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Form 8.5 (EPT/NON-RI) Kazakhmys Plc

12th Jul 2013 09:59

RNS Number : 2070J
Societe Generale SA
12 July 2013
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kazakhmys Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Eurasian Resources Group B.V , a company formed at the direction of a consortium comprising Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev and the State Property and Privatisation Committee of the Ministry of Finance of the Republic of Kazakhstan

(d) Date position held/dealing undertaken:

11/07/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES : Eurasian Natural Resources Corp Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

20p ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

91,849

 

0.02

53,210

 

0.01

(2) Derivatives (other than options):

1,274

0.00

0

0.00

(3) Options and agreements to purchase/sell:

17,809

0.00

17,809

0.00

TOTAL:

110,932

0.02

71,019

0.01

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

77

2.5840

Ordinary share

Purchase

77

2.5755

Ordinary share

Purchase

77

2.5740

Ordinary share

Purchase

77

2.5655

Ordinary share

Purchase

77

2.5780

Ordinary share

Purchase

77

2.5795

Ordinary share

Purchase

55

2.5630

Ordinary share

Purchase

77

2.5835

Ordinary share

Purchase

77

2.5730

Ordinary share

Purchase

77

2.5835

Ordinary share

Purchase

400

2.6010

Ordinary share

Purchase

77

2.5780

Ordinary share

Purchase

77

2.5845

Ordinary share

Purchase

383

2.5860

Ordinary share

Purchase

100

2.5860

Ordinary share

Purchase

38

2.5990

Ordinary share

Purchase

77

2.5675

Ordinary share

Purchase

77

2.5685

Ordinary share

Purchase

64

2.5715

Ordinary share

Purchase

431

2.5990

Ordinary share

Purchase

77

2.5795

Ordinary share

Purchase

2,336

2.5810

Ordinary share

Purchase

77

2.5640

Ordinary share

Purchase

78

2.5625

Ordinary share

Purchase

77

2.5840

Ordinary share

Purchase

33

2.5730

Ordinary share

Purchase

77

2.5790

Ordinary share

Purchase

77

2.5710

Ordinary share

Purchase

77

2.5885

Ordinary share

Purchase

43

2.5840

Ordinary share

Purchase

185

2.5780

Ordinary share

Purchase

77

2.5830

Ordinary share

Purchase

2,655

2.5860

Ordinary share

Purchase

853

2.5810

Ordinary share

Purchase

852

2.5810

Ordinary share

Purchase

77

2.5820

Ordinary share

Purchase

77

2.5805

Ordinary share

Purchase

77

2.5820

Ordinary share

Purchase

77

2.5805

Ordinary share

Purchase

600

2.5780

Ordinary share

Purchase

529

2.5940

Ordinary share

Purchase

77

2.5795

Ordinary share

Purchase

46

2.5820

Ordinary share

Purchase

540

2.5710

Ordinary share

Purchase

424

2.5810

Ordinary share

Purchase

77

2.5720

Ordinary share

Purchase

854

2.5840

Ordinary share

Purchase

77

2.5840

Ordinary share

Purchase

400

2.5990

Ordinary share

Purchase

77

2.5785

Ordinary share

Purchase

77

2.5825

Ordinary share

Purchase

77

2.5680

Ordinary share

Purchase

77

2.5780

Ordinary share

Purchase

77

2.5690

Ordinary share

Purchase

2,031

2.5810

Ordinary share

Purchase

77

2.5845

Ordinary share

Purchase

351

2.5990

Ordinary share

Purchase

77

2.5840

Ordinary share

Purchase

1,094

2.5780

Ordinary share

Purchase

77

2.5665

Ordinary share

Purchase

77

2.5755

Ordinary share

Purchase

77

2.5775

Ordinary share

Purchase

748

2.5810

Ordinary share

Purchase

77

2.5725

Ordinary share

Purchase

77

2.5825

Ordinary share

Purchase

400

2.5730

Ordinary share

Purchase

43

2.5745

Ordinary share

Purchase

188

2.5840

Ordinary share

Purchase

77

2.5825

Ordinary share

Purchase

77

2.5670

Ordinary share

Purchase

494

2.5940

Ordinary share

Purchase

500

2.5860

Ordinary share

Purchase

78

2.5610

Ordinary share

Sale

5

2.5730

Ordinary share

Sale

77

2.5685

Ordinary share

Sale

766

2.6020

Ordinary share

Sale

77

2.5830

Ordinary share

Sale

77

2.5655

Ordinary share

Sale

77

2.5780

Ordinary share

Sale

77

2.5780

Ordinary share

Sale

77

2.5840

Ordinary share

Sale

77

2.5825

Ordinary share

Sale

2,607

2.5730

Ordinary share

Sale

77

2.5665

Ordinary share

Sale

77

2.5840

Ordinary share

Sale

55

2.5630

Ordinary share

Sale

343

2.5790

Ordinary share

Sale

43

2.5745

Ordinary share

Sale

500

2.5730

Ordinary share

Sale

355

2.5900

Ordinary share

Sale

77

2.5730

Ordinary share

Sale

77

2.5840

Ordinary share

Sale

77

2.5775

Ordinary share

Sale

77

2.5670

Ordinary share

Sale

77

2.5725

Ordinary share

Sale

5

2.5730

Ordinary share

Sale

458

2.5850

Ordinary share

Sale

33

2.5730

Ordinary share

Sale

77

2.5840

Ordinary share

Sale

77

2.5845

Ordinary share

Sale

64

2.5715

Ordinary share

Sale

4

2.5730

Ordinary share

Sale

77

2.5675

Ordinary share

Sale

77

2.5795

Ordinary share

Sale

77

2.5710

Ordinary share

Sale

78

2.5610

Ordinary share

Sale

77

2.5805

Ordinary share

Sale

7

2.5730

Ordinary share

Sale

77

2.5680

Ordinary share

Sale

77

2.5845

Ordinary share

Sale

77

2.5885

Ordinary share

Sale

78

2.5625

Ordinary share

Sale

77

2.5790

Ordinary share

Sale

77

2.5820

Ordinary share

Sale

77

2.5835

Ordinary share

Sale

680

2.5950

Ordinary share

Sale

77

2.5825

Ordinary share

Sale

77

2.5780

Ordinary share

Sale

46

2.5820

Ordinary share

Sale

5

2.5730

Ordinary share

Sale

77

2.5690

Ordinary share

Sale

77

2.5795

Ordinary share

Sale

77

2.5805

Ordinary share

Sale

77

2.5785

Ordinary share

Sale

43

2.5840

Ordinary share

Sale

77

2.5795

Ordinary share

Sale

1,902

2.5870

Ordinary share

Sale

5

2.5730

Ordinary share

Sale

77

2.5755

Ordinary share

Sale

77

2.5835

Ordinary share

Sale

77

2.5720

Ordinary share

Sale

77

2.5825

Ordinary share

Sale

77

2.5740

Ordinary share

Sale

77

2.5640

Ordinary share

Sale

77

2.5755

Ordinary share

Sale

77

2.5820

Ordinary share

Sale

6

2.5730

Ordinary share

Sale

1,060

2.5950

Ordinary share

Sale

6

2.5730

Total purchases

20,983

Total sales

12,311

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

12/07/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

KAZAKHMYS PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

17 809

8,43

European options

13/10/2015

Ordinary share

OTC put option

Purchase

17 809

8,43

European options

13/10/2015

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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