24th May 2022 11:38
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||||||
(b) | Name of offeror/offeree in relation to whose | SHAFTESBURY PLC | |||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||
(c) | Name of the party to the offer with which exempt | Capital & Counties Properties plc | |||||||||||||||||
principal trader is connected | |||||||||||||||||||
(d) | Date position held/dealing undertaken: | 23 May 2022 | |||||||||||||||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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trader making disclosures in respect of any other party to the offer? | CAPITAL & COUNTIES PROPERTIES PLC | ||||||||||||||||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 25p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 188,129 | 0.05% | 2,453,976 | 0.64% |
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(2) | Cash-settled derivatives: |
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7,678,834 | 2.00% | 74,828 | 0.02% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 456097.65 | 0.12% | 0 | 0.00% |
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TOTAL: | 8,323,061 | 2.17% | 2,528,804 | 0.66% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | securities | paid/received | paid/received | ||||
25p ordinary | Purchase | 292,672 | 5.7950 GBP | 5.685 GBP | |||
25p ordinary | Sale | 320,225 | 5.7950 GBP | 5.7066 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
25p ordinary | SWAP | Decreasing Long | 208 | 5.7212 GBP | |||
25p ordinary | SWAP | Decreasing Long | 836 | 5.7000 GBP | |||
25p ordinary | SWAP | Decreasing Long | 3,581 | 5.7225 GBP | |||
25p ordinary | SWAP | Decreasing Long | 3,830 | 5.7282 GBP | |||
25p ordinary | SWAP | Decreasing Long | 5,287 | 5.7307 GBP | |||
25p ordinary | SWAP | Decreasing Long | 6,037 | 5.7203 GBP | |||
25p ordinary | SWAP | Increasing Long | 490 | 5.7111 GBP | |||
25p ordinary | SWAP | Increasing Long | 1,577 | 5.7188 GBP | |||
25p ordinary | CFD | Increasing Long | 1,689 | 5.6857 GBP | |||
25p ordinary | CFD | Increasing Long | 2,525 | 5.7630 GBP | |||
25p ordinary | SWAP | Increasing Long | 2,915 | 5.7096 GBP | |||
25p ordinary | CFD | Increasing Long | 4,044 | 5.7944 GBP | |||
25p ordinary | CFD | Increasing Long | 8,422 | 5.7528 GBP | |||
25p ordinary | SWAP | Increasing Long | 11,140 | 5.7836 GBP | |||
25p ordinary | CFD | Increasing Long | 11,917 | 5.7945 GBP | |||
25p ordinary | SWAP | Increasing Long | 20,608 | 5.7945 GBP | |||
25p ordinary | SWAP | Increasing Short | 136 | 5.7213 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 24 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | ||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | ||||||||
PURCHASE OR SELL ETC. | ||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | |||||||
are being disclosed: | ||||||||
Name of offeror/offeree in relation to whose | SHAFTESBURY PLC | |||||||
relevant securities this from relates: | ||||||||
2. | OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||
of | description | purchasing, | of | price | date | |||
relevant | selling, | securities | per unit | |||||
security | varying etc | to which | ||||||
option | ||||||||
relates | ||||||||
25p ordinary | Exchangeable Bond | Long | 456097.65 | n/a | n/a | 30 Mar 2026 | ||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully | ||||||||
understood: | ||||||||
Related Shares:
BarclaysSHB.L