21st Aug 2015 12:53
| FORM 8.5 (EPT/NON-RI) | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||||||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||||||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||||||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | REXAM PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | REXAM PLC | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 20 August 2015 | |||||||||||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||||||||||
| trader making disclosures in respect of any other party to the offer? | BALL CORPORATION | ||||||||||||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 6,895,361 | 0.98% | 998,088 | 0.14% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 401,089 | 0.06% | 5,749,571 | 0.82% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 7,296,450 | 1.03% | 6,747,659 | 0.96% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||||||||||
| security | securities | paid/received | paid/received | ||||||||||||
| ORD | Purchase | 66,941 | 5.5100 GBP | 5.4588 GBP | |||||||||||
| ORD | Sale | 382,796 | 5.5000 GBP | 5.415 GBP | |||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 920 | 5.5018 GBP | |||||||||||
| ORD | SWAP | Long | 4,510 | 5.4947 GBP | |||||||||||
| ORD | SWAP | Long | 6,176 | 5.4893 GBP | |||||||||||
| ORD | CFD | Long | 9,831 | 5.4896 GBP | |||||||||||
| ORD | CFD | Long | 19,029 | 5.4989 GBP | |||||||||||
| ORD | SWAP | Long | 50,000 | 5.4982 GBP | |||||||||||
| ORD | SWAP | Long | 67,091 | 5.4761 GBP | |||||||||||
| ORD | SWAP | Short | 2,463 | 5.4150 GBP | |||||||||||
| ORD | SWAP | Short | 7,124 | 5.4865 GBP | |||||||||||
| ORD | SWAP | Short | 12,298 | 5.4950 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 21 Aug 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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