17th Oct 2018 07:57
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |
| Rule 8.5 of the Takeover Code (the "Code") | | |
| 1. | KEY INFORMATION | |
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
| (b) | Name of offeror/offeree in relation to whose | JARDINE LLOYD THOMPSON GROUP PLC |
| | relevant securities this form relates: | |
| (c) | Name of the party to the offer with which exempt | JARDINE LLOYD THOMPSON GROUP PLC |
| | principal trader is connected | |
| (d) | Date position held/dealing undertaken: | 15 October 2018 |
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO |
| | trader making disclosures in respect of any other party to the offer? |
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
| | to which the disclosure relates following the dealing (if any) |
| Class of relevant security: | | 5p ordinary | | | |
| | | Interests | | Short Positions | |
| | | Number | (%) | Number | (%) |
| (1) | Relevant securities owned | | | | |
| | and/or controlled: | 1,188,212 | 0.54% | 159,472 | 0.07% |
| | | | | | |
| (2) | Cash-settled derivatives: | | | | |
| | | 8,200 | 0.00% | 1,042,014 | 0.48% |
| | | | | | |
| (3) | Stock-settled derivatives (including options) | | | |
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
| | | | | | |
| (4) | | | | | |
| | TOTAL: | 1,196,412 | 0.55% | 1,201,486 | 0.55% |
| (b) | Rights to subscribe for new securities (including directors and other executive | | |
| | options) | | | |
| Class of relevant security in relation to | | | | |
| which subscription right exists | | | | |
| Details, including nature of the rights | | | | |
| concerned and relevant percentages: | | | | |
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | | |
| (a) | Purchases and sales | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit |
| security | | securities | paid/received | paid/received |
| 5p ordinary | Purchase | 49,216 | 18.7800 GBP | 18.74 GBP |
| 5p ordinary | Sale | 36,751 | 18.7808 GBP | 18.7518 GBP |
| (b) | Cash-settled derivative transactions | | | |
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | | reference | unit |
| security | | | securities | |
| 5p ordinary | SWAP | Long | 300 | 18.7791 GBP |
| 5p ordinary | SWAP Expires 15/04/2020 | Long | 1,000 | 18.7627 GBP |
| 5p ordinary | CFD | Long | 1,565 | 18.7574 GBP |
| 5p ordinary | SWAP | Long | 2,141 | 18.7583 GBP |
| 5p ordinary | SWAP | Long | 3,433 | 18.7800 GBP |
| 5p ordinary | CFD | Long | 10,234 | 18.7784 GBP |
| 5p ordinary | CFD | Short | 559 | 18.7607 GBP |
| 5p ordinary | SWAP | Short | 1,321 | 18.7800 GBP |
| 5p ordinary | SWAP | Short | 2,473 | 18.7648 GBP |
| 5p ordinary | SWAP | Short | 3,963 | 18.7717 GBP |
| 5p ordinary | CFD | Short | 10,591 | 18.7709 GBP |
| 5p ordinary | SWAP | Short | 10,591 | 18.7709 GBP |
| (c) | Stock-settled derivative transactions (including options) | | | | |
| (i) | Writing, selling, purchasing or varying | | | | | |
| Class | Product | Writing, | Number | Exercise | Type | Expiry |
| of | description | purchasing, | of | price | | date |
| relevant | | selling, | securities | per unit | | |
| security | | varying etc | to which | | | |
| | | | option | | | |
| | | | relates | | | |
| | | | | | | |
| | | | | | | |
| (ii) | Exercising | | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | | |
| security | | | securities | unit | | |
| | | | | | | |
| | | | | | | |
| (d) | Other dealings (including subscribing for new securities) | | | | |
| Class of relevant | Nature of Dealings | Details | Price per unit (if | | | |
| security | | | applicable) | | | |
| 4. | OTHER INFORMATION |
| (a) | Indemnity and other dealings arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE | |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the exempt principal trader making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: | |
| NONE | |
| (c) | Attachments |
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 16 Oct 2018 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
View source version on businesswire.com: https://www.businesswire.com/news/home/20181016006195/en/
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