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Form 8.5 (EPT/NON-RI) - Kazakhmys Plc

22nd May 2013 11:58

RNS Number : 3327F
Societe Generale SA
22 May 2013
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kazakhmys Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Mr. Alexander Machkevitch, Mr. Alijan Ibragimov, Mr. Patokh Chodiev and the Kazakh Government

(d) Date position held/dealing undertaken:

21/05/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES : Eurasian Natural Resources Corp Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

20p ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

416,224

0.08

344,415

0.07

(2) Derivatives (other than options):

1,106

0.00

0

0.00

(3) Options and agreements to purchase/sell:

17,809

0.00

17,809

0.00

TOTAL:

435,139

0.08

362,224

0.07

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

1

3.6555

Ordinary share

Purchase

54

3.6600

Ordinary share

Purchase

500

3.6560

Ordinary share

Purchase

433

3.6430

Ordinary share

Purchase

1,274

3.6180

Ordinary share

Purchase

17

3.6480

Ordinary share

Purchase

1,707

3.6440

Ordinary share

Purchase

300

3.6330

Ordinary share

Purchase

39

3.5650

Ordinary share

Purchase

45

3.6280

Ordinary share

Purchase

1,194

3.6200

Ordinary share

Purchase

548

3.5650

Ordinary share

Purchase

544

3.6170

Ordinary share

Purchase

580

3.5730

Ordinary share

Purchase

583

3.5760

Ordinary share

Purchase

359

3.5550

Ordinary share

Purchase

613

3.5710

Ordinary share

Purchase

899

3.6330

Ordinary share

Purchase

205

3.6500

Ordinary share

Purchase

55

3.6240

Ordinary share

Purchase

54

3.6560

Ordinary share

Purchase

3

3.6260

Ordinary share

Purchase

13

3.6250

Ordinary share

Purchase

1

3.5670

Ordinary share

Purchase

103

3.6480

Ordinary share

Purchase

1,312

3.6560

Ordinary share

Purchase

364

3.6180

Ordinary share

Purchase

835

3.6200

Ordinary share

Purchase

293

3.6100

Ordinary share

Purchase

886

3.5960

Ordinary share

Purchase

582

3.5750

Ordinary share

Purchase

599

3.5720

Ordinary share

Purchase

607

3.5770

Ordinary share

Purchase

1,206

3.6060

Ordinary share

Purchase

543

3.6260

Ordinary share

Purchase

1,487

3.5660

Ordinary share

Purchase

42

3.6280

Ordinary share

Purchase

816

3.5900

Ordinary share

Purchase

28

3.6280

Ordinary share

Purchase

300

3.6090

Ordinary share

Purchase

355

3.6430

Ordinary share

Purchase

2

3.6330

Ordinary share

Purchase

204

3.6450

Ordinary share

Purchase

284

3.5660

Ordinary share

Purchase

560

3.6470

Ordinary share

Purchase

58

3.6040

Ordinary share

Purchase

1,334

3.6430

Ordinary share

Purchase

589

3.5730

Ordinary share

Purchase

2

3.5860

Ordinary share

Purchase

964

3.6490

Ordinary share

Purchase

1,721

3.5720

Ordinary share

Purchase

231

3.5660

Ordinary share

Purchase

1,450

3.6520

Ordinary share

Purchase

400

3.6440

Ordinary share

Purchase

498

3.5700

Ordinary share

Purchase

70

3.6180

Ordinary share

Purchase

1,392

3.6180

Ordinary share

Purchase

25

3.6310

Ordinary share

Purchase

680

3.6170

Ordinary share

Purchase

1

3.6360

Ordinary share

Purchase

1,287

3.6440

Ordinary share

Purchase

761

3.5720

Ordinary share

Purchase

55

3.6220

Ordinary share

Purchase

136

3.5770

Ordinary share

Purchase

13

3.6360

Ordinary share

Purchase

554

3.5670

Ordinary share

Purchase

558

3.5510

Ordinary share

Purchase

642

3.6040

Ordinary share

Purchase

100

3.6280

Ordinary share

Purchase

54

3.6560

Ordinary share

Purchase

1,042

3.5710

Ordinary share

Purchase

1,400

3.6430

Ordinary share

Purchase

607

3.5750

Ordinary share

Purchase

62

3.6050

Ordinary share

Purchase

264

3.5980

Ordinary share

Purchase

1,332

3.6440

Ordinary share

Purchase

23

3.5890

Ordinary share

Purchase

1

3.6360

Ordinary share

Purchase

220

3.6330

Ordinary share

Purchase

1,206

3.5660

Ordinary share

Purchase

400

3.6490

Ordinary share

Purchase

55

3.6240

Ordinary share

Purchase

100

3.5700

Ordinary share

Purchase

550

3.5860

Ordinary share

Purchase

1,640

3.6360

Ordinary share

Purchase

253

3.6430

Ordinary share

Purchase

579

3.5590

Ordinary share

Purchase

24

3.6250

Ordinary share

Purchase

232

3.6400

Ordinary share

Purchase

45

3.6330

Ordinary share

Purchase

300

3.6390

Ordinary share

Purchase

219

3.6490

Ordinary share

Purchase

326

3.6180

Ordinary share

Purchase

584

3.5820

Ordinary share

Purchase

300

3.5660

Ordinary share

Purchase

400

3.6090

Ordinary share

Purchase

56

3.6040

Ordinary share

Purchase

6

3.6340

Ordinary share

Purchase

6

3.6360

Ordinary share

Purchase

1,631

3.6200

Ordinary share

Purchase

100

3.5500

Ordinary share

Purchase

300

3.5500

Ordinary share

Purchase

594

3.5700

Ordinary share

Purchase

581

3.5750

Ordinary share

Purchase

500

3.6560

Ordinary share

Purchase

55

3.6220

Ordinary share

Purchase

23

3.6050

Ordinary share

Purchase

1,592

3.6530

Ordinary share

Purchase

22

3.6330

Ordinary share

Purchase

1,089

3.5660

Ordinary share

Purchase

828

3.6200

Ordinary share

Purchase

1,046

3.6420

Ordinary share

Purchase

1

3.6090

Ordinary share

Purchase

480

3.6060

Ordinary share

Purchase

1,346

3.6430

Ordinary share

Purchase

1,453

3.5660

Ordinary share

Purchase

285

3.6060

Ordinary share

Purchase

278

3.5660

Ordinary share

Purchase

274

3.6050

Ordinary share

Purchase

638

3.5720

Ordinary share

Purchase

594

3.5620

Ordinary share

Purchase

1,506

3.6541

Ordinary share

Purchase

540

3.6060

Ordinary share

Purchase

609

3.6090

Ordinary share

Purchase

575

3.5610

Ordinary share

Purchase

606

3.5720

Ordinary share

Purchase

54

3.6555

Ordinary share

Purchase

129

3.6310

Ordinary share

Purchase

199

3.6170

Ordinary share

Purchase

190

3.5500

Ordinary share

Purchase

254

3.6320

Ordinary share

Purchase

2,000

3.6050

Ordinary share

Purchase

85

3.6320

Ordinary share

Purchase

30

3.6280

Ordinary share

Purchase

468

3.5960

Ordinary share

Purchase

54

3.6405

Ordinary share

Purchase

462

3.5770

Ordinary share

Purchase

100

3.6060

Ordinary share

Purchase

42

3.6280

Ordinary share

Purchase

1,722

3.6240

Ordinary share

Purchase

828

3.6090

Ordinary share

Purchase

89

3.5500

Ordinary share

Purchase

45

3.6320

Ordinary share

Purchase

62

3.6040

Ordinary share

Purchase

3

3.6050

Ordinary share

Purchase

575

3.5500

Ordinary share

Purchase

560

3.6510

Ordinary share

Purchase

300

3.6090

Ordinary share

Purchase

569

3.5570

Ordinary share

Purchase

592

3.5780

Ordinary share

Purchase

530

3.6090

Ordinary share

Purchase

6

3.6130

Ordinary share

Purchase

572

3.6200

Ordinary share

Purchase

378

3.6510

Ordinary share

Purchase

603

3.5740

Ordinary share

Purchase

620

3.5890

Ordinary share

Purchase

23

3.6090

Ordinary share

Purchase

892

3.5720

Ordinary share

Purchase

42

3.6260

Ordinary share

Purchase

1,113

3.6191

Ordinary share

Purchase

42

3.6270

Ordinary share

Purchase

1,705

3.6260

Ordinary share

Purchase

1,757

3.5720

Ordinary share

Purchase

400

3.6170

Ordinary share

Purchase

573

3.6490

Ordinary share

Purchase

423

3.6040

Ordinary share

Purchase

26

3.6310

Ordinary share

Purchase

1,353

3.6570

Ordinary share

Purchase

25

3.6050

Ordinary share

Purchase

592

3.5750

Ordinary share

Sale

37

3.6230

Ordinary share

Sale

977

3.5560

Ordinary share

Sale

353

3.5560

Ordinary share

Sale

400

3.6100

Ordinary share

Sale

1,263

3.6230

Ordinary share

Sale

1,663

3.5560

Ordinary share

Sale

588

3.6230

Ordinary share

Sale

379

3.5730

Ordinary share

Sale

1,480

3.6510

Ordinary share

Sale

1,027

3.5500

Ordinary share

Sale

1,757

3.6170

Ordinary share

Sale

1,423

3.5560

Ordinary share

Sale

1,731

3.6720

Ordinary share

Sale

1,273

3.6120

Ordinary share

Sale

1,197

3.6120

Ordinary share

Sale

793

3.6190

Ordinary share

Sale

54

3.6500

Ordinary share

Sale

56

3.5425

Ordinary share

Sale

30

3.6210

Ordinary share

Sale

24

3.5980

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

942

3.6380

Ordinary share

Sale

303

3.6190

Ordinary share

Sale

735

3.6050

Ordinary share

Sale

256

3.6440

Ordinary share

Sale

302

3.5630

Ordinary share

Sale

878

3.6410

Ordinary share

Sale

400

3.6090

Ordinary share

Sale

596

3.5730

Ordinary share

Sale

54

3.6515

Ordinary share

Sale

1,696

3.5880

Ordinary share

Sale

54

3.6550

Ordinary share

Sale

386

3.5630

Ordinary share

Sale

300

3.5630

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

591

3.6580

Ordinary share

Sale

311

3.6560

Ordinary share

Sale

940

3.6160

Ordinary share

Sale

500

3.6230

Ordinary share

Sale

134

3.6120

Ordinary share

Sale

1,674

3.6170

Ordinary share

Sale

827

3.6550

Ordinary share

Sale

54

3.6540

Ordinary share

Sale

734

3.6200

Ordinary share

Sale

817

3.6250

Ordinary share

Sale

731

3.6570

Ordinary share

Sale

840

3.6140

Ordinary share

Sale

112

3.6410

Ordinary share

Sale

819

3.6370

Ordinary share

Sale

300

3.6090

Ordinary share

Sale

825

3.5560

Ordinary share

Sale

722

3.6230

Ordinary share

Sale

890

3.5990

Ordinary share

Sale

265

3.6050

Ordinary share

Sale

320

3.6200

Ordinary share

Sale

55

3.6220

Ordinary share

Sale

672

3.5900

Ordinary share

Sale

56

3.5655

Ordinary share

Sale

50

3.5960

Ordinary share

Sale

175

3.6520

Ordinary share

Sale

54

3.6560

Ordinary share

Sale

873

3.6560

Ordinary share

Sale

1,687

3.6120

Ordinary share

Sale

799

3.6470

Ordinary share

Sale

859

3.6200

Ordinary share

Sale

54

3.6600

Ordinary share

Sale

400

3.6260

Ordinary share

Sale

55

3.6240

Ordinary share

Sale

54

3.6405

Ordinary share

Sale

1,082

3.5630

Ordinary share

Sale

1,300

3.5630

Ordinary share

Sale

1,711

3.5560

Ordinary share

Sale

700

3.6230

Ordinary share

Sale

14

3.5630

Ordinary share

Sale

1,742

3.5500

Ordinary share

Sale

612

3.6230

Ordinary share

Sale

24

3.6230

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

113

3.6200

Ordinary share

Sale

930

3.6350

Ordinary share

Sale

1,474

3.5630

Ordinary share

Sale

237

3.6470

Ordinary share

Sale

1,693

3.5560

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

751

3.6210

Ordinary share

Sale

54

3.6555

Ordinary share

Sale

55

3.6240

Ordinary share

Sale

55

3.6220

Ordinary share

Sale

2,305

3.6550

Ordinary share

Sale

54

3.6475

Ordinary share

Sale

572

3.6450

Ordinary share

Sale

816

3.6380

Ordinary share

Sale

1

3.6555

Ordinary share

Sale

476

3.6230

Ordinary share

Sale

1,285

3.6090

Ordinary share

Sale

1,664

3.6090

Ordinary share

Sale

13

3.6530

Ordinary share

Sale

814

3.6480

Ordinary share

Sale

821

3.6270

Ordinary share

Sale

1,401

3.5990

Ordinary share

Sale

12

3.6530

Ordinary share

Sale

54

3.6625

Ordinary share

Sale

159

3.6230

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

631

3.6400

Ordinary share

Sale

54

3.6475

Ordinary share

Sale

400

3.6210

Ordinary share

Sale

108

3.5750

Ordinary share

Sale

56

3.5455

Ordinary share

Sale

54

3.6690

Ordinary share

Sale

384

3.6520

Ordinary share

Sale

618

3.5870

Ordinary share

Sale

54

3.6595

Ordinary share

Sale

887

3.6110

Ordinary share

Sale

735

3.6180

Ordinary share

Sale

232

3.6400

Ordinary share

Sale

359

3.6370

Ordinary share

Sale

1,702

3.6170

Ordinary share

Sale

13

3.6530

Ordinary share

Sale

54

3.6515

Ordinary share

Sale

675

3.6200

Ordinary share

Sale

537

3.6230

Ordinary share

Sale

54

3.6560

Ordinary share

Sale

1,732

3.6570

Ordinary share

Sale

54

3.6625

Ordinary share

Sale

397

3.6120

Ordinary share

Sale

1,045

3.6100

Ordinary share

Sale

475

3.6090

Ordinary share

Sale

1,690

3.5560

Ordinary share

Sale

100

3.6230

Ordinary share

Sale

424

3.5630

Ordinary share

Sale

54

3.6500

Ordinary share

Sale

677

3.5950

Ordinary share

Sale

424

3.6230

Ordinary share

Sale

100

3.6190

Ordinary share

Sale

75

3.6530

Ordinary share

Sale

364

3.6480

Ordinary share

Sale

833

3.6500

Ordinary share

Sale

13

3.6530

Ordinary share

Sale

56

3.5425

Ordinary share

Sale

457

3.6480

Ordinary share

Sale

54

3.6690

Ordinary share

Sale

400

3.6200

Ordinary share

Sale

400

3.6350

Ordinary share

Sale

1,364

3.6160

Ordinary share

Sale

334

3.6570

Ordinary share

Sale

1,411

3.6090

Ordinary share

Sale

11

3.6530

Ordinary share

Sale

814

3.6290

Ordinary share

Sale

151

3.6190

Ordinary share

Sale

527

3.6280

Ordinary share

Sale

900

3.6000

Total Purchases

85,869

Total Sales

87,659

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

Ordinary shares

CFD

Closing a long position

1 506

3.654096

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

22/05/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

KAZAKHMYS PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

17 809

8,43

European options

13/10/2015

Ordinary share

OTC put option

Purchase

17 809

8,43

European options

13/10/2015

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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