3rd Jul 2025 11:38
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose |
| PRIMARY HEALTH PROPERTIES PLC | ||||
| relevant securities this form relates: |
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(c) | Name of the party to the offer with which exempt | ASSURA PLC | |||||
| principal trader is connected |
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(d) | Date position held/dealing undertaken: |
| 02 Jul 2025 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | ASSURA PLC |
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2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 12.5p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 17,798,937 | 1.33% | 16,535,173 | 1.24% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 15,034,201 | 1.12% | 17,044,466 | 1.28% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 32,833,138 | 2.46% | 33,579,639 | 2.51% |
Class of relevant security: | Guaranteed Convertible Bond 2025 | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,855,000 | 1.90% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 2,855,000 | 1.90% | 0 | 0.00% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security |
| securities | paid/received | paid/received | |||
12.5p ordinary | Purchase | 4,126,197 | 0.9950 GBP | 0.9775 GBP | |||
12.5p ordinary | Sale | 3,163,037 | 0.9930 GBP | 0.9753 GBP | |||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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12.5p ordinary | SWAP | Increasing Long | 4,013 | 0.9753 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 15,248 | 0.9774 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 219,436 | 0.9775 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 92,808 | 0.9810 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 690,552 | 0.9818 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 72,707 | 0.9827 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 152,428 | 0.9831 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 273,644 | 0.9833 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 140,848 | 0.9852 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 3,772 | 0.9887 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 30,050 | 0.9903 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 5,277 | 0.9907 GBP | |||
12.5p ordinary | SWAP | Increasing Long | 65 | 23.6514 ZAR | |||
12.5p ordinary | SWAP | Decreasing Long | 10,658 | 0.9773 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 114,644 | 0.9775 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 2,197 | 0.9776 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 386,500 | 0.9779 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 77,047 | 0.9780 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 386,500 | 0.9794 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 303 | 0.9795 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 1,546,000 | 0.9804 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 386,500 | 0.9821 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 46,644 | 0.9846 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 55,020 | 0.9859 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 72,510 | 0.9862 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 20,009 | 0.9864 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 3,424 | 0.9868 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 74,841 | 0.9869 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 2,477 | 0.9876 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 10,369 | 0.9892 GBP | |||
12.5p ordinary | SWAP | Decreasing Long | 24,600 | 0.9903 GBP | |||
12.5p ordinary | CFD | Decreasing Short | 117,518 | 0.9775 GBP | |||
12.5p ordinary | CFD | Decreasing Short | 269,815 | 0.9808 GBP | |||
12.5p ordinary | CFD | Decreasing Short | 264,580 | 0.9820 GBP | |||
12.5p ordinary | CFD | Decreasing Short | 8,734 | 0.9950 GBP | |||
12.5p ordinary | CFD | Increasing Short | 7,169 | 0.9775 GBP | |||
12.5p ordinary | CFD | Increasing Short | 95,192 | 0.9866 GBP | |||
12.5p ordinary | CFD | Increasing Short | 1,986 | 0.9975 GBP | |||
12.5p ordinary | CFD | Increasing Short | 65 | 23.6544 ZAR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Jul 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysPrimary Health