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Form 8.5 (EPT/NON-RI) Kazakhmys Plc

9th Jul 2013 10:13

RNS Number : 9008I
Societe Generale SA
09 July 2013
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kazakhmys Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Eurasian Resources Group B.V , a company formed at the direction of a consortium comprising Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev and the State Property and Privatisation Committee of the Ministry of Finance of the Republic of Kazakhstan

(d) Date position held/dealing undertaken:

08/07/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES : Eurasian Natural Resources Corp Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

20p ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

90,244

 

0.02

79,588

 

0.01

(2) Derivatives (other than options):

1,274

0.00

0

0.00

(3) Options and agreements to purchase/sell:

17,809

0.00

17,809

0.00

TOTAL:

109,327

0.02

97,397

0.02

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

92

2.5170

Ordinary share

Purchase

103

2.5700

Ordinary share

Purchase

240

2.5320

Ordinary share

Purchase

77

2.5710

Ordinary share

Purchase

28

2.5140

Ordinary share

Purchase

119

2.5060

Ordinary share

Purchase

103

2.5320

Ordinary share

Purchase

47

2.5700

Ordinary share

Purchase

109

2.5200

Ordinary share

Purchase

28

2.5150

Ordinary share

Purchase

33

2.5060

Ordinary share

Purchase

138

2.5200

Ordinary share

Purchase

166

2.5220

Ordinary share

Purchase

130

2.5150

Ordinary share

Purchase

57

2.5200

Ordinary share

Purchase

20

2.5240

Ordinary share

Purchase

66

2.5750

Ordinary share

Purchase

66

2.5790

Ordinary share

Purchase

4

2.5160

Ordinary share

Purchase

121

2.5050

Ordinary share

Purchase

105

2.5130

Ordinary share

Purchase

108

2.5600

Ordinary share

Purchase

103

2.5110

Ordinary share

Purchase

105

2.5300

Ordinary share

Purchase

135

2.5020

Ordinary share

Purchase

28

2.5160

Ordinary share

Purchase

100

2.5320

Ordinary share

Purchase

229

2.5320

Ordinary share

Purchase

77

2.5770

Ordinary share

Purchase

77

2.5710

Ordinary share

Purchase

77

2.5800

Ordinary share

Purchase

53

2.5725

Ordinary share

Purchase

2

2.5700

Ordinary share

Purchase

35

2.5200

Ordinary share

Purchase

67

2.5740

Ordinary share

Purchase

198

2.5180

Ordinary share

Purchase

28

2.5130

Ordinary share

Purchase

37

2.5110

Ordinary share

Purchase

50

2.5660

Ordinary share

Purchase

53

2.5240

Ordinary share

Purchase

66

2.5735

Ordinary share

Purchase

24

2.5160

Ordinary share

Purchase

161

2.5230

Ordinary share

Purchase

106

2.5110

Ordinary share

Purchase

29

2.5150

Ordinary share

Purchase

11

2.5710

Ordinary share

Purchase

24

2.5725

Ordinary share

Purchase

33

2.5680

Ordinary share

Purchase

79

2.5220

Ordinary share

Purchase

91

2.5700

Ordinary share

Purchase

388

2.5010

Ordinary share

Purchase

78

2.5355

Ordinary share

Purchase

1

2.5180

Ordinary share

Purchase

242

2.5690

Ordinary share

Purchase

78

2.5360

Ordinary share

Purchase

1

2.5630

Ordinary share

Purchase

376

2.5270

Ordinary share

Purchase

1

2.5830

Ordinary share

Purchase

386

2.5660

Ordinary share

Purchase

78

2.5335

Ordinary share

Purchase

11

2.5750

Ordinary share

Purchase

79

2.5245

Ordinary share

Purchase

367

2.5680

Ordinary share

Purchase

164

2.5660

Ordinary share

Purchase

177

2.5740

Ordinary share

Purchase

22

2.5750

Ordinary share

Purchase

53

2.5600

Ordinary share

Purchase

11

2.5790

Ordinary share

Purchase

78

2.5335

Ordinary share

Purchase

10

2.5280

Ordinary share

Purchase

1,687

2.5300

Ordinary share

Purchase

1,101

2.5230

Ordinary share

Purchase

361

2.5120

Ordinary share

Purchase

1

2.5820

Ordinary share

Purchase

500

2.5300

Ordinary share

Purchase

89

2.5270

Ordinary share

Purchase

301

2.5300

Ordinary share

Purchase

399

2.5280

Ordinary share

Purchase

189

2.5660

Ordinary share

Purchase

18

2.5745

Ordinary share

Purchase

11

2.5735

Ordinary share

Sale

31

2.5660

Ordinary share

Sale

5

2.5660

Ordinary share

Sale

7,799

2.5660

Ordinary share

Sale

53

2.5725

Ordinary share

Sale

5

2.5660

Ordinary share

Sale

24

2.5725

Ordinary share

Sale

77

2.5710

Ordinary share

Sale

6

2.5660

Ordinary share

Sale

77

2.5710

Ordinary share

Sale

11

2.5790

Ordinary share

Sale

11

2.5735

Ordinary share

Sale

66

2.5735

Ordinary share

Sale

66

2.5790

Ordinary share

Sale

11

2.5750

Ordinary share

Sale

66

2.5750

Ordinary share

Sale

6

2.5660

Ordinary share

Sale

18

2.5745

Ordinary share

Sale

6

2.5660

Ordinary share

Sale

22

2.5750

Ordinary share

Sale

77

2.5800

Ordinary share

Sale

67

2.5740

Ordinary share

Sale

77

2.5770

Ordinary share

Sale

5

2.5660

Ordinary share

Sale

6

2.5660

Ordinary share

Sale

6

2.5660

Ordinary share

Sale

5

2.5660

Ordinary share

Sale

3,800

2.5478

Total purchases

11,296

Total sales

12,403

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

09/07/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

KAZAKHMYS PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

17 809

8,43

European options

13/10/2015

Ordinary share

OTC put option

Purchase

17 809

8,43

European options

13/10/2015

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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