Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI)

5th Mar 2012 10:51

RNS Number : 6729Y
GoldmanSachs International
05 March 2012
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date position held/dealing undertaken:

02 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

102,124

0.00

100,000

0.00

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

0

0.00

0

0.00

 

TOTAL:

102,124

0.00

100,000

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 ordinary

Purchase

414

4.2415 GBP

USD 0.01 ordinary

Purchase

380

4.2415 GBP

USD 0.01 ordinary

Purchase

425

4.2415 GBP

USD 0.01 ordinary

Purchase

1,287

4.2445 GBP

USD 0.01 ordinary

Purchase

765

4.2445 GBP

USD 0.01 ordinary

Purchase

923

4.2445 GBP

USD 0.01 ordinary

Purchase

1,275

4.2450 GBP

USD 0.01 ordinary

Purchase

161

4.2465 GBP

USD 0.01 ordinary

Purchase

873

4.2465 GBP

USD 0.01 ordinary

Purchase

782

4.2465 GBP

USD 0.01 ordinary

Purchase

507

4.2470 GBP

USD 0.01 ordinary

Purchase

1,430

4.2490 GBP

USD 0.01 ordinary

Purchase

1,170

4.2490 GBP

USD 0.01 ordinary

Purchase

8

4.2490 GBP

USD 0.01 ordinary

Purchase

1,052

4.2495 GBP

USD 0.01 ordinary

Purchase

1,095

4.2525 GBP

USD 0.01 ordinary

Purchase

1,324

4.2525 GBP

USD 0.01 ordinary

Purchase

1,202

4.2545 GBP

USD 0.01 ordinary

Purchase

824

4.2550 GBP

USD 0.01 ordinary

Sale

1,745

4.2000 GBP

USD 0.01 ordinary

Sale

665

4.2000 GBP

USD 0.01 ordinary

Sale

1,472

4.2075 GBP

USD 0.01 ordinary

Sale

3

4.2075 GBP

USD 0.01 ordinary

Sale

648

4.2075 GBP

USD 0.01 ordinary

Sale

484

4.2075 GBP

USD 0.01 ordinary

Sale

129

4.2085 GBP

USD 0.01 ordinary

Sale

983

4.2085 GBP

USD 0.01 ordinary

Sale

1,232

4.2090 GBP

USD 0.01 ordinary

Sale

1,019

4.2095 GBP

USD 0.01 ordinary

Sale

409

4.2095 GBP

USD 0.01 ordinary

Sale

1,004

4.2100 GBP

USD 0.01 ordinary

Sale

740

4.2100 GBP

USD 0.01 ordinary

Sale

749

4.2100 GBP

USD 0.01 ordinary

Sale

1,199

4.2100 GBP

USD 0.01 ordinary

Sale

4

4.2110 GBP

USD 0.01 ordinary

Sale

1,051

4.2110 GBP

USD 0.01 ordinary

Sale

380

4.2110 GBP

USD 0.01 ordinary

Sale

208

4.2140 GBP

USD 0.01 ordinary

Sale

1,283

4.2145 GBP

USD 0.01 ordinary

Sale

1,058

4.2145 GBP

USD 0.01 ordinary

Sale

1,066

4.2150 GBP

USD 0.01 ordinary

Sale

1,658

4.2255 GBP

USD 0.01 ordinary

Sale

752

4.2255 GBP

USD 0.01 ordinary

Sale

1,085

4.2265 GBP

USD 0.01 ordinary

Sale

119

4.2270 GBP

USD 0.01 ordinary

Sale

115

4.2270 GBP

USD 0.01 ordinary

Sale

800

4.2270 GBP

USD 0.01 ordinary

Sale

870

4.2340 GBP

USD 0.01 ordinary

Sale

807

4.2365 GBP

USD 0.01 ordinary

Sale

805

4.2365 GBP

USD 0.01 ordinary

Sale

618

4.2370 GBP

USD 0.01 ordinary

Sale

287

4.2370 GBP

USD 0.01 ordinary

Sale

777

4.2370 GBP

USD 0.01 ordinary

Sale

825

4.2370 GBP

USD 0.01 ordinary

Sale

1,042

4.2370 GBP

USD 0.01 ordinary

Sale

260

4.2375 GBP

USD 0.01 ordinary

Sale

23

4.2375 GBP

USD 0.01 ordinary

Sale

876

4.2375 GBP

USD 0.01 ordinary

Sale

477

4.2375 GBP

USD 0.01 ordinary

Sale

187

4.2379 GBP

USD 0.01 ordinary

Sale

751

4.2380 GBP

USD 0.01 ordinary

Sale

418

4.2385 GBP

USD 0.01 ordinary

Sale

1,021

4.2390 GBP

USD 0.01 ordinary

Sale

725

4.2395 GBP

USD 0.01 ordinary

Sale

765

4.2400 GBP

USD 0.01 ordinary

Sale

422

4.2400 GBP

USD 0.01 ordinary

Sale

11

4.2400 GBP

USD 0.01 ordinary

Sale

765

4.2400 GBP

USD 0.01 ordinary

Sale

393

4.2400 GBP

USD 0.01 ordinary

Sale

11

4.2400 GBP

USD 0.01 ordinary

Sale

1

4.2400 GBP

USD 0.01 ordinary

Sale

571

4.2400 GBP

USD 0.01 ordinary

Sale

938

4.2405 GBP

USD 0.01 ordinary

Sale

464

4.2405 GBP

USD 0.01 ordinary

Sale

1,020

4.2405 GBP

USD 0.01 ordinary

Sale

54

4.2405 GBP

USD 0.01 ordinary

Sale

587

4.2405 GBP

USD 0.01 ordinary

Sale

314

4.2405 GBP

USD 0.01 ordinary

Sale

102

4.2410 GBP

USD 0.01 ordinary

Sale

652

4.2410 GBP

USD 0.01 ordinary

Sale

414

4.2422 GBP

USD 0.01 ordinary

Sale

425

4.2423 GBP

USD 0.01 ordinary

Sale

453

4.2425 GBP

USD 0.01 ordinary

Sale

349

4.2425 GBP

USD 0.01 ordinary

Sale

191

4.2425 GBP

USD 0.01 ordinary

Sale

351

4.2425 GBP

USD 0.01 ordinary

Sale

199

4.2425 GBP

USD 0.01 ordinary

Sale

331

4.2425 GBP

USD 0.01 ordinary

Sale

725

4.2440 GBP

USD 0.01 ordinary

Sale

817

4.2445 GBP

USD 0.01 ordinary

Sale

187

4.2445 GBP

USD 0.01 ordinary

Sale

227

4.2445 GBP

USD 0.01 ordinary

Sale

1

4.2445 GBP

USD 0.01 ordinary

Sale

1,261

4.2445 GBP

USD 0.01 ordinary

Sale

367

4.2450 GBP

USD 0.01 ordinary

Sale

498

4.2450 GBP

USD 0.01 ordinary

Sale

879

4.2450 GBP

USD 0.01 ordinary

Sale

681

4.2455 GBP

USD 0.01 ordinary

Sale

136

4.2455 GBP

USD 0.01 ordinary

Sale

759

4.2455 GBP

USD 0.01 ordinary

Sale

157

4.2455 GBP

USD 0.01 ordinary

Sale

569

4.2455 GBP

USD 0.01 ordinary

Sale

72

4.2460 GBP

USD 0.01 ordinary

Sale

245

4.2460 GBP

USD 0.01 ordinary

Sale

727

4.2460 GBP

USD 0.01 ordinary

Sale

994

4.2460 GBP

USD 0.01 ordinary

Sale

1,040

4.2465 GBP

USD 0.01 ordinary

Sale

161

4.2468 GBP

USD 0.01 ordinary

Sale

767

4.2468 GBP

USD 0.01 ordinary

Sale

552

4.2470 GBP

USD 0.01 ordinary

Sale

605

4.2470 GBP

USD 0.01 ordinary

Sale

1,030

4.2470 GBP

USD 0.01 ordinary

Sale

870

4.2475 GBP

USD 0.01 ordinary

Sale

643

4.2480 GBP

USD 0.01 ordinary

Sale

857

4.2490 GBP

USD 0.01 ordinary

Sale

725

4.2490 GBP

USD 0.01 ordinary

Sale

677

4.2490 GBP

USD 0.01 ordinary

Sale

1,120

4.2495 GBP

USD 0.01 ordinary

Sale

240

4.2495 GBP

USD 0.01 ordinary

Sale

507

4.2495 GBP

USD 0.01 ordinary

Sale

920

4.2500 GBP

USD 0.01 ordinary

Sale

132

4.2500 GBP

USD 0.01 ordinary

Sale

380

4.2515 GBP

USD 0.01 ordinary

Sale

87

4.2550 GBP

USD 0.01 ordinary

Sale

720

4.2550 GBP

USD 0.01 ordinary

Sale

472

4.2550 GBP

USD 0.01 ordinary

Sale

313

4.2555 GBP

USD 0.01 ordinary

Sale

20

4.2560 GBP

USD 0.01 ordinary

Sale

1,149

4.2560 GBP

USD 0.01 ordinary

Sale

802

4.2570 GBP

USD 0.01 ordinary

Sale

602

4.2571 GBP

USD 0.01 ordinary

Sale

984

4.2590 GBP

USD 0.01 ordinary

Sale

1,006

4.2590 GBP

USD 0.01 ordinary

Sale

1,359

4.2595 GBP

USD 0.01 ordinary

Sale

1,026

4.2595 GBP

USD 0.01 ordinary

Sale

115

4.2605 GBP

USD 0.01 ordinary

Sale

1,459

4.2605 GBP

USD 0.01 ordinary

Sale

100

4.2605 GBP

USD 0.01 ordinary

Sale

85

4.2610 GBP

USD 0.01 ordinary

Sale

853

4.2610 GBP

USD 0.01 ordinary

Sale

222

4.2645 GBP

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 ordinary

Purchases

15,897

USD 0.01 ordinary

Sales

74,514

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

05 March 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOJAMMTMBIMBLT

Related Shares:

Glencore
FTSE 100 Latest
Value8,958.09
Change91.07