Form 8.5 (EPT/NON-RI) - UBM PLC

24th Jan 2018 10:56

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		UBM PLC
		relevant securities this form relates:
(c)		Name of the party to the offer with which exempt		INFORMA PLC
		principal trader is connected
(d)		Date position held/dealing undertaken:		23 January 2018
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
		trader making disclosures in respect of any other party to the offer?		INFORMA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				11.25p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,244,702		0.32%		3,495,133		0.89%
(2)		Cash-settled derivatives:
				489,280		0.12%		779,924		0.20%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		1,733,982		0.44%		4,275,057		1.08%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Total number of		Highest price per unit		Lowest price per unit
security				securities		paid/received		paid/received
11.25p ordinary		Purchase		233,160		8.8896 GBP		8.7609 GBP
11.25p ordinary		Sale		420,322		8.8880 GBP		8.775 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
11.25p ordinary		SWAP		Long		47		8.8594 GBP
11.25p ordinary		CFD		Long		72		8.8297 GBP
11.25p ordinary		SWAP		Long		105		8.8551 GBP
11.25p ordinary		CFD		Long		106		8.8872 GBP
11.25p ordinary		CFD		Long		246		8.8880 GBP
11.25p ordinary		SWAP		Long		270		8.7978 GBP
11.25p ordinary		SWAP		Long		298		8.8122 GBP
11.25p ordinary		SWAP		Long		298		8.8553 GBP
11.25p ordinary		SWAP		Long		349		8.8492 GBP
11.25p ordinary		SWAP		Long		426		8.8597 GBP
11.25p ordinary		SWAP		Long		475		8.8584 GBP
11.25p ordinary		SWAP		Long		603		8.8191 GBP
11.25p ordinary		SWAP		Long		638		8.8562 GBP
11.25p ordinary		CFD		Long		652		8.8246 GBP
11.25p ordinary		SWAP		Long		686		8.8517 GBP
11.25p ordinary		CFD		Long		744		8.8736 GBP
11.25p ordinary		CFD		Long		836		8.8006 GBP
11.25p ordinary		SWAP		Long		949		8.8502 GBP
11.25p ordinary		CFD		Long		1,395		8.8489 GBP
11.25p ordinary		SWAP		Long		1,399		8.8350 GBP
11.25p ordinary		SWAP		Long		1,409		8.8456 GBP
11.25p ordinary		SWAP		Long		1,435		8.8622 GBP
11.25p ordinary		SWAP		Long		1,871		8.8531 GBP
11.25p ordinary		SWAP		Long		2,000		8.8651 GBP
11.25p ordinary		SWAP		Long		2,027		8.8501 GBP
11.25p ordinary		SWAP		Long		2,754		8.8201 GBP
11.25p ordinary		SWAP		Long		4,006		8.8532 GBP
11.25p ordinary		SWAP		Long		4,161		8.8587 GBP
11.25p ordinary		SWAP		Long		5,032		8.8171 GBP
11.25p ordinary		SWAP		Long		7,227		8.8765 GBP
11.25p ordinary		SWAP		Long		14,160		8.8526 GBP
11.25p ordinary		SWAP		Long		18,242		8.8742 GBP
11.25p ordinary		SWAP		Long		31,007		8.8680 GBP
11.25p ordinary		CFD		Long		40,996		8.8506 GBP
11.25p ordinary		SWAP		Long		106,397		8.8491 GBP
11.25p ordinary		CFD		Short		154		8.8805 GBP
11.25p ordinary		CFD		Short		431		8.8852 GBP
11.25p ordinary		SWAP		Short		775		8.8595 GBP
11.25p ordinary		CFD		Short		1,200		8.8618 GBP
11.25p ordinary		CFD		Short		1,347		8.8045 GBP
11.25p ordinary		CFD		Short		1,676		8.8896 GBP
11.25p ordinary		SWAP		Short		2,625		8.8369 GBP
11.25p ordinary		SWAP		Short		6,300		8.8808 GBP
11.25p ordinary		CFD		Short		7,762		8.8538 GBP
11.25p ordinary		CFD		Short		8,362		8.7934 GBP
11.25p ordinary		SWAP		Short		10,108		8.8611 GBP
11.25p ordinary		SWAP		Short		14,939		8.8629 GBP
11.25p ordinary		SWAP		Short		20,448		8.8717 GBP
11.25p ordinary		CFD		Short		27,304		8.8806 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		24 Jan 2018
Contact name:		Jay Supaya
Telephone number:		020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180124005508/en/

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