Form 8.5 (EPT/NON-RI) - Qualcomm Incor Replacement

FORM 8.5 (EPT/NON-RI) - Amendment - this form replaces RNS number 3642D published at 11:52 on 02/04/2025, changes made to section 3a.

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

QUALCOMM INC

(c)

Name of the party to the offer with which exempt principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

01 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: ALPHAWAVE IP GROUP PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,250,875

0.47%

5,066,734

0.46%

(2) Cash-settled derivatives:

2,388,145

0.22%

91,334

0.01%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

978,900

0.09%

8,589,908

0.78%

TOTAL:

8,617,920

0.78%

13,747,976

1.24%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.0001 common

Purchase

953

141.8822 EUR

140.4445 EUR

USD 0.0001 common

Sale

941

142.0800 EUR

140.5668 EUR

USD 0.0001 common

Purchase

618025

153.0900 USD

150.3600 USD

USD 0.0001 common

Sale

624589

153.1100 USD

150.5535 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.0001 common

SWAP

Opening Long

1

141.0678 EUR

USD 0.0001 common

SWAP

Increasing Long

57

141.3996 EUR

USD 0.0001 common

SWAP

Increasing Long

3

142.0791 EUR

USD 0.0001 common

SWAP

Decreasing Long

53

140.4445 EUR

USD 0.0001 common

SWAP

Decreasing Long

2

140.5040 EUR

USD 0.0001 common

SWAP

Opening Short

18

141.8821 EUR

USD 0.0001 common

SWAP

Opening Short

54

153.0525 USD

USD 0.0001 common

SWAP

Opening Short

655

159.4503 USD

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

02 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

BARCLAYS CAPITAL SECURITIES LTD

Name of offeror/offeree in relation to whose relevant securities this from relates:

QUALCOMM INC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.0001 common

Put Options

Purchased

-200,000

100.0000

American

18 Dec 2026

USD 0.0001 common

Put Options

Purchased

-170,000

160.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Purchased

-55,900

100.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Purchased

-53,600

105.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Purchased

-35,700

130.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-29,000

170.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Purchased

-22,200

110.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Purchased

-22,000

135.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Purchased

-20,600

115.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-19,700

150.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-12,200

145.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-12,000

145.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Purchased

-11,400

175.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-10,200

155.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-10,000

120.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-9,900

185.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-8,900

140.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-7,800

110.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-5,300

180.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-5,100

190.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-2,100

165.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-1,500

170.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-500

160.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Purchased

-100

200.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

100

310.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

200

240.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

2,200

210.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

2,500

250.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

2,600

185.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

2,600

195.0000

American

16 Jan 2026

USD 0.0001 common

Call Options

Purchased

3,300

190.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

4,300

270.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

8,800

260.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

9,600

200.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

11,900

195.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Purchased

20,000

170.0000

American

17 Apr 2025

USD 0.0001 common

Call Options

Purchased

21,600

185.0000

American

16 Jan 2026

USD 0.0001 common

Call Options

Purchased

31,100

190.0000

American

16 Jan 2026

USD 0.0001 common

Call Options

Written

-1,179,601

161.4905

European

28 Apr 2025

USD 0.0001 common

Call Options

Written

-744,656

177.7289

European

23 Jun 2025

USD 0.0001 common

Call Options

Written

-695,442

141.1743

European

19 Aug 2025

USD 0.0001 common

Call Options

Written

-563,163

180.9207

European

22 Jul 2025

USD 0.0001 common

Call Options

Written

-501,439

178.9218

European

08 Aug 2025

USD 0.0001 common

Call Options

Written

-460,516

186.1018

European

12 Aug 2025

USD 0.0001 common

Call Options

Written

-455,234

191.4793

European

18 Jun 2025

USD 0.0001 common

Call Options

Written

-452,769

179.3946

European

24 Jun 2025

USD 0.0001 common

Call Options

Written

-436,365

179.2639

European

07 Aug 2025

USD 0.0001 common

Call Options

Written

-341,121

145.7435

European

24 Oct 2025

USD 0.0001 common

Call Options

Written

-340,351

186.3984

European

17 Jun 2025

USD 0.0001 common

Call Options

Written

-333,223

141.0187

European

23 Oct 2025

USD 0.0001 common

Call Options

Written

-311,454

173.3688

European

24 Jun 2025

USD 0.0001 common

Call Options

Written

-305,529

143.8098

European

15 Oct 2025

USD 0.0001 common

Call Options

Written

-217,382

143.2774

European

18 Aug 2025

USD 0.0001 common

Call Options

Written

-211,447

148.6597

European

22 Apr 2025

USD 0.0001 common

Call Options

Written

-177,216

143.1938

European

14 Oct 2025

USD 0.0001 common

Call Options

Written

-8,600

220.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Written

-6,900

170.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Written

-5,300

180.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Written

-2,800

165.0000

American

20 Jun 2025

USD 0.0001 common

Call Options

Written

-1,600

170.0000

American

17 Apr 2025

USD 0.0001 common

Call Options

Written

-700

175.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

100

170.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

1,000

150.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

1,100

195.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

1,400

145.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Written

2,000

140.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Written

2,200

120.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

2,500

175.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

2,500

165.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

2,600

165.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Written

2,900

160.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

4,800

140.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

5,700

135.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

5,900

145.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

8,900

150.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Written

9,400

95.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

11,700

100.0000

American

19 Sep 2025

USD 0.0001 common

Put Options

Written

17,100

125.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

22,100

170.0000

American

17 Apr 2025

USD 0.0001 common

Put Options

Written

27,000

120.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Written

28,900

105.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

30,000

130.0000

American

15 Jan 2027

USD 0.0001 common

Put Options

Written

30,000

140.0000

American

15 Aug 2025

USD 0.0001 common

Put Options

Written

30,000

130.0000

American

16 Jan 2026

USD 0.0001 common

Put Options

Written

30,000

150.0000

American

20 Jun 2025

USD 0.0001 common

Put Options

Written

40,000

135.0000

American

18 Jul 2025

USD 0.0001 common

Put Options

Written

200,000

135.0000

American

18 Dec 2026

USD 0.0001 common

Put Options

Written

318,300

140.0000

American

16 Jan 2026

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: