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Form 8.5 (EPT/NON-RI)-Shire Plc

5th Sep 2014 11:57

RNS Number : 9665Q
J.P. Morgan Securities LLC
05 September 2014
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

AbbVie Inc.

(d) Date position held/dealing undertaken:

04 September 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes. AbbVie Inc.

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,420,448

0.41%

67,617

0.01%

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,420,448

0.41%

67,617

0.01%

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

ADS

Purchase

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sale

100

 100

 1,000

 200

 100

 300

 200

 1,700

 200

 100

 100

 100

 600

 600

 900

 300

 600

 100

 2,000

 400

 1,400

 1,000

 89,206

 500

 600

 94

 806

 100

 200

 100

 1,600

 400

 200

 500

 106,912

 31,731

 1,100

 1,116

 1,100

 21,878

 300

 300

 100

 1,100

 3,224

 1,100

 900

 900

 500

 1,800

 900

 400

 1,662

 300

 900

 100

 700

 4,045

 100

 100

 100

 1,440

 1,100

 100

 100

 43

 500

 4,200

 1,100

 2,200

 100

 300

 100

 200

 300

 800

 100

 400

 400

 500

 200

 200

 1,300

 1,000

 49

 782

 300

 700

 1,100

 800

 500

 300

 700

 1,366

 400

 400

 682

 300

 1,594

 5,000

 100

 200

 700

 800

 300

 18,502

 500

 800

 400

 200

 10,451

 200

 800

 200

 500

 300

 1,200

 300

 176

 100

 1,200

 600

 4,700

 2,000

 10,000

 

89,206

 5,000

 8,051

 8,051

245.1700

 245.4800

 245.5200

 245.6250

 245.6300

 245.6400

 245.6950

 245.7000

 245.7450

 245.7550

 245.7600

 245.7800

 246.2100

 246.2300

 246.2350

 246.2550

 246.2600

 246.2650

 246.2700

 246.3050

 246.3100

 246.3400

 246.3500

 246.4000

 246.4100

 246.4150

 246.4200

 246.4300

 246.4450

 246.5000

 246.5100

 246.5250

 246.5400

 246.5450

 246.5603

 246.6050

 246.6100

 246.6168

 246.6200

 246.6261

 246.6300

 246.6800

 246.6850

 246.7050

 246.7076

 246.7350

 246.7400

 246.7500

 246.7750

 246.7800

 246.7900

 246.7950

 246.8029

 246.8050

 246.8150

 246.8200

 246.8471

 246.8784

 246.9100

 246.9550

 246.9750

 246.9800

 246.9900

 247.0000

 247.0350

 247.0450

 247.0600

 247.0800

 247.1050

 247.1200

 247.1450

 247.1550

 247.1650

 247.1900

 247.2150

 247.2500

 247.2550

 247.2800

 247.3150

 247.3400

 247.3500

 247.3550

 247.3600

 247.3800

 247.3950

 247.4050

 247.4100

 247.4150

 247.4200

 247.4250

 247.4300

 247.4400

 247.4450

 247.4524

 247.4600

 247.4650

 247.4695

 247.4700

 247.4715

 247.4783

 247.4850

 247.4900

 247.4950

 247.5000

 247.5050

 247.5100

 247.5150

 247.5200

 247.5250

 247.5350

 247.5400

 247.5500

 247.5600

 247.5650

 247.5700

 247.5850

 247.5900

 247.6300

 247.6375

 247.6450

 247.6500

 247.6800

 247.7150

 247.7200

 247.7500

 

 246.3500

 247.4783

 247.5100

 247.5400

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(USD)

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

 

Date of disclosure:

05 September 2014

Contact name:

Tung T Le

 

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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