Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

02 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

737,045

0.16%

3,628,732

0.77%

(2)

Cash-settled derivatives:

and/or controlled:

3,505,143

0.74%

552,661

0.12%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

4,242,188

0.89%

4,181,393

0.88%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

351,309

11.0000 GBP

10.8200 GBP

0.4p ordinary

Sale

506,854

11.0013 GBP

10.8150 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Opening Long

1,015

10.8885 GBP

0.4p ordinary

SWAP

Opening Short

1,326

10.8825 GBP

0.4p ordinary

CFD

Decreasing Short

6,213

10.8440 GBP

0.4p ordinary

CFD

Decreasing Short

485

10.8994 GBP

0.4p ordinary

CFD

Decreasing Short

13,662

10.9990 GBP

0.4p ordinary

CFD

Increasing Short

829

10.8881 GBP

0.4p ordinary

CFD

Increasing Short

9,438

10.9310 GBP

0.4p ordinary

CFD

Increasing Short

69

10.9918 GBP

0.4p ordinary

SWAP

Increasing Short

5,629

10.8800 GBP

0.4p ordinary

SWAP

Decreasing Short

17

10.8600 GBP

0.4p ordinary

SWAP

Opening Long

21,730

10.8776 GBP

0.4p ordinary

SWAP

Increasing Long

6,931

11.0000 GBP

0.4p ordinary

SWAP

Opening Short

9,937

10.8914 GBP

0.4p ordinary

SWAP

Decreasing Long

4,175

10.9141 GBP

0.4p ordinary

SWAP

Decreasing Long

190,946

10.9386 GBP

0.4p ordinary

SWAP

Increasing Short

434

10.8771 GBP

0.4p ordinary

SWAP

Increasing Short

743

10.9200 GBP

0.4p ordinary

SWAP

Increasing Long

50,379

10.8874 GBP

0.4p ordinary

SWAP

Increasing Long

122

10.9100 GBP

0.4p ordinary

SWAP

Increasing Long

45,495

10.9896 GBP

0.4p ordinary

SWAP

Increasing Long

60,626

10.9999 GBP

0.4p ordinary

SWAP

Decreasing Long

4,629

10.8350 GBP

0.4p ordinary

SWAP

Decreasing Long

16

10.8534 GBP

0.4p ordinary

SWAP

Decreasing Long

17,873

10.8832 GBP

0.4p ordinary

SWAP

Decreasing Long

1,575

10.8842 GBP

0.4p ordinary

SWAP

Increasing Long

3,203

10.8374 GBP

0.4p ordinary

SWAP

Increasing Long

95,047

10.8623 GBP

0.4p ordinary

SWAP

Increasing Long

6,747

10.8643 GBP

0.4p ordinary

SWAP

Increasing Long

27,849

10.8663 GBP

0.4p ordinary

SWAP

Increasing Long

4,104

10.8905 GBP

0.4p ordinary

SWAP

Increasing Long

15,649

10.8937 GBP

0.4p ordinary

SWAP

Increasing Long

2,715

10.9082 GBP

0.4p ordinary

SWAP

Increasing Long

28,809

10.9999 GBP

0.4p ordinary

SWAP

Decreasing Long

131

10.8826 GBP

0.4p ordinary

SWAP

Decreasing Long

17,348

11.0000 GBP

0.4p ordinary

SWAP

Increasing Short

183

10.8392 GBP

0.4p ordinary

SWAP

Increasing Short

1,189

10.8792 GBP

0.4p ordinary

SWAP

Increasing Long

430

10.9545 GBP

0.4p ordinary

SWAP

Increasing Long

39,148

11.0000 GBP

0.4p ordinary

SWAP

Decreasing Long

35

10.8600 GBP

0.4p ordinary

SWAP

Decreasing Long

10,578

10.8684 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

05 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213