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Form 8.5 (EPT/NON-RI) Kazakhmys Plc

13th Aug 2013 09:49

RNS Number : 5682L
Societe Generale SA
13 August 2013
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kazakhmys Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Eurasian Resources Group B.V , a company formed at the direction of a consortium comprising Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev and the State Property and Privatisation Committee of the Ministry of Finance of the Republic of Kazakhstan

(d) Date position held/dealing undertaken:

12/08/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES : Eurasian Natural Resources Corp Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

20p ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

156,671

0.03

31,650

0.01

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

17,809

0.00

17,809

0.00

TOTAL:

174,480

0.03

49,459

0.01

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

1,972

2.9860

Ordinary share

Purchase

18

2.8600

Ordinary share

Purchase

100

3.0160

Ordinary share

Purchase

561

2.8950

Ordinary share

Purchase

676

2.8650

Ordinary share

Purchase

1,210

3.0490

Ordinary share

Purchase

300

2.9210

Ordinary share

Purchase

187

3.0380

Ordinary share

Purchase

287

3.0046

Ordinary share

Purchase

631

2.8920

Ordinary share

Purchase

1,293

3.0490

Ordinary share

Purchase

18

3.0480

Ordinary share

Purchase

37

3.0480

Ordinary share

Purchase

69

2.8800

Ordinary share

Purchase

172

2.9440

Ordinary share

Purchase

703

2.9790

Ordinary share

Purchase

6,600

2.8760

Ordinary share

Purchase

1,500

2.8840

Ordinary share

Purchase

18

2.8485

Ordinary share

Purchase

432

2.9410

Ordinary share

Purchase

18

2.8430

Ordinary share

Purchase

985

3.0480

Ordinary share

Purchase

19

2.8905

Ordinary share

Purchase

1,655

2.8610

Ordinary share

Purchase

100

2.9410

Ordinary share

Purchase

302

2.8760

Ordinary share

Purchase

277

3.0500

Ordinary share

Purchase

451

2.8510

Ordinary share

Purchase

69

2.8835

Ordinary share

Purchase

69

2.8870

Ordinary share

Purchase

1,909

2.8900

Ordinary share

Purchase

69

2.8800

Ordinary share

Purchase

18

2.8600

Ordinary share

Purchase

139

3.0120

Ordinary share

Purchase

473

2.8730

Ordinary share

Purchase

500

2.9390

Ordinary share

Purchase

200

2.8580

Ordinary share

Purchase

3,038

2.9630

Ordinary share

Purchase

18

2.9160

Ordinary share

Purchase

18

3.0220

Ordinary share

Purchase

501

3.0160

Ordinary share

Purchase

1,407

3.0310

Ordinary share

Purchase

18

2.9380

Ordinary share

Purchase

18

2.9430

Ordinary share

Purchase

200

3.0380

Ordinary share

Purchase

18

2.8905

Ordinary share

Purchase

69

2.8925

Ordinary share

Purchase

18

2.9395

Ordinary share

Purchase

69

2.8575

Ordinary share

Purchase

45,878

3.0394

Ordinary share

Purchase

18

2.9310

Ordinary share

Purchase

18

2.8755

Ordinary share

Purchase

200

2.8980

Ordinary share

Purchase

269

2.9790

Ordinary share

Purchase

400

2.9890

Ordinary share

Purchase

492

2.9440

Ordinary share

Purchase

515

2.8590

Ordinary share

Purchase

69

2.8905

Ordinary share

Purchase

69

2.8920

Ordinary share

Purchase

200

2.9500

Ordinary share

Purchase

68

2.9370

Ordinary share

Purchase

901

2.8980

Ordinary share

Purchase

463

2.9830

Ordinary share

Purchase

503

2.8650

Ordinary share

Purchase

18

3.0435

Ordinary share

Purchase

68

2.9315

Ordinary share

Purchase

69

2.8575

Ordinary share

Purchase

18

2.8780

Ordinary share

Purchase

24

3.0480

Ordinary share

Purchase

69

2.8740

Ordinary share

Purchase

70

2.8570

Ordinary share

Purchase

212

3.0160

Ordinary share

Purchase

69

2.8740

Ordinary share

Purchase

18

2.8635

Ordinary share

Purchase

165

2.9400

Ordinary share

Purchase

964

3.0510

Ordinary share

Purchase

18

3.0130

Ordinary share

Purchase

560

2.8450

Ordinary share

Purchase

200

2.8350

Ordinary share

Purchase

410

2.9450

Ordinary share

Purchase

18

2.8630

Ordinary share

Purchase

659

3.0490

Ordinary share

Purchase

610

3.0140

Ordinary share

Purchase

18

2.8500

Ordinary share

Purchase

200

2.9400

Ordinary share

Purchase

886

2.8600

Ordinary share

Purchase

18

2.8660

Ordinary share

Purchase

18

2.8445

Ordinary share

Purchase

466

2.9440

Ordinary share

Purchase

602

2.8580

Ordinary share

Purchase

35

2.8980

Ordinary share

Purchase

300

2.9410

Ordinary share

Purchase

465

3.0120

Ordinary share

Purchase

551

2.8580

Ordinary share

Purchase

18

3.0455

Ordinary share

Purchase

174

2.9500

Ordinary share

Purchase

51

3.0490

Ordinary share

Purchase

69

2.8705

Ordinary share

Purchase

147

2.9890

Ordinary share

Purchase

460

2.8500

Ordinary share

Purchase

18

2.8880

Ordinary share

Purchase

135

2.8350

Ordinary share

Purchase

18

2.8550

Ordinary share

Purchase

69

2.8740

Ordinary share

Purchase

701

3.0500

Ordinary share

Purchase

18

2.8660

Ordinary share

Purchase

509

2.9340

Ordinary share

Purchase

1,500

2.8840

Ordinary share

Purchase

69

2.8890

Ordinary share

Purchase

18

2.9445

Ordinary share

Purchase

69

2.8870

Ordinary share

Purchase

69

2.8885

Ordinary share

Purchase

531

2.8790

Ordinary share

Purchase

352

2.8650

Ordinary share

Purchase

100

2.9390

Ordinary share

Purchase

1,992

2.9440

Ordinary share

Purchase

27

3.0480

Ordinary share

Purchase

400

2.8340

Ordinary share

Sale

687

2.9450

Ordinary share

Sale

883

2.8600

Ordinary share

Sale

1,535

2.8650

Ordinary share

Sale

1,180

2.9220

Ordinary share

Sale

69

2.8800

Ordinary share

Sale

69

2.8890

Ordinary share

Sale

1,360

2.8860

Ordinary share

Sale

130

2.9620

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

69

2.8575

Ordinary share

Sale

7

3.0310

Ordinary share

Sale

1,180

2.8490

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

203

3.0490

Ordinary share

Sale

69

2.8920

Ordinary share

Sale

1,179

2.9690

Ordinary share

Sale

105

2.9450

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

69

2.8575

Ordinary share

Sale

100

2.9450

Ordinary share

Sale

32

3.0310

Ordinary share

Sale

69

2.8800

Ordinary share

Sale

200

2.8600

Ordinary share

Sale

69

2.8740

Ordinary share

Sale

4,851

2.8710

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

100

2.9450

Ordinary share

Sale

69

2.8925

Ordinary share

Sale

69

2.8885

Ordinary share

Sale

400

2.9620

Ordinary share

Sale

200

2.8870

Ordinary share

Sale

70

2.8570

Ordinary share

Sale

810

2.9900

Ordinary share

Sale

570

2.8870

Ordinary share

Sale

200

2.8500

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

113

2.8670

Ordinary share

Sale

200

2.9620

Ordinary share

Sale

6

3.0310

Ordinary share

Sale

671

2.8670

Ordinary share

Sale

69

2.8705

Ordinary share

Sale

69

2.8905

Ordinary share

Sale

702

2.9450

Ordinary share

Sale

69

2.8740

Ordinary share

Sale

69

2.8740

Ordinary share

Sale

654

2.8490

Ordinary share

Sale

69

2.8835

Ordinary share

Sale

1,076

2.8500

Ordinary share

Sale

181

3.0490

Ordinary share

Sale

500

2.8600

Ordinary share

Sale

790

2.9340

Ordinary share

Sale

1,294

2.9390

Ordinary share

Sale

385

3.0490

Ordinary share

Sale

1,567

2.8990

Total purchases

94,804

Total sales

25,117

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

13/08/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

KAZAKHMYS PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

17 809

8,43

European options

13/10/2015

Ordinary share

OTC put option

Purchase

17 809

8,43

European options

13/10/2015

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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