Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

22 Jul 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

747,319

0.16%

4,239,323

0.89%

(2) Cash-settled derivatives:

4,113,728

0.87%

562,352

0.12%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

4,861,047

1.02%

4,801,675

1.01%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

242684

11.2050 GBP

11.1233 GBP

0.4p ordinary

Sale

129299

11.1900 GBP

11.0900 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Increasing Short

173

11.1810 GBP

0.4p ordinary

SWAP

Increasing Short

7,200

11.1850 GBP

0.4p ordinary

CFD

Increasing Short

4,723

11.1900 GBP

0.4p ordinary

CFD

Increasing Short

1,961

11.1930 GBP

0.4p ordinary

SWAP

Increasing Short

1,040

11.1669 GBP

0.4p ordinary

SWAP

Increasing Long

1,599

11.1243 GBP

0.4p ordinary

SWAP

Increasing Long

250

11.1537 GBP

0.4p ordinary

SWAP

Increasing Long

157

11.1600 GBP

0.4p ordinary

SWAP

Increasing Long

1,673

11.1847 GBP

0.4p ordinary

SWAP

Increasing Long

634

11.1850 GBP

0.4p ordinary

SWAP

Decreasing Long

16,852

11.1775 GBP

0.4p ordinary

SWAP

Decreasing Long

6,773

11.1780 GBP

0.4p ordinary

SWAP

Decreasing Long

38,751

11.1849 GBP

0.4p ordinary

SWAP

Decreasing Long

26,587

11.1850 GBP

0.4p ordinary

SWAP

Decreasing Long

197

11.1900 GBP

0.4p ordinary

SWAP

Increasing Long

13,617

11.1218 GBP

0.4p ordinary

SWAP

Increasing Long

650

11.1648 GBP

0.4p ordinary

SWAP

Increasing Long

181

11.1658 GBP

0.4p ordinary

SWAP

Increasing Long

160

11.1788 GBP

0.4p ordinary

SWAP

Increasing Long

22,047

11.1849 GBP

0.4p ordinary

SWAP

Increasing Long

12

11.2124 GBP

0.4p ordinary

SWAP

Decreasing Long

164

11.1222 GBP

0.4p ordinary

SWAP

Decreasing Long

4

11.1700 GBP

0.4p ordinary

SWAP

Decreasing Long

6,218

11.1728 GBP

0.4p ordinary

SWAP

Decreasing Long

1,403

11.1809 GBP

0.4p ordinary

SWAP

Decreasing Long

14,320

11.1852 GBP

0.4p ordinary

SWAP

Increasing Long

204

11.0900 GBP

0.4p ordinary

SWAP

Increasing Long

283

11.1127 GBP

0.4p ordinary

SWAP

Increasing Long

1,234

11.1850 GBP

0.4p ordinary

SWAP

Decreasing Long

3,321

11.1739 GBP

0.4p ordinary

SWAP

Decreasing Long

6,775

11.1794 GBP

0.4p ordinary

SWAP

Decreasing Long

21,706

11.1850 GBP

0.4p ordinary

SWAP

Decreasing Long

2,399

11.1218 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213