24th May 2016 15:47
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| (b) | Name of offeror/offeree in relation to whose | SABMILLER PLC | ||
| relevant securities this form relates: | ||||
| (c) | Name of the party to the offer with which exempt | ANHEUSER-BUSCH INBEV SA/NV | ||
| principal trader is connected | ||||
| (d) | Date position held/dealing undertaken: | 23 May 2016 | ||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | ||
| trader making disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV SA/NV |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 19,325,085 | 1.19% | 3,938,642 | 0.24% | ||||||
| (2) | Cash-settled derivatives: | |||||||||
| 1,912,345 | 0.12% | 19,331,403 | 1.19% | |||||||
| (3) | Stock-settled derivatives (including options) | |||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| (4) | ||||||||||
| TOTAL: | 21,237,430 | 1.31% | 23,270,045 | 1.44% | ||||||
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | ||||
| security | securities | paid/received | paid/received | |||||
| ORD | Purchase | 208,971 | 42.7000 GBP | 42.42 GBP | ||||
| ORD | Sale | 140,870 | 42.7000 GBP | 42.42 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | ||||
| relevant | description | reference | unit | |||||
| security | securities | |||||||
| ORD | SWAP | Long | 32 | 42.5850 GBP | ||||
| ORD | CFD | Long | 403 | 42.4946 GBP | ||||
| ORD | CFD | Long | 326 | 971.3612 ZAR | ||||
| ORD | SWAP | Long | 1,169 | 42.5611 GBP | ||||
| ORD | CFD | Long | 1,488 | 42.5795 GBP | ||||
| ORD | CFD | Long | 1,750 | 960.9469 ZAR | ||||
| ORD | CFD | Long | 1,838 | 42.4457 GBP | ||||
| ORD | SWAP | Long | 1,994 | 42.5615 GBP | ||||
| ORD | CFD | Long | 2,058 | 965.7641 ZAR | ||||
| ORD | CFD | Long | 8,149 | 963.6211 ZAR | ||||
| ORD | CFD | Long | 8,431 | 954.3945 ZAR | ||||
| ORD | CFD | Long | 25,347 | 42.6665 GBP | ||||
| ORD | CFD | Long | 51,400 | 964.0714 ZAR | ||||
| ORD | CFD | Long | 44,840 | 42.4948 GBP | ||||
| ORD | CFD | Short | 403 | 964.5331 ZAR | ||||
| ORD | CFD | Short | 1,488 | 42.5057 GBP | ||||
| ORD | CFD | Short | 1,750 | 42.5136 GBP | ||||
| ORD | CFD | Short | 9,306 | 970.6240 ZAR | ||||
| ORD | SWAP | Short | 11,175 | 42.5740 GBP | ||||
| ORD | CFD | Short | 18,152 | 970.7218 ZAR | ||||
| ORD | CFD | Short | 56,251 | 964.7915 ZAR | ||||
| ORD | CFD | Short | 58,804 | 42.5710 GBP | ||||
| ORD | CFD | Short | 69,711 | 42.5235 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit | |||||||
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit | ||||
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) | |||
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 24 May 2016 | |
| Contact name: | Pinar Coktas | |
| Telephone number: | 020 7116 1165 |
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