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Form 8.5 (EPT/NON-RI)-Shire Plc

24th Jul 2014 12:03

RNS Number : 2379N
J.P. Morgan Securities LLC
24 July 2014
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

AbbVie Inc.

(d) Date position held/dealing undertaken:

23 July 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes. AbbVie Inc.

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

70,641

0.01%

66,945

0.01

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

 

70,641

 

0.01%

 

66,945

 

0.01

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

ADS

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

700

 100

 100

 400

 400

 300

 2,100

 3,204

 400

 200

 100

 1,828

 1,400

 3,604

 7,496

 200

 4,200

 400

 1,100

 4,500

 900

 11,500

 300

 1,500

 300

 250,546

 100

 400

 200

 11,500

 100

 200

 300

 100

 100

 9,000

 341

 4,848

 591

 24,215

 1,700

 2,800

 2,000

 2,550

 7,097

 210

 300

 1,044

 161

 10

 

 25,100

 341

 250,000

 11,500

 34,954

 4,047

 100

 100

 650

 200

 200

 8,950

 50

 500

 100

 2,600

 100

 7,303

254.3650

 254.3900

 254.4050

 254.4100

 254.4200

 254.4250

 254.4300

 254.4301

 254.4344

 254.4350

 254.4450

 254.4490

 254.4500

 254.4653

 254.4684

 254.4750

 254.4754

 254.4800

 254.4827

 254.4851

 254.4856

 254.4869

 254.4900

 254.4927

 254.4950

 254.5000

 254.5050

 254.5100

 254.5150

 254.5169

 254.5250

 254.5400

 254.5500

 254.5600

 254.5700

 254.5711

 254.6500

 254.6507

 254.7757

 254.8129

 254.8929

 254.8950

 254.9000

 254.9006

 254.9225

 255.0324

 255.0367

 255.0638

 255.2600

 255.9650

 

 254.4701

 254.4869

 254.5000

 254.5169

 254.5411

 254.8500

 254.8600

 254.8700

 254.8900

 254.8950

 254.8975

 254.9000

 254.9050

 254.9100

 254.9175

 254.9200

 254.9300

 254.9500

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

24 July 2014

Contact name:

Tung T Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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