Form 8.5 (EPT/NON-RI) - UBM PLC

19th Jan 2018 11:18

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Name of exempt principal trader:		BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		UBM PLC
		relevant securities this form relates:
(c)		Name of the party to the offer with which exempt		INFORMA PLC
		principal trader is connected
(d)		Date position held/dealing undertaken:		18 January 2018
(e)		In addition to the company in 1(b) above, is the exempt principal		YES:
		trader making disclosures in respect of any other party to the offer?		INFORMA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				11.25p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,544,753		0.39%		3,502,948		0.89%
(2)		Cash-settled derivatives:
				632,537		0.16%		1,183,255		0.30%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
(4)
		TOTAL:		2,177,290		0.55%		4,686,203		1.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Total number of		Highest price per unit		Lowest price per unit
security				securities		paid/received		paid/received
11.25p ordinary		Purchase		210,205		8.9955 GBP		8.8201 GBP
11.25p ordinary		Sale		467,969		8.9422 GBP		8.83 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
11.25p ordinary		SWAP		Long		85		8.9100 GBP
11.25p ordinary		SWAP		Long		127		8.8616 GBP
11.25p ordinary		CFD		Long		135		8.8387 GBP
11.25p ordinary		CFD		Long		140		8.8350 GBP
11.25p ordinary		SWAP		Long		181		8.8752 GBP
11.25p ordinary		CFD		Long		200		8.9792 GBP
11.25p ordinary		SWAP		Long		255		8.8900 GBP
11.25p ordinary		SWAP		Long		267		8.8400 GBP
11.25p ordinary		CFD		Long		282		8.8668 GBP
11.25p ordinary		CFD		Long		285		8.8591 GBP
11.25p ordinary		CFD		Long		501		8.9092 GBP
11.25p ordinary		CFD		Long		502		8.9592 GBP
11.25p ordinary		SWAP		Long		509		8.8761 GBP
11.25p ordinary		CFD		Long		657		8.8390 GBP
11.25p ordinary		SWAP		Long		877		8.8888 GBP
11.25p ordinary		SWAP		Long		906		8.8725 GBP
11.25p ordinary		SWAP		Long		1,200		8.9941 GBP
11.25p ordinary		SWAP		Long		1,679		8.8653 GBP
11.25p ordinary		SWAP		Long		2,111		8.9300 GBP
11.25p ordinary		CFD		Long		2,152		8.8306 GBP
11.25p ordinary		SWAP		Long		2,533		8.8641 GBP
11.25p ordinary		SWAP		Long		2,659		8.8300 GBP
11.25p ordinary		CFD		Long		2,715		8.9069 GBP
11.25p ordinary		SWAP		Long		2,900		8.8930 GBP
11.25p ordinary		CFD		Long		4,342		8.8594 GBP
11.25p ordinary		CFD		Long		4,727		8.8446 GBP
11.25p ordinary		SWAP		Long		6,398		8.8874 GBP
11.25p ordinary		CFD		Long		8,340		8.9323 GBP
11.25p ordinary		SWAP		Long		10,078		8.8550 GBP
11.25p ordinary		CFD		Long		10,412		8.8385 GBP
11.25p ordinary		SWAP		Long		11,203		8.8642 GBP
11.25p ordinary		CFD		Long		15,037		8.8460 GBP
11.25p ordinary		SWAP		Long		15,037		8.8460 GBP
11.25p ordinary		CFD		Long		32,076		8.8517 GBP
11.25p ordinary		CFD		Long		33,969		8.9942 GBP
11.25p ordinary		SWAP		Long		49,617		8.8904 GBP
11.25p ordinary		CFD		Long		59,269		8.8474 GBP
11.25p ordinary		SWAP		Long		71,027		8.8716 GBP
11.25p ordinary		SWAP		Long		100,671		8.9612 GBP
11.25p ordinary		CFD		Short		67		8.8201 GBP
11.25p ordinary		CFD		Short		73		8.8701 GBP
11.25p ordinary		CFD		Short		295		8.9955 GBP
11.25p ordinary		SWAP		Short		500		8.8700 GBP
11.25p ordinary		CFD		Short		1,507		8.8349 GBP
11.25p ordinary		SWAP		Short		4,329		8.8382 GBP
11.25p ordinary		SWAP		Short		10,078		8.8550 GBP
11.25p ordinary		CFD		Short		12,451		8.9362 GBP
11.25p ordinary		CFD		Short		17,716		8.9159 GBP
11.25p ordinary		CFD		Short		20,005		8.8534 GBP
11.25p ordinary		SWAP		Short		38,021		8.8520 GBP
11.25p ordinary		SWAP		Short		72,970		8.8644 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		19 Jan 2018
Contact name:		Femi Badmos
Telephone number:		020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180119005262/en/

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