Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

12 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,127,016

0.24%

1,867,423

0.39%

(2)

Cash-settled derivatives:

and/or controlled:

1,747,552

0.37%

972,597

0.21%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

2,874,568

0.61%

2,840,020

0.60%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

780,667

11.0350 GBP

11.0100 GBP

0.4p ordinary

Sale

244,160

11.0450 GBP

11.0100 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Increasing Short

200

11.0200 GBP

0.4p ordinary

CFD

Decreasing Short

1,500

11.0090 GBP

0.4p ordinary

CFD

Decreasing Short

36,615

11.0146 GBP

0.4p ordinary

CFD

Decreasing Short

51,427

11.0177 GBP

0.4p ordinary

CFD

Decreasing Short

3,902

11.0300 GBP

0.4p ordinary

CFD

Decreasing Short

3,143

11.0302 GBP

0.4p ordinary

CFD

Increasing Short

9,000

11.0150 GBP

0.4p ordinary

CFD

Increasing Short

3,151

11.0252 GBP

0.4p ordinary

CFD

Increasing Short

198

11.0268 GBP

0.4p ordinary

SWAP

Decreasing Short

1,116

11.0161 GBP

0.4p ordinary

SWAP

Opening Long

2,964

11.0200 GBP

0.4p ordinary

SWAP

Closing Long

1,408

11.0250 GBP

0.4p ordinary

SWAP

Decreasing Short

33,723

11.0200 GBP

0.4p ordinary

SWAP

Decreasing Short

479

11.0207 GBP

0.4p ordinary

SWAP

Increasing Short

10,126

11.0173 GBP

0.4p ordinary

SWAP

Increasing Short

112,642

11.0207 GBP

0.4p ordinary

SWAP

Decreasing Short

114

11.0181 GBP

0.4p ordinary

SWAP

Opening Short

32,168

11.0188 GBP

0.4p ordinary

SWAP

Opening Short

235

11.0188 GBP

0.4p ordinary

SWAP

Increasing Long

22,763

11.0198 GBP

0.4p ordinary

SWAP

Increasing Long

16,540

11.0233 GBP

0.4p ordinary

SWAP

Decreasing Long

3,172

11.0167 GBP

0.4p ordinary

SWAP

Decreasing Long

43,759

11.0182 GBP

0.4p ordinary

SWAP

Decreasing Long

14,077

11.0201 GBP

0.4p ordinary

SWAP

Decreasing Long

84,553

11.0203 GBP

0.4p ordinary

SWAP

Decreasing Long

1,826

11.0213 GBP

0.4p ordinary

SWAP

Decreasing Long

119,132

11.0223 GBP

0.4p ordinary

SWAP

Increasing Long

20,447

11.0171 GBP

0.4p ordinary

SWAP

Decreasing Long

1,075

11.0220 GBP

0.4p ordinary

SWAP

Decreasing Long

2,336

11.0240 GBP

0.4p ordinary

SWAP

Decreasing Long

16,827

11.0272 GBP

0.4p ordinary

SWAP

Decreasing Long

1,475

11.0361 GBP

0.4p ordinary

SWAP

Decreasing Short

625

11.0161 GBP

0.4p ordinary

SWAP

Decreasing Short

300

11.0213 GBP

0.4p ordinary

SWAP

Increasing Short

848

11.0239 GBP

0.4p ordinary

SWAP

Increasing Long

463

11.0450 GBP

0.4p ordinary

SWAP

Decreasing Long

6,507

11.0171 GBP

0.4p ordinary

SWAP

Decreasing Long

130,200

11.0190 GBP

0.4p ordinary

SWAP

Decreasing Long

51,253

11.0200 GBP

0.4p ordinary

SWAP

Decreasing Long

66,300

11.0221 GBP

0.4p ordinary

SWAP

Decreasing Long

3,252

11.0229 GBP

0.4p ordinary

SWAP

Increasing Short

14,853

11.0200 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213