Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

16 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,598,571

0.55%

827,851

0.17%

(2)

Cash-settled derivatives:

and/or controlled:

719,983

0.15%

2,469,048

0.52%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

3,318,554

0.70%

3,296,899

0.70%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

1,180,395

11.0500 GBP

10.9912 GBP

0.4p ordinary

Sale

208,718

11.0439 GBP

10.9925 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Increasing Short

268

11.0049 GBP

0.4p ordinary

CFD

Increasing Short

86

11.0010 GBP

0.4p ordinary

CFD

Increasing Short

7,718

11.0193 GBP

0.4p ordinary

SWAP

Decreasing Short

159

10.9950 GBP

0.4p ordinary

SWAP

Decreasing Short

44,040

10.9950 GBP

0.4p ordinary

SWAP

Decreasing Short

7,590

11.0342 GBP

0.4p ordinary

SWAP

Increasing Short

13,838

11.0075 GBP

0.4p ordinary

SWAP

Decreasing Short

131

11.0065 GBP

0.4p ordinary

SWAP

Increasing Short

57,547

10.9966 GBP

0.4p ordinary

SWAP

Increasing Short

440,327

11.0076 GBP

0.4p ordinary

SWAP

Increasing Short

425

10.9966 GBP

0.4p ordinary

SWAP

Increasing Short

3,235

11.0076 GBP

0.4p ordinary

SWAP

Increasing Short

469

11.0000 GBP

0.4p ordinary

SWAP

Decreasing Short

5

10.9900 GBP

0.4p ordinary

SWAP

Decreasing Short

25,292

10.9950 GBP

0.4p ordinary

SWAP

Decreasing Short

19,071

10.9965 GBP

0.4p ordinary

SWAP

Increasing Short

95,212

10.9958 GBP

0.4p ordinary

SWAP

Increasing Short

56,597

10.9961 GBP

0.4p ordinary

SWAP

Increasing Short

88,055

10.9992 GBP

0.4p ordinary

SWAP

Increasing Short

48,515

11.0048 GBP

0.4p ordinary

SWAP

Increasing Short

271

11.0150 GBP

0.4p ordinary

SWAP

Increasing Long

6,639

11.0018 GBP

0.4p ordinary

SWAP

Decreasing Long

29,722

11.0129 GBP

0.4p ordinary

SWAP

Decreasing Long

5,902

11.0295 GBP

0.4p ordinary

SWAP

Decreasing Long

11,525

11.0296 GBP

0.4p ordinary

SWAP

Decreasing Long

5,170

11.0389 GBP

0.4p ordinary

SWAP

Decreasing Short

90

10.9950 GBP

0.4p ordinary

SWAP

Decreasing Short

574

11.0076 GBP

0.4p ordinary

SWAP

Increasing Long

6,928

10.9993 GBP

0.4p ordinary

SWAP

Decreasing Long

44,212

10.9950 GBP

0.4p ordinary

SWAP

Decreasing Long

133,415

11.0053 GBP

0.4p ordinary

SWAP

Decreasing Long

28,715

11.0070 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

19 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213