17th Oct 2018 07:55
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | ||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | ||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | ||
| Rule 8.5 of the Takeover Code (the "Code") | ||
| 1. | KEY INFORMATION | |
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
| (b) | Name of offeror/offeree in relation to whose | INTU PROPERTIES PLC |
| relevant securities this form relates: | ||
| (c) | Name of the party to the offer with which exempt | Brookfield Property Group |
| principal trader is connected | ||
| (d) | Date position held/dealing undertaken: | 15 October 2018 |
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO: |
| trader making disclosures in respect of any other party to the offer? | ||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
| to which the disclosure relates following the dealing (if any) |
| Class of relevant security: | Convertible Bond XS1511910025 | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities owned | ||||
| and/or controlled: | 2,000,000 | 0.53% | 0 | 0.00% | |
| (2) | Cash-settled derivatives: | ||||
| 0 | 0.00% | 0 | 0.00% | ||
| (3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| (4) | |||||
| TOTAL: | 2,000,000 | 0.53% | 0 | 0.00% | |
| Class of relevant security: | 50p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities owned | ||||
| and/or controlled: | 4,911,617 | 0.36% | 10,085,390 | 0.74% | |
| (2) | Cash-settled derivatives: | ||||
| 7,457,918 | 0.55% | 7,728,582 | 0.57% | ||
| (3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| (4) | |||||
| TOTAL: | 12,369,535 | 0.91% | 17,813,972 | 1.31% | |
| (b) | Rights to subscribe for new securities (including directors and other executive | |||
| options) | ||||
| Class of relevant security in relation to | ||||
| which subscription right exists | ||||
| Details, including nature of the rights | ||||
| concerned and relevant percentages: | ||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | |||
| (a) | Purchases and sales | |||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit |
| security | securities | paid/received | paid/received | |
| 50p ordinary | Purchase | 561,266 | 1.8335 GBP | 1.818 GBP |
| 50p ordinary | Sale | 420,955 | 1.8340 GBP | 1.8184 GBP |
| (b) | Cash-settled derivative transactions | |||
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 50p ordinary | CFD | Long | 404 | 1.8317 GBP |
| 50p ordinary | SWAP | Long | 973 | 1.8193 GBP |
| 50p ordinary | SWAP | Long | 1,161 | 1.8277 GBP |
| 50p ordinary | CFD | Long | 1,208 | 1.8332 GBP |
| 50p ordinary | CFD | Long | 1,374 | 1.8208 GBP |
| 50p ordinary | CFD | Long | 1,921 | 34.2102 ZAR |
| 50p ordinary | CFD | Long | 4,216 | 1.8159 GBP |
| 50p ordinary | CFD | Long | 7,886 | 1.8262 GBP |
| 50p ordinary | CFD | Long | 15,945 | 1.8229 GBP |
| 50p ordinary | CFD | Long | 94,563 | 1.8333 GBP |
| 50p ordinary | SWAP | Long | 132,783 | 1.8335 GBP |
| 50p ordinary | CFD | Long | 6,124,491 | 34.0000 ZAR |
| 50p ordinary | CFD | Short | 404 | 1.8334 GBP |
| 50p ordinary | SWAP | Short | 849 | 1.8194 GBP |
| 50p ordinary | SWAP | Short | 1,661 | 1.8188 GBP |
| 50p ordinary | CFD | Short | 1,725 | 1.8220 GBP |
| 50p ordinary | CFD | Short | 2,961 | 1.8301 GBP |
| 50p ordinary | CFD | Short | 12,006 | 34.3297 ZAR |
| 50p ordinary | CFD | Short | 23,829 | 1.8182 GBP |
| 50p ordinary | SWAP | Short | 32,244 | 1.8230 GBP |
| 50p ordinary | CFD | Short | 140,373 | 34.0135 ZAR |
| 50p ordinary | CFD | Short | 293,077 | 34.1065 ZAR |
| 50p ordinary | CFD | Short | 325,203 | 1.8264 GBP |
| 50p ordinary | CFD | Short | 6,124,491 | 34.0000 ZAR |
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 16 Oct 2018 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
View source version on businesswire.com: https://www.businesswire.com/news/home/20181016006194/en/
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