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Form 8.5 (EPT/NON-RI) Kazakhmys Plc

29th Jul 2013 10:41

RNS Number : 3524K
Societe Generale SA
29 July 2013
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kazakhmys Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Eurasian Resources Group B.V , a company formed at the direction of a consortium comprising Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev and the State Property and Privatisation Committee of the Ministry of Finance of the Republic of Kazakhstan

(d) Date position held/dealing undertaken:

26/07/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES : Eurasian Natural Resources Corp Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

20p ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

140,996

 

0.03

84,848

 

0.02

(2) Derivatives (other than options):

1,274

0.00

0

0.00

(3) Options and agreements to purchase/sell:

17,809

0.00

17,809

0.00

TOTAL:

160,079

0.03

102,657

0.02

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

75

2.6455

Ordinary share

Purchase

75

2.6470

Ordinary share

Purchase

75

2.6460

Ordinary share

Purchase

58

2.6740

Ordinary share

Purchase

74

2.6660

Ordinary share

Purchase

74

2.6735

Ordinary share

Purchase

74

2.6720

Ordinary share

Purchase

75

2.6660

Ordinary share

Purchase

74

2.6730

Ordinary share

Purchase

75

2.6665

Ordinary share

Purchase

75

2.6405

Ordinary share

Purchase

20

2.6525

Ordinary share

Purchase

75

2.6340

Ordinary share

Purchase

75

2.6460

Ordinary share

Purchase

75

2.6455

Ordinary share

Purchase

75

2.6455

Ordinary share

Purchase

74

2.6735

Ordinary share

Purchase

74

2.6665

Ordinary share

Purchase

18

2.6670

Ordinary share

Purchase

34

2.6670

Ordinary share

Purchase

32

2.6670

Ordinary share

Purchase

42

2.6900

Ordinary share

Purchase

90

2.7190

Ordinary share

Purchase

99

2.6635

Ordinary share

Purchase

130

2.6635

Ordinary share

Purchase

130

2.6635

Ordinary share

Purchase

204

2.6790

Ordinary share

Purchase

215

2.6860

Ordinary share

Purchase

254

2.6720

Ordinary share

Purchase

409

2.6755

Ordinary share

Purchase

409

2.7025

Ordinary share

Purchase

409

2.7050

Ordinary share

Purchase

409

2.7155

Ordinary share

Purchase

564

2.6720

Ordinary share

Purchase

818

2.6785

Ordinary share

Purchase

74

2.6735

Ordinary share

Purchase

74

2.6665

Ordinary share

Purchase

19

2.6685

Ordinary share

Purchase

74

2.6665

Ordinary share

Purchase

33

2.6635

Ordinary share

Purchase

376

2.6635

Ordinary share

Purchase

264

2.6510

Ordinary share

Purchase

145

2.6510

Ordinary share

Purchase

74

2.6670

Ordinary share

Purchase

13

2.6685

Ordinary share

Purchase

23

2.6685

Ordinary share

Purchase

72

2.6665

Ordinary share

Purchase

13

2.6685

Ordinary share

Purchase

13

2.6685

Ordinary share

Purchase

17

2.6685

Ordinary share

Purchase

17

2.6685

Ordinary share

Purchase

18

2.6670

Ordinary share

Purchase

18

2.6670

Ordinary share

Purchase

22

2.6455

Ordinary share

Purchase

22

2.6685

Ordinary share

Purchase

22

2.6685

Ordinary share

Purchase

26

2.6965

Ordinary share

Purchase

32

2.6670

Ordinary share

Purchase

40

2.6900

Ordinary share

Purchase

149

2.6880

Ordinary share

Purchase

3

2.6890

Ordinary share

Purchase

1

2.6890

Ordinary share

Purchase

1

2.6890

Ordinary share

Purchase

223

2.6860

Ordinary share

Purchase

74

2.6860

Ordinary share

Purchase

409

2.7025

Ordinary share

Purchase

409

2.7110

Ordinary share

Purchase

17

2.6630

Ordinary share

Purchase

409

2.7095

Ordinary share

Purchase

666

2.6470

Ordinary share

Purchase

818

2.6785

Ordinary share

Purchase

38

2.6900

Ordinary share

Purchase

409

2.7050

Ordinary share

Purchase

75

2.6660

Ordinary share

Purchase

818

2.6720

Ordinary share

Purchase

74

2.6710

Ordinary share

Purchase

74

2.6700

Ordinary share

Purchase

75

2.6660

Ordinary share

Purchase

75

2.6660

Ordinary share

Purchase

3,114

2.7060

Ordinary share

Purchase

73

2.7125

Ordinary share

Purchase

528

2.7190

Ordinary share

Purchase

409

2.6660

Ordinary share

Purchase

389

2.6765

Ordinary share

Sale

7

2.6850

Ordinary share

Sale

5

2.6850

Ordinary share

Sale

5

2.6850

Ordinary share

Sale

75

2.6460

Ordinary share

Sale

75

2.6470

Ordinary share

Sale

75

2.6405

Ordinary share

Sale

75

2.6460

Ordinary share

Sale

75

2.6455

Ordinary share

Sale

75

2.6455

Ordinary share

Sale

75

2.6660

Ordinary share

Sale

74

2.6720

Ordinary share

Sale

74

2.6660

Ordinary share

Sale

74

2.6735

Ordinary share

Sale

75

2.6665

Ordinary share

Sale

74

2.6730

Ordinary share

Sale

58

2.6740

Ordinary share

Sale

1,764

2.6660

Ordinary share

Sale

20

2.6525

Ordinary share

Sale

75

2.6340

Ordinary share

Sale

75

2.6455

Ordinary share

Sale

74

2.6670

Ordinary share

Sale

74

2.6665

Ordinary share

Sale

74

2.6735

Ordinary share

Sale

18

2.6680

Ordinary share

Sale

72

2.6665

Ordinary share

Sale

74

2.6735

Ordinary share

Sale

74

2.6665

Ordinary share

Sale

74

2.6665

Ordinary share

Sale

2

2.6850

Ordinary share

Sale

6

2.6850

Ordinary share

Sale

6

2.6850

Ordinary share

Sale

6

2.6850

Ordinary share

Sale

6

2.6850

Ordinary share

Sale

6

2.6850

Ordinary share

Sale

22

2.6660

Ordinary share

Sale

400

2.6660

Ordinary share

Sale

325

2.7460

Ordinary share

Sale

340

2.7120

Ordinary share

Sale

70

2.7130

Ordinary share

Sale

119

2.7000

Ordinary share

Sale

176

2.7010

Ordinary share

Sale

321

2.6880

Ordinary share

Sale

322

2.7000

Ordinary share

Sale

353

2.7120

Ordinary share

Sale

377

2.7130

Ordinary share

Sale

383

2.7050

Ordinary share

Sale

420

2.7050

Ordinary share

Sale

429

2.6850

Ordinary share

Sale

431

2.6860

Ordinary share

Sale

434

2.7070

Ordinary share

Sale

487

2.6510

Ordinary share

Sale

496

2.6960

Ordinary share

Sale

519

2.7290

Ordinary share

Sale

701

2.7010

Ordinary share

Sale

933

2.6690

Ordinary share

Sale

1,024

2.7500

Ordinary share

Sale

17

2.6630

Ordinary share

Sale

100

2.6660

Ordinary share

Sale

74

2.6700

Ordinary share

Sale

75

2.6660

Ordinary share

Sale

74

2.6710

Ordinary share

Sale

240

2.6680

Ordinary share

Sale

259

2.6850

Ordinary share

Sale

274

2.6850

Ordinary share

Sale

359

2.6870

Ordinary share

Sale

75

2.6660

Ordinary share

Sale

75

2.6660

Ordinary share

Sale

73

2.7125

Total purchases

16,369

Total sales

14,248

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

29/07/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

KAZAKHMYS PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

17 809

8,43

European options

13/10/2015

Ordinary share

OTC put option

Purchase

17 809

8,43

European options

13/10/2015

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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