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Form 8.5 (EPT/NON-RI)

14th Feb 2012 11:17

RNS Number : 3876X
GoldmanSachs International
14 February 2012
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date position held/dealing undertaken:

13 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

138,219

0.00

100,000

0.00

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

0

0.00

0

0.00

 

TOTAL:

138,219

0.00

100,000

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 ordinary

Purchase

1,107

4.2805 GBP

USD 0.01 ordinary

Purchase

2,360

4.2840 GBP

USD 0.01 ordinary

Purchase

920

4.2845 GBP

USD 0.01 ordinary

Purchase

2,224

4.2855 GBP

USD 0.01 ordinary

Purchase

2,422

4.2880 GBP

USD 0.01 ordinary

Purchase

2,334

4.2885 GBP

USD 0.01 ordinary

Purchase

1,862

4.2915 GBP

USD 0.01 ordinary

Purchase

1,947

4.2925 GBP

USD 0.01 ordinary

Purchase

9,937

4.2925 GBP

USD 0.01 ordinary

Purchase

1

4.2925 GBP

USD 0.01 ordinary

Purchase

14,566

4.2925 GBP

USD 0.01 ordinary

Purchase

14,302

4.2925 GBP

USD 0.01 ordinary

Purchase

264

4.2925 GBP

USD 0.01 ordinary

Purchase

2,681

4.2925 GBP

USD 0.01 ordinary

Purchase

2,420

4.2975 GBP

USD 0.01 ordinary

Purchase

500

4.2980 GBP

USD 0.01 ordinary

Purchase

58

4.2980 GBP

USD 0.01 ordinary

Purchase

2,194

4.2985 GBP

USD 0.01 ordinary

Purchase

1,756

4.2985 GBP

USD 0.01 ordinary

Purchase

1,715

4.3020 GBP

USD 0.01 ordinary

Purchase

943

4.3070 GBP

USD 0.01 ordinary

Purchase

1,931

4.3070 GBP

USD 0.01 ordinary

Purchase

869

4.3075 GBP

USD 0.01 ordinary

Purchase

1,879

4.3080 GBP

USD 0.01 ordinary

Purchase

1,141

4.3205 GBP

USD 0.01 ordinary

Purchase

2,474

4.3205 GBP

USD 0.01 ordinary

Purchase

540

4.3210 GBP

USD 0.01 ordinary

Purchase

1,085

4.3218 GBP

USD 0.01 ordinary

Purchase

1,239

4.3220 GBP

USD 0.01 ordinary

Purchase

2,107

4.3220 GBP

USD 0.01 ordinary

Purchase

2,004

4.3225 GBP

USD 0.01 ordinary

Purchase

1,755

4.3225 GBP

USD 0.01 ordinary

Purchase

60

4.3225 GBP

USD 0.01 ordinary

Purchase

1,915

4.3230 GBP

USD 0.01 ordinary

Purchase

1,972

4.3230 GBP

USD 0.01 ordinary

Purchase

419

4.3240 GBP

USD 0.01 ordinary

Purchase

1,699

4.3241 GBP

USD 0.01 ordinary

Purchase

349

4.3241 GBP

USD 0.01 ordinary

Purchase

168

4.3245 GBP

USD 0.01 ordinary

Purchase

1,454

4.3245 GBP

USD 0.01 ordinary

Purchase

2,037

4.3245 GBP

USD 0.01 ordinary

Purchase

2,000

4.3275 GBP

USD 0.01 ordinary

Purchase

2,664

4.3329 GBP

USD 0.01 ordinary

Purchase

1,056

4.3339 GBP

USD 0.01 ordinary

Purchase

2,027

4.3370 GBP

USD 0.01 ordinary

Purchase

1,988

4.3375 GBP

USD 0.01 ordinary

Purchase

1,559

4.3379 GBP

USD 0.01 ordinary

Purchase

195

4.3540 GBP

USD 0.01 ordinary

Purchase

408

4.3540 GBP

USD 0.01 ordinary

Purchase

344

4.3540 GBP

USD 0.01 ordinary

Purchase

1,472

4.3610 GBP

USD 0.01 ordinary

Purchase

910

4.3640 GBP

USD 0.01 ordinary

Purchase

727

4.3640 GBP

USD 0.01 ordinary

Purchase

230

4.3640 GBP

USD 0.01 ordinary

Purchase

122

4.3640 GBP

USD 0.01 ordinary

Purchase

1,386

4.3645 GBP

USD 0.01 ordinary

Purchase

56

4.3645 GBP

USD 0.01 ordinary

Purchase

1,109

4.3645 GBP

USD 0.01 ordinary

Purchase

958

4.3645 GBP

USD 0.01 ordinary

Purchase

1,042

4.3650 GBP

USD 0.01 ordinary

Purchase

969

4.3650 GBP

USD 0.01 ordinary

Purchase

958

4.3650 GBP

USD 0.01 ordinary

Purchase

789

4.3650 GBP

USD 0.01 ordinary

Purchase

1,130

4.3650 GBP

USD 0.01 ordinary

Purchase

197

4.3650 GBP

USD 0.01 ordinary

Purchase

324

4.3650 GBP

USD 0.01 ordinary

Purchase

973

4.3660 GBP

USD 0.01 ordinary

Purchase

26

4.3670 GBP

USD 0.01 ordinary

Purchase

1,060

4.3675 GBP

USD 0.01 ordinary

Purchase

1,388

4.3695 GBP

USD 0.01 ordinary

Purchase

961

4.3705 GBP

USD 0.01 ordinary

Purchase

222

4.3710 GBP

USD 0.01 ordinary

Purchase

422

4.3710 GBP

USD 0.01 ordinary

Purchase

371

4.3710 GBP

USD 0.01 ordinary

Purchase

1,012

4.3715 GBP

USD 0.01 ordinary

Purchase

995

4.3735 GBP

USD 0.01 ordinary

Purchase

326

4.3735 GBP

USD 0.01 ordinary

Purchase

1,314

4.3760 GBP

USD 0.01 ordinary

Purchase

926

4.3765 GBP

USD 0.01 ordinary

Purchase

305

4.3775 GBP

USD 0.01 ordinary

Purchase

1,304

4.3790 GBP

USD 0.01 ordinary

Purchase

346

4.3790 GBP

USD 0.01 ordinary

Purchase

1,166

4.3815 GBP

USD 0.01 ordinary

Purchase

1,292

4.3815 GBP

USD 0.01 ordinary

Purchase

364

4.3845 GBP

USD 0.01 ordinary

Purchase

1,086

4.3850 GBP

USD 0.01 ordinary

Purchase

216

4.3850 GBP

USD 0.01 ordinary

Purchase

758

4.3855 GBP

USD 0.01 ordinary

Purchase

701

4.3855 GBP

USD 0.01 ordinary

Purchase

541

4.3855 GBP

USD 0.01 ordinary

Purchase

303

4.3855 GBP

USD 0.01 ordinary

Purchase

1,244

4.3890 GBP

USD 0.01 ordinary

Purchase

12

4.3890 GBP

USD 0.01 ordinary

Purchase

1,027

4.3900 GBP

USD 0.01 ordinary

Purchase

1,113

4.3910 GBP

USD 0.01 ordinary

Purchase

876

4.3985 GBP

USD 0.01 ordinary

Purchase

1,118

4.3985 GBP

USD 0.01 ordinary

Purchase

34

4.4000 GBP

USD 0.01 ordinary

Purchase

1,568

4.4000 GBP

USD 0.01 ordinary

Purchase

1,246

4.4000 GBP

USD 0.01 ordinary

Purchase

732

4.4000 GBP

USD 0.01 ordinary

Purchase

1,037

4.4015 GBP

USD 0.01 ordinary

Purchase

620

4.4100 GBP

USD 0.01 ordinary

Purchase

1,046

4.4105 GBP

USD 0.01 ordinary

Sale

913

4.2925 GBP

USD 0.01 ordinary

Sale

2,102

4.2940 GBP

USD 0.01 ordinary

Sale

293

4.2940 GBP

USD 0.01 ordinary

Sale

1,500

4.2945 GBP

USD 0.01 ordinary

Sale

1,799

4.2995 GBP

USD 0.01 ordinary

Sale

1,664

4.3000 GBP

USD 0.01 ordinary

Sale

1,973

4.3000 GBP

USD 0.01 ordinary

Sale

2,312

4.3000 GBP

USD 0.01 ordinary

Sale

383

4.3005 GBP

USD 0.01 ordinary

Sale

346

4.3088 GBP

USD 0.01 ordinary

Sale

1,928

4.3090 GBP

USD 0.01 ordinary

Sale

2,362

4.3090 GBP

USD 0.01 ordinary

Sale

1,742

4.3090 GBP

USD 0.01 ordinary

Sale

1,939

4.3090 GBP

USD 0.01 ordinary

Sale

195

4.3090 GBP

USD 0.01 ordinary

Sale

1,919

4.3090 GBP

USD 0.01 ordinary

Sale

1,843

4.3105 GBP

USD 0.01 ordinary

Sale

307

4.3110 GBP

USD 0.01 ordinary

Sale

939

4.3110 GBP

USD 0.01 ordinary

Sale

38

4.3110 GBP

USD 0.01 ordinary

Sale

840

4.3110 GBP

USD 0.01 ordinary

Sale

1,840

4.3165 GBP

USD 0.01 ordinary

Sale

786

4.3230 GBP

USD 0.01 ordinary

Sale

701

4.3230 GBP

USD 0.01 ordinary

Sale

384

4.3230 GBP

USD 0.01 ordinary

Sale

1,828

4.3240 GBP

USD 0.01 ordinary

Sale

547

4.3240 GBP

USD 0.01 ordinary

Sale

2,048

4.3250 GBP

USD 0.01 ordinary

Sale

2,256

4.3250 GBP

USD 0.01 ordinary

Sale

1,830

4.3350 GBP

USD 0.01 ordinary

Sale

1,056

4.3355 GBP

USD 0.01 ordinary

Sale

780

4.3390 GBP

USD 0.01 ordinary

Sale

1,000

4.3390 GBP

USD 0.01 ordinary

Sale

1,559

4.3395 GBP

USD 0.01 ordinary

Sale

1,000

4.3395 GBP

USD 0.01 ordinary

Sale

1,705

4.3410 GBP

USD 0.01 ordinary

Sale

185

4.3415 GBP

USD 0.01 ordinary

Sale

164

4.3415 GBP

USD 0.01 ordinary

Sale

1,097

4.3415 GBP

USD 0.01 ordinary

Sale

500

4.3415 GBP

USD 0.01 ordinary

Sale

1,032

4.3605 GBP

USD 0.01 ordinary

Sale

909

4.3605 GBP

USD 0.01 ordinary

Sale

1,186

4.3635 GBP

USD 0.01 ordinary

Sale

795

4.3640 GBP

USD 0.01 ordinary

Sale

453

4.3670 GBP

USD 0.01 ordinary

Sale

1,108

4.3705 GBP

USD 0.01 ordinary

Sale

926

4.3705 GBP

USD 0.01 ordinary

Sale

474

4.3710 GBP

USD 0.01 ordinary

Sale

606

4.3710 GBP

USD 0.01 ordinary

Sale

883

4.3790 GBP

USD 0.01 ordinary

Sale

1,335

4.3800 GBP

USD 0.01 ordinary

Sale

569

4.3800 GBP

USD 0.01 ordinary

Sale

300

4.3800 GBP

USD 0.01 ordinary

Sale

1,091

4.3800 GBP

USD 0.01 ordinary

Sale

625

4.3815 GBP

USD 0.01 ordinary

Sale

800

4.3815 GBP

USD 0.01 ordinary

Sale

243

4.3815 GBP

USD 0.01 ordinary

Sale

534

4.3831 GBP

USD 0.01 ordinary

Sale

391

4.3845 GBP

USD 0.01 ordinary

Sale

510

4.3845 GBP

USD 0.01 ordinary

Sale

337

4.3885 GBP

USD 0.01 ordinary

Sale

678

4.3885 GBP

USD 0.01 ordinary

Sale

1,140

4.3885 GBP

USD 0.01 ordinary

Sale

1,081

4.3965 GBP

USD 0.01 ordinary

Sale

1,109

4.3965 GBP

USD 0.01 ordinary

Sale

2

4.3965 GBP

USD 0.01 ordinary

Sale

1,215

4.3970 GBP

USD 0.01 ordinary

Sale

334

4.3985 GBP

USD 0.01 ordinary

Sale

752

4.3990 GBP

USD 0.01 ordinary

Sale

733

4.3995 GBP

USD 0.01 ordinary

Sale

721

4.3995 GBP

USD 0.01 ordinary

Sale

894

4.3995 GBP

USD 0.01 ordinary

Sale

1

4.3995 GBP

USD 0.01 ordinary

Sale

474

4.4000 GBP

USD 0.01 ordinary

Sale

625

4.4000 GBP

USD 0.01 ordinary

Sale

789

4.4000 GBP

USD 0.01 ordinary

Sale

985

4.4005 GBP

USD 0.01 ordinary

Sale

774

4.4005 GBP

USD 0.01 ordinary

Sale

1,005

4.4010 GBP

USD 0.01 ordinary

Sale

393

4.4015 GBP

USD 0.01 ordinary

Sale

207

4.4015 GBP

USD 0.01 ordinary

Sale

60

4.4020 GBP

USD 0.01 ordinary

Sale

926

4.4025 GBP

USD 0.01 ordinary

Sale

810

4.4033 GBP

USD 0.01 ordinary

Sale

899

4.4050 GBP

USD 0.01 ordinary

Sale

1

4.4050 GBP

USD 0.01 ordinary

Sale

777

4.4050 GBP

USD 0.01 ordinary

Sale

23

4.4055 GBP

USD 0.01 ordinary

Sale

461

4.4060 GBP

USD 0.01 ordinary

Sale

1,657

4.4065 GBP

USD 0.01 ordinary

Sale

119

4.4070 GBP

USD 0.01 ordinary

Sale

967

4.4070 GBP

USD 0.01 ordinary

Sale

865

4.4070 GBP

USD 0.01 ordinary

Sale

726

4.4075 GBP

USD 0.01 ordinary

Sale

519

4.4085 GBP

USD 0.01 ordinary

Sale

205

4.4085 GBP

USD 0.01 ordinary

Sale

1,119

4.4090 GBP

USD 0.01 ordinary

Sale

1,123

4.4090 GBP

USD 0.01 ordinary

Sale

3

4.4095 GBP

USD 0.01 ordinary

Sale

967

4.4095 GBP

USD 0.01 ordinary

Sale

732

4.4100 GBP

USD 0.01 ordinary

Sale

500

4.4100 GBP

USD 0.01 ordinary

Sale

1,686

4.4100 GBP

USD 0.01 ordinary

Sale

852

4.4135 GBP

USD 0.01 ordinary

Sale

755

4.4135 GBP

USD 0.01 ordinary

Sale

360

4.4145 GBP

USD 0.01 ordinary

Sale

416

4.4145 GBP

USD 0.01 ordinary

Sale

760

4.4160 GBP

USD 0.01 ordinary

Sale

67

4.4160 GBP

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 ordinary

Purchases

148,281

USD 0.01 ordinary

Sales

95,977

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

14 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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