	145	AMERICAN	17/01/2020	9
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	8.5
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	12.99
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	100	180	AMERICAN	18/01/2019	13
5p Ordinary	Call	Purchasing	100	170	AMERICAN	20/07/2018	14
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	200	AMERICAN	19/10/2018	5
5p Ordinary	Call	Purchasing	100	195	AMERICAN	20/07/2018	1.15
5p Ordinary	Call	Purchasing	100	160	AMERICAN	18/05/2018	10.3
5p Ordinary	Call	Purchasing	100	190	AMERICAN	18/01/2019	5.6
5p Ordinary	Call	Purchasing	100	170	AMERICAN	18/05/2018	4.75
5p Ordinary	Call	Purchasing	100	170	AMERICAN	18/05/2018	4.68
5p Ordinary	Call	Purchasing	100	195	AMERICAN	27/04/2018	0.55
5p Ordinary	Call	Purchasing	100	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	100	195	AMERICAN	27/04/2018	0.65
5p Ordinary	Call	Purchasing	100	195	AMERICAN	27/04/2018	0.6
5p Ordinary	Call	Purchasing	100	195	AMERICAN	27/04/2018	0.65
5p Ordinary	Put	Writing	100	150	AMERICAN	17/01/2020	10.5
5p Ordinary	Put	Writing	100	150	AMERICAN	17/01/2020	10.5
5p Ordinary	Put	Writing	100	150	AMERICAN	17/01/2020	10.5
5p Ordinary	Put	Writing	100	150	AMERICAN	17/01/2020	10.5
5p Ordinary	Put	Writing	100	182.5	AMERICAN	01/06/2018	16.3
5p Ordinary	Call	Purchasing	100	180	AMERICAN	19/10/2018	7.3
5p Ordinary	Put	Writing	100	175	AMERICAN	17/01/2020	21
5p Ordinary	Put	Writing	100	175	AMERICAN	17/01/2020	21
5p Ordinary	Put	Writing	100	185	AMERICAN	11/05/2018	17.2
5p Ordinary	Call	Purchasing	100	165	AMERICAN	04/05/2018	12
5p Ordinary	Call	Purchasing	100	170	AMERICAN	18/01/2019	18.55
5p Ordinary	Put	Writing	100	155	AMERICAN	27/04/2018	3
5p Ordinary	Put	Writing	100	155	AMERICAN	27/04/2018	3
5p Ordinary	Put	Writing	100	155	AMERICAN	27/04/2018	3
5p Ordinary	Put	Writing	100	155	AMERICAN	27/04/2018	3
5p Ordinary	Call	Purchasing	100	175	AMERICAN	18/05/2018	8.3
5p Ordinary	Call	Purchasing	100	180	AMERICAN	20/07/2018	4.45
5p Ordinary	Put	Writing	100	155	AMERICAN	18/05/2018	5.25
5p Ordinary	Put	Writing	100	155	AMERICAN	18/05/2018	5.32
5p Ordinary	Call	Purchasing	100	165	AMERICAN	20/04/2018	4.46
5p Ordinary	Call	Purchasing	100	135	AMERICAN	20/07/2018	36.11
5p Ordinary	Call	Purchasing	100	200	AMERICAN	20/07/2018	3.2
5p Ordinary	Call	Purchasing	100	190	AMERICAN	18/05/2018	3.43
5p Ordinary	Put	Writing	100	165	AMERICAN	20/04/2018	1.37
5p Ordinary	Call	Purchasing	100	162.5	AMERICAN	27/04/2018	5.3
5p Ordinary	Call	Writing	100	190	AMERICAN	20/04/2018	0.75
5p Ordinary	Put	Purchasing	100	140	AMERICAN	18/01/2019	4
5p Ordinary	Put	Purchasing	100	140	AMERICAN	18/01/2019	4
5p Ordinary	Put	Purchasing	100	120	AMERICAN	20/07/2018	0.65
5p Ordinary	Call	Writing	100	165	AMERICAN	20/07/2018	12.6
5p Ordinary	Call	Writing	100	170	AMERICAN	20/07/2018	14.8
5p Ordinary	Call	Writing	100	170	AMERICAN	20/07/2018	14.9
5p Ordinary	Call	Writing	100	170	AMERICAN	20/07/2018	15
5p Ordinary	Call	Writing	100	170	AMERICAN	20/07/2018	11.4
5p Ordinary	Call	Writing	100	170	AMERICAN	20/07/2018	7.75
5p Ordinary	Call	Writing	100	155	AMERICAN	20/07/2018	21.2
5p Ordinary	Put	Purchasing	100	70	AMERICAN	19/10/2018	0.15
5p Ordinary	Put	Purchasing	100	70	AMERICAN	19/10/2018	0.15
5p Ordinary	Call	Writing	100	175	AMERICAN	19/10/2018	9.3
5p Ordinary	Put	Purchasing	100	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	100	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	100	150	AMERICAN	19/10/2018	5
5p Ordinary	Call	Writing	100	190	AMERICAN	27/04/2018	3
5p Ordinary	Call	Writing	100	195	AMERICAN	27/04/2018	1
5p Ordinary	Call	Writing	100	195	AMERICAN	27/04/2018	1.25
5p Ordinary	Put	Purchasing	100	135	AMERICAN	17/01/2020	6
5p Ordinary	Put	Purchasing	100	165	AMERICAN	18/05/2018	5.5
5p Ordinary	Put	Purchasing	100	165	AMERICAN	18/05/2018	5.5
5p Ordinary	Put	Purchasing	100	165	AMERICAN	18/05/2018	5.8
5p Ordinary	Call	Writing	100	175	AMERICAN	27/04/2018	6
5p Ordinary	Call	Writing	100	172.5	AMERICAN	04/05/2018	5.8
5p Ordinary	Call	Writing	100	172.5	AMERICAN	04/05/2018	5
5p Ordinary	Call	Writing	100	150	AMERICAN	18/01/2019	31.75
5p Ordinary	Put	Purchasing	100	75	AMERICAN	19/10/2018	0.2
5p Ordinary	Put	Purchasing	100	70	AMERICAN	18/01/2019	0.45
5p Ordinary	Put	Purchasing	100	155	AMERICAN	27/04/2018	2.8
5p Ordinary	Put	Purchasing	100	155	AMERICAN	27/04/2018	2.9
5p Ordinary	Call	Writing	100	180	AMERICAN	20/07/2018	7.3
5p Ordinary	Put	Purchasing	100	110	AMERICAN	19/10/2018	1
5p Ordinary	Put	Purchasing	100	110	AMERICAN	19/10/2018	1
5p Ordinary	Put	Purchasing	100	105	AMERICAN	19/10/2018	0.8
5p Ordinary	Call	Writing	100	135	AMERICAN	20/04/2018	33.82
5p Ordinary	Put	Purchasing	100	170	AMERICAN	20/04/2018	1.5
5p Ordinary	Call	Writing	100	175	AMERICAN	27/04/2018	7.42
5p Ordinary	Call	Writing	100	175	AMERICAN	27/04/2018	7.43
5p Ordinary	Put	Purchasing	100	157.5	AMERICAN	20/04/2018	1.3
5p Ordinary	Put	Purchasing	100	157.5	AMERICAN	20/04/2018	1.38
5p Ordinary	Call	Writing	100	155	AMERICAN	11/05/2018	11.54
5p Ordinary	Call	Writing	100	150	AMERICAN	18/01/2019	27.61
5p Ordinary	Call	Writing	100	160	AMERICAN	27/04/2018	10.04
5p Ordinary	Call	Writing	100	165	AMERICAN	18/05/2018	7.41
5p Ordinary	Call	Writing	200	165	AMERICAN	20/07/2018	14.3
5p Ordinary	Call	Writing	200	170	AMERICAN	20/07/2018	7.75
5p Ordinary	Call	Writing	200	170	AMERICAN	20/07/2018	7.75
5p Ordinary	Call	Writing	200	195	AMERICAN	27/04/2018	1.3
5p Ordinary	Call	Writing	200	190	AMERICAN	19/10/2018	7.2
5p Ordinary	Put	Purchasing	200	110	AMERICAN	19/10/2018	1
5p Ordinary	Put	Purchasing	200	160	AMERICAN	20/04/2018	1.6
5p Ordinary	Put	Purchasing	200	140	AMERICAN	18/01/2019	5.7
5p Ordinary	Call	Writing	200	150	AMERICAN	18/01/2019	27.41
5p Ordinary	Call	Writing	200	160	AMERICAN	18/01/2019	20.91
5p Ordinary	Call	Writing	300	170	AMERICAN	20/07/2018	13
5p Ordinary	Call	Writing	300	155	AMERICAN	20/07/2018	22
5p Ordinary	Call	Writing	300	155	AMERICAN	18/05/2018	22.62
5p Ordinary	Call	Writing	300	175	AMERICAN	04/05/2018	4.6
5p Ordinary	Call	Writing	300	190	AMERICAN	20/04/2018	0.3
5p Ordinary	Put	Purchasing	300	155	AMERICAN	18/01/2019	9
5p Ordinary	Put	Purchasing	300	162.5	AMERICAN	20/04/2018	3.2
5p Ordinary	Put	Purchasing	400	70	AMERICAN	19/10/2018	0.15
5p Ordinary	Put	Purchasing	400	70	AMERICAN	19/10/2018	0.15
5p Ordinary	Call	Writing	400	195	AMERICAN	27/04/2018	1.05
5p Ordinary	Put	Purchasing	400	162.5	AMERICAN	20/04/2018	3.2
5p Ordinary	Call	Writing	500	165	AMERICAN	20/07/2018	14.3
5p Ordinary	Call	Writing	500	150	AMERICAN	17/01/2020	39.45
5p Ordinary	Put	Purchasing	500	160	AMERICAN	18/05/2018	6
5p Ordinary	Call	Writing	500	175	AMERICAN	20/04/2018	2.15
5p Ordinary	Call	Writing	500	185	AMERICAN	20/04/2018	1
5p Ordinary	Call	Writing	500	185	AMERICAN	20/04/2018	1.15
5p Ordinary	Call	Writing	500	145	AMERICAN	20/07/2018	27.1
5p Ordinary	Put	Purchasing	500	150	AMERICAN	19/10/2018	5
5p Ordinary	Call	Writing	500	195	AMERICAN	27/04/2018	1
5p Ordinary	Put	Purchasing	500	155	AMERICAN	18/01/2019	9
5p Ordinary	Call	Writing	500	185	AMERICAN	18/05/2018	5.25
5p Ordinary	Put	Purchasing	600	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	700	170	AMERICAN	20/04/2018	1.5
5p Ordinary	Put	Purchasing	700	170	AMERICAN	20/04/2018	1.5
5p Ordinary	Put	Purchasing	800	155	AMERICAN	27/04/2018	2.9
5p Ordinary	Put	Purchasing	1000	70	AMERICAN	19/10/2018	0.15
5p Ordinary	Call	Writing	1000	175	AMERICAN	20/04/2018	2.15
5p Ordinary	Call	Writing	1000	175	AMERICAN	20/04/2018	2.15
5p Ordinary	Call	Writing	1000	180	AMERICAN	20/04/2018	0.4
5p Ordinary	Call	Writing	1000	180	AMERICAN	20/04/2018	0.4
5p Ordinary	Call	Writing	1000	185	AMERICAN	20/04/2018	1
5p Ordinary	Call	Writing	1000	145	AMERICAN	20/07/2018	27.1
5p Ordinary	Call	Writing	1000	145	AMERICAN	20/07/2018	27.1
5p Ordinary	Put	Purchasing	1000	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	1000	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	1000	150	AMERICAN	19/10/2018	5
5p Ordinary	Put	Purchasing	1000	150	AMERICAN	19/10/2018	5
5p Ordinary	Call	Writing	1000	195	AMERICAN	27/04/2018	1
5p Ordinary	Put	Purchasing	1000	170	AMERICAN	20/04/2018	1.5
5p Ordinary	Put	Purchasing	1000	165	AMERICAN	18/05/2018	5.8
5p Ordinary	Put	Purchasing	1000	155	AMERICAN	18/01/2019	9
5p Ordinary	Put	Purchasing	1100	135	AMERICAN	17/01/2020	6
5p Ordinary	Put	Purchasing	1100	165	AMERICAN	18/05/2018	5.8
5p Ordinary	Call	Writing	1200	170	AMERICAN	20/07/2018	15
5p Ordinary	Call	Writing	1300	180	AMERICAN	20/04/2018	0.4
5p Ordinary	Put	Purchasing	1400	165	AMERICAN	18/05/2018	5.8
5p Ordinary	Call	Writing	1700	180	AMERICAN	20/04/2018	0.4
5p Ordinary	Call	Writing	1800	195	AMERICAN	27/04/2018	1.3
5p Ordinary	Call	Writing	2000	170	AMERICAN	20/04/2018	0.4
5p Ordinary	Call	Writing	2400	190	AMERICAN	20/04/2018	0.75
5p Ordinary	Put	Purchasing	2500	160	AMERICAN	18/05/2018	4.2
5p Ordinary	Call	Writing	2500	190	AMERICAN	20/04/2018	0.75
5p Ordinary	Call	Writing	2500	190	AMERICAN	20/04/2018	0.75
5p Ordinary	Call	Writing	2500	190	AMERICAN	20/04/2018	0.75
5p Ordinary	Call	Writing	2500	170	AMERICAN	20/07/2018	14.7
5p Ordinary	Call	Writing	5000	180	AMERICAN	20/07/2018	4.2
5p Ordinary	Call	Writing	11000	195	AMERICAN	27/04/2018	1
5p Ordinary	Call	Writing	15000	180	AMERICAN	20/07/2018	4.2

(ii) Exercise

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

N/A

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

N/A

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	20 April 2018
Contact name:	Ryan McCabe
Telephone number:	+44 (28) 9040 9539

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

FEOURUVRWOASUAR

Related Shares:

FTSE 100 Latest

Value8,604.98

Change50.18