Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

29 Oct 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

8,011,206

1.69%

89,728

0.02%

(2) Cash-settled derivatives:

306,511

0.06%

7,845,648

1.65%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

8,317,717

1.75%

7,935,376

1.67%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

Purchase

449916

10.8924 GBP

10.8794 GBP

0.4p ordinary

Sale

246837

10.8852 GBP

10.8800 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

0.4p ordinary

SWAP

Decreasing Short

35,087

10.8648 GBP

0.4p ordinary

SWAP

Decreasing Short

560

10.8750 GBP

0.4p ordinary

SWAP

Decreasing Short

1

10.8800 GBP

0.4p ordinary

SWAP

Decreasing Short

10,205

10.8804 GBP

0.4p ordinary

SWAP

Decreasing Short

13,849

10.8815 GBP

0.4p ordinary

SWAP

Decreasing Short

34,116

10.8831 GBP

0.4p ordinary

SWAP

Decreasing Short

114,846

10.8837 GBP

0.4p ordinary

SWAP

Decreasing Short

3,663

10.8846 GBP

0.4p ordinary

SWAP

Decreasing Short

200

10.8848 GBP

0.4p ordinary

SWAP

Decreasing Short

19,916

10.8852 GBP

0.4p ordinary

SWAP

Increasing Short

13,433

10.8700 GBP

0.4p ordinary

SWAP

Increasing Short

44,558

10.8705 GBP

0.4p ordinary

SWAP

Increasing Short

14,352

10.8710 GBP

0.4p ordinary

SWAP

Increasing Short

120

10.8712 GBP

0.4p ordinary

SWAP

Increasing Short

28,095

10.8800 GBP

0.4p ordinary

SWAP

Increasing Short

12,113

10.8820 GBP

0.4p ordinary

SWAP

Increasing Short

2,612

10.8832 GBP

0.4p ordinary

SWAP

Increasing Short

11,964

10.8841 GBP

0.4p ordinary

SWAP

Increasing Short

2,221

10.8850 GBP

0.4p ordinary

SWAP

Increasing Short

1,638

10.8876 GBP

0.4p ordinary

SWAP

Increasing Short

11,230

10.8888 GBP

0.4p ordinary

SWAP

Increasing Short

3,095

10.8900 GBP

0.4p ordinary

SWAP

Increasing Short

2,187

10.8908 GBP

0.4p ordinary

SWAP

Increasing Short

297,388

10.8924 GBP

0.4p ordinary

SWAP

Decreasing Long

200

10.8851 GBP

0.4p ordinary

CFD

Increasing Short

16,131

10.8871 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Oct 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213