10th Apr 2012 09:10
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | XSTRATA PLC |
(d) Date position held/dealing undertaken: | 05 April 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for XSTRATA PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.01 ordinary | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 101,529 | 0.00 | 265,383 | 0.00 |
(2) Derivatives (other than options): | 0 | 0.00 | 0 | 0.00 |
(3) Options and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
TOTAL: | 101,529 | 0.00 | 265,383 | 0.00 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.01 ordinary | Purchase | 1,683 | 3.9175 GBP |
USD 0.01 ordinary | Purchase | 1,384 | 3.9175 GBP |
USD 0.01 ordinary | Purchase | 203 | 3.9200 GBP |
USD 0.01 ordinary | Purchase | 866 | 3.9372 GBP |
USD 0.01 ordinary | Purchase | 419 | 3.9480 GBP |
USD 0.01 ordinary | Purchase | 1,432 | 3.9480 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.9485 GBP |
USD 0.01 ordinary | Purchase | 132 | 3.9500 GBP |
USD 0.01 ordinary | Purchase | 821 | 3.9500 GBP |
USD 0.01 ordinary | Purchase | 327 | 3.9530 GBP |
USD 0.01 ordinary | Purchase | 1,475 | 3.9530 GBP |
USD 0.01 ordinary | Purchase | 623 | 3.9530 GBP |
USD 0.01 ordinary | Purchase | 347 | 3.9595 GBP |
USD 0.01 ordinary | Purchase | 1,560 | 3.9610 GBP |
USD 0.01 ordinary | Purchase | 960 | 3.9640 GBP |
USD 0.01 ordinary | Purchase | 1,263 | 3.9885 GBP |
USD 0.01 ordinary | Purchase | 1,009 | 3.9885 GBP |
USD 0.01 ordinary | Purchase | 1,261 | 4.0105 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 4.0125 GBP |
USD 0.01 ordinary | Purchase | 249 | 4.0580 GBP |
USD 0.01 ordinary | Purchase | 1,393 | 4.0600 GBP |
USD 0.01 ordinary | Purchase | 1,058 | 4.0605 GBP |
USD 0.01 ordinary | Purchase | 1,250 | 4.0715 GBP |
USD 0.01 ordinary | Purchase | 13 | 4.0730 GBP |
USD 0.01 ordinary | Purchase | 80 | 4.0790 GBP |
USD 0.01 ordinary | Purchase | 551 | 4.0805 GBP |
USD 0.01 ordinary | Sale | 1,735 | 3.8880 GBP |
USD 0.01 ordinary | Sale | 1,017 | 3.8880 GBP |
USD 0.01 ordinary | Sale | 958 | 3.8885 GBP |
USD 0.01 ordinary | Sale | 1,934 | 3.8885 GBP |
USD 0.01 ordinary | Sale | 1,701 | 3.8890 GBP |
USD 0.01 ordinary | Sale | 1,991 | 3.8895 GBP |
USD 0.01 ordinary | Sale | 91 | 3.8900 GBP |
USD 0.01 ordinary | Sale | 1,946 | 3.8900 GBP |
USD 0.01 ordinary | Sale | 1,819 | 3.8900 GBP |
USD 0.01 ordinary | Sale | 1,125 | 3.8905 GBP |
USD 0.01 ordinary | Sale | 1,119 | 3.8905 GBP |
USD 0.01 ordinary | Sale | 1,232 | 3.8905 GBP |
USD 0.01 ordinary | Sale | 891 | 3.8905 GBP |
USD 0.01 ordinary | Sale | 931 | 3.8910 GBP |
USD 0.01 ordinary | Sale | 1,931 | 3.8910 GBP |
USD 0.01 ordinary | Sale | 1,561 | 3.8910 GBP |
USD 0.01 ordinary | Sale | 1,979 | 3.8915 GBP |
USD 0.01 ordinary | Sale | 1,104 | 3.8920 GBP |
USD 0.01 ordinary | Sale | 1,596 | 3.8995 GBP |
USD 0.01 ordinary | Sale | 1,236 | 3.8995 GBP |
USD 0.01 ordinary | Sale | 1,236 | 3.9000 GBP |
USD 0.01 ordinary | Sale | 564 | 3.9005 GBP |
USD 0.01 ordinary | Sale | 230 | 3.9010 GBP |
USD 0.01 ordinary | Sale | 1,500 | 3.9015 GBP |
USD 0.01 ordinary | Sale | 736 | 3.9030 GBP |
USD 0.01 ordinary | Sale | 1,170 | 3.9030 GBP |
USD 0.01 ordinary | Sale | 782 | 3.9035 GBP |
USD 0.01 ordinary | Sale | 1,796 | 3.9035 GBP |
USD 0.01 ordinary | Sale | 1,034 | 3.9040 GBP |
USD 0.01 ordinary | Sale | 469 | 3.9040 GBP |
USD 0.01 ordinary | Sale | 1,853 | 3.9050 GBP |
USD 0.01 ordinary | Sale | 17 | 3.9050 GBP |
USD 0.01 ordinary | Sale | 883 | 3.9055 GBP |
USD 0.01 ordinary | Sale | 380 | 3.9060 GBP |
USD 0.01 ordinary | Sale | 674 | 3.9060 GBP |
USD 0.01 ordinary | Sale | 1,947 | 3.9060 GBP |
USD 0.01 ordinary | Sale | 1,039 | 3.9070 GBP |
USD 0.01 ordinary | Sale | 1,099 | 3.9095 GBP |
USD 0.01 ordinary | Sale | 576 | 3.9130 GBP |
USD 0.01 ordinary | Sale | 85 | 3.9145 GBP |
USD 0.01 ordinary | Sale | 1,311 | 3.9145 GBP |
USD 0.01 ordinary | Sale | 431 | 3.9160 GBP |
USD 0.01 ordinary | Sale | 1,500 | 3.9165 GBP |
USD 0.01 ordinary | Sale | 1,799 | 3.9165 GBP |
USD 0.01 ordinary | Sale | 606 | 3.9170 GBP |
USD 0.01 ordinary | Sale | 1,012 | 3.9175 GBP |
USD 0.01 ordinary | Sale | 1,241 | 3.9180 GBP |
USD 0.01 ordinary | Sale | 1,194 | 3.9180 GBP |
USD 0.01 ordinary | Sale | 390 | 3.9185 GBP |
USD 0.01 ordinary | Sale | 447 | 3.9185 GBP |
USD 0.01 ordinary | Sale | 1,139 | 3.9190 GBP |
USD 0.01 ordinary | Sale | 1,194 | 3.9200 GBP |
USD 0.01 ordinary | Sale | 1,469 | 3.9200 GBP |
USD 0.01 ordinary | Sale | 1,030 | 3.9205 GBP |
USD 0.01 ordinary | Sale | 1,602 | 3.9210 GBP |
USD 0.01 ordinary | Sale | 30 | 3.9220 GBP |
USD 0.01 ordinary | Sale | 883 | 3.9220 GBP |
USD 0.01 ordinary | Sale | 1,015 | 3.9230 GBP |
USD 0.01 ordinary | Sale | 1,294 | 3.9230 GBP |
USD 0.01 ordinary | Sale | 1,515 | 3.9235 GBP |
USD 0.01 ordinary | Sale | 475 | 3.9245 GBP |
USD 0.01 ordinary | Sale | 206 | 3.9245 GBP |
USD 0.01 ordinary | Sale | 389 | 3.9245 GBP |
USD 0.01 ordinary | Sale | 419 | 3.9245 GBP |
USD 0.01 ordinary | Sale | 864 | 3.9265 GBP |
USD 0.01 ordinary | Sale | 611 | 3.9290 GBP |
USD 0.01 ordinary | Sale | 1,164 | 3.9295 GBP |
USD 0.01 ordinary | Sale | 989 | 3.9295 GBP |
USD 0.01 ordinary | Sale | 1,387 | 3.9300 GBP |
USD 0.01 ordinary | Sale | 1,402 | 3.9300 GBP |
USD 0.01 ordinary | Sale | 626 | 3.9300 GBP |
USD 0.01 ordinary | Sale | 873 | 3.9315 GBP |
USD 0.01 ordinary | Sale | 961 | 3.9385 GBP |
USD 0.01 ordinary | Sale | 334 | 3.9390 GBP |
USD 0.01 ordinary | Sale | 6 | 3.9395 GBP |
USD 0.01 ordinary | Sale | 961 | 3.9395 GBP |
USD 0.01 ordinary | Sale | 1,021 | 3.9445 GBP |
USD 0.01 ordinary | Sale | 380 | 3.9460 GBP |
USD 0.01 ordinary | Sale | 568 | 3.9460 GBP |
USD 0.01 ordinary | Sale | 669 | 3.9465 GBP |
USD 0.01 ordinary | Sale | 13 | 3.9470 GBP |
USD 0.01 ordinary | Sale | 783 | 3.9470 GBP |
USD 0.01 ordinary | Sale | 132 | 3.9470 GBP |
USD 0.01 ordinary | Sale | 958 | 3.9470 GBP |
USD 0.01 ordinary | Sale | 1,322 | 3.9495 GBP |
USD 0.01 ordinary | Sale | 1,192 | 3.9495 GBP |
USD 0.01 ordinary | Sale | 1,723 | 3.9495 GBP |
USD 0.01 ordinary | Sale | 1,752 | 3.9515 GBP |
USD 0.01 ordinary | Sale | 1,111 | 3.9520 GBP |
USD 0.01 ordinary | Sale | 724 | 3.9520 GBP |
USD 0.01 ordinary | Sale | 865 | 3.9525 GBP |
USD 0.01 ordinary | Sale | 388 | 3.9530 GBP |
USD 0.01 ordinary | Sale | 726 | 3.9530 GBP |
USD 0.01 ordinary | Sale | 1,966 | 3.9535 GBP |
USD 0.01 ordinary | Sale | 227 | 3.9535 GBP |
USD 0.01 ordinary | Sale | 841 | 3.9535 GBP |
USD 0.01 ordinary | Sale | 365 | 3.9535 GBP |
USD 0.01 ordinary | Sale | 621 | 3.9535 GBP |
USD 0.01 ordinary | Sale | 1,160 | 3.9540 GBP |
USD 0.01 ordinary | Sale | 668 | 3.9540 GBP |
USD 0.01 ordinary | Sale | 400 | 3.9540 GBP |
USD 0.01 ordinary | Sale | 1,796 | 3.9540 GBP |
USD 0.01 ordinary | Sale | 1,620 | 3.9545 GBP |
USD 0.01 ordinary | Sale | 449 | 3.9555 GBP |
USD 0.01 ordinary | Sale | 397 | 3.9555 GBP |
USD 0.01 ordinary | Sale | 1,086 | 3.9555 GBP |
USD 0.01 ordinary | Sale | 1,566 | 3.9560 GBP |
USD 0.01 ordinary | Sale | 33 | 3.9570 GBP |
USD 0.01 ordinary | Sale | 924 | 3.9570 GBP |
USD 0.01 ordinary | Sale | 500 | 3.9570 GBP |
USD 0.01 ordinary | Sale | 251 | 3.9590 GBP |
USD 0.01 ordinary | Sale | 297 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 351 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 1,000 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 869 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 1,000 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 1,915 | 3.9600 GBP |
USD 0.01 ordinary | Sale | 1,132 | 3.9605 GBP |
USD 0.01 ordinary | Sale | 937 | 3.9610 GBP |
USD 0.01 ordinary | Sale | 860 | 3.9610 GBP |
USD 0.01 ordinary | Sale | 649 | 3.9610 GBP |
USD 0.01 ordinary | Sale | 1,118 | 3.9615 GBP |
USD 0.01 ordinary | Sale | 1,343 | 3.9620 GBP |
USD 0.01 ordinary | Sale | 300 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 1,115 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 150 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 820 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 1,611 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 50 | 3.9625 GBP |
USD 0.01 ordinary | Sale | 1,103 | 3.9630 GBP |
USD 0.01 ordinary | Sale | 279 | 3.9635 GBP |
USD 0.01 ordinary | Sale | 1 | 3.9635 GBP |
USD 0.01 ordinary | Sale | 680 | 3.9635 GBP |
USD 0.01 ordinary | Sale | 1,048 | 3.9640 GBP |
USD 0.01 ordinary | Sale | 1,585 | 3.9645 GBP |
USD 0.01 ordinary | Sale | 727 | 3.9645 GBP |
USD 0.01 ordinary | Sale | 460 | 3.9645 GBP |
USD 0.01 ordinary | Sale | 725 | 3.9645 GBP |
USD 0.01 ordinary | Sale | 500 | 3.9650 GBP |
USD 0.01 ordinary | Sale | 979 | 3.9650 GBP |
USD 0.01 ordinary | Sale | 1,178 | 3.9650 GBP |
USD 0.01 ordinary | Sale | 69 | 3.9650 GBP |
USD 0.01 ordinary | Sale | 303 | 3.9675 GBP |
USD 0.01 ordinary | Sale | 433 | 3.9675 GBP |
USD 0.01 ordinary | Sale | 1,559 | 3.9675 GBP |
USD 0.01 ordinary | Sale | 1,800 | 3.9680 GBP |
USD 0.01 ordinary | Sale | 1,128 | 3.9710 GBP |
USD 0.01 ordinary | Sale | 1,001 | 3.9715 GBP |
USD 0.01 ordinary | Sale | 1,698 | 3.9715 GBP |
USD 0.01 ordinary | Sale | 1,038 | 3.9720 GBP |
USD 0.01 ordinary | Sale | 331 | 3.9720 GBP |
USD 0.01 ordinary | Sale | 1,101 | 3.9720 GBP |
USD 0.01 ordinary | Sale | 705 | 3.9720 GBP |
USD 0.01 ordinary | Sale | 178 | 3.9730 GBP |
USD 0.01 ordinary | Sale | 1,400 | 3.9730 GBP |
USD 0.01 ordinary | Sale | 1,125 | 3.9730 GBP |
USD 0.01 ordinary | Sale | 1,587 | 3.9735 GBP |
USD 0.01 ordinary | Sale | 695 | 3.9735 GBP |
USD 0.01 ordinary | Sale | 749 | 3.9750 GBP |
USD 0.01 ordinary | Sale | 926 | 4.0015 GBP |
USD 0.01 ordinary | Sale | 269 | 4.0015 GBP |
USD 0.01 ordinary | Sale | 1,150 | 4.0100 GBP |
USD 0.01 ordinary | Sale | 1,375 | 4.0100 GBP |
USD 0.01 ordinary | Sale | 1,218 | 4.0415 GBP |
USD 0.01 ordinary | Sale | 100 | 4.0415 GBP |
USD 0.01 ordinary | Sale | 1,074 | 4.0485 GBP |
USD 0.01 ordinary | Sale | 765 | 4.0565 GBP |
USD 0.01 ordinary | Sale | 240 | 4.0565 GBP |
USD 0.01 ordinary | Sale | 1,371 | 4.0565 GBP |
USD 0.01 ordinary | Sale | 708 | 4.0585 GBP |
USD 0.01 ordinary | Sale | 475 | 4.0585 GBP |
USD 0.01 ordinary | Sale | 1,531 | 4.0590 GBP |
USD 0.01 ordinary | Sale | 1,581 | 4.0610 GBP |
USD 0.01 ordinary | Sale | 1,128 | 4.0610 GBP |
USD 0.01 ordinary | Sale | 83 | 4.0615 GBP |
USD 0.01 ordinary | Sale | 1,065 | 4.0615 GBP |
USD 0.01 ordinary | Sale | 1,091 | 4.0615 GBP |
USD 0.01 ordinary | Sale | 961 | 4.0615 GBP |
USD 0.01 ordinary | Sale | 293 | 4.0615 GBP |
USD 0.01 ordinary | Sale | 650 | 4.0650 GBP |
USD 0.01 ordinary | Sale | 336 | 4.0655 GBP |
USD 0.01 ordinary | Sale | 331 | 4.0825 GBP |
USD 0.01 ordinary | Sale | 575 | 4.0825 GBP |
USD 0.01 ordinary | Sale | 366 | 4.0825 GBP |
Class of relevant security | Purchases/sales | Total number of securities |
USD 0.01 ordinary | Purchases | 21,859 |
USD 0.01 ordinary | Sales | 169,277 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 10 April 2012 |
| Contact name: | Audrey Malone and Darren Adam |
| Telephone number: | +44(20) 7552 3836 / +44(20) 7051 4224 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Glencore