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Form 8.5 (EPT/NON-RI)-Shire Plc

23rd Jul 2014 11:57

RNS Number : 1179N
J.P. Morgan Securities LLC
23 July 2014
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

AbbVie Inc.

(d) Date position held/dealing undertaken:

22 July 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes. AbbVie Inc.

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,604

0.00%

67,458

0.01

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

 

8,604

 

0.00%

 

67,458

 

0.01

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

ADS

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

2,000

 100

 161

 100

 300

 100

 551

 658

 532

 100

 306

 100

 1,274

 1,066

 400

 124

 627

 346

 1,538

 3,011

 518

 991

 1,015

 419

 587

 100

 809

 209

 1,124

 432

 101

 100

 1,622

 100

 100

 800

 1,160

 200

 418

 319

 905

 100

 335

 510

 100

 441

 100

 746

 1,550

 200

 100

 684

 405

 94

 755

 395

 581

 473

 546

 573

 2,416

 100

 116

 200

 116

 2,329

 101

 111

 101

 2,872

 200

 1,627

 1,074

 3,091

 100

 100

 343

 200

 816

 415

 100

 100

 105

 100

 100

 300

 200

 200

 4

 207

 100

 106

 

2,000

 4,320

 50,000

 161

251.1655

254.2000

254.2465

254.2550

254.2600

254.2700

254.2800

254.2900

254.3000

254.3050

254.3100

254.3150

254.3200

254.3204

254.3250

254.3300

254.3400

254.3500

254.3504

254.3530

254.3550

254.3556

254.3600

254.3700

254.3703

254.3725

254.3800

254.3822

254.3868

254.3900

254.3950

254.4000

254.4050

254.4100

254.4200

254.4229

254.4245

254.4300

254.4400

254.4423

254.4548

254.4600

254.4612

254.4647

254.4675

254.4700

254.4800

254.4828

254.4880

254.4900

254.4950

254.4984

254.5000

254.5060

254.5066

254.5090

254.5100

254.5200

254.5300

254.5318

254.5334

254.5350

254.5400

254.5450

254.5500

254.5575

254.5600

254.5650

254.5700

254.5730

254.5800

254.5885

254.5900

254.5913

254.6000

254.6150

254.6200

254.6250

254.6300

254.6500

254.6600

254.6700

254.6800

254.6825

254.6875

254.6900

254.6950

254.7000

254.7100

254.7300

254.7500

254.8200

 

252.6900

253.9600

254.2370

254.2465

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23 July 2014

Contact name:

Tung T Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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