Form 8.5 EPT/Non RI HARGREAVES LANSDOWN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

HARGREAVES LANSDOWN PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

HARGREAVES LANSDOWN PLC

principal trader is connected

(d)

Date position held/dealing undertaken:

31 Jan 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

12,563,930

2.65%

74,603

0.02%

(2)

Cash-settled derivatives:

and/or controlled:

336,016

0.07%

11,834,340

2.50%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

12,899,946

2.72%

11,908,943

2.51%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

0.4p ordinary

Purchase

378,743

11.0251 GBP

11.0100 GBP

0.4p ordinary

Sale

212,874

11.0257 GBP

11.0100 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

0.4p ordinary

SWAP

Decreasing Short

69

11.0098 GBP

0.4p ordinary

SWAP

Decreasing Short

260

11.0140 GBP

0.4p ordinary

SWAP

Decreasing Short

445

11.0147 GBP

0.4p ordinary

SWAP

Decreasing Short

182

11.0176 GBP

0.4p ordinary

SWAP

Decreasing Short

75

11.0182 GBP

0.4p ordinary

SWAP

Decreasing Short

29,090

11.0246 GBP

0.4p ordinary

SWAP

Decreasing Short

1,533

11.0250 GBP

0.4p ordinary

SWAP

Increasing Short

4,063

11.0149 GBP

0.4p ordinary

SWAP

Increasing Short

4,549

11.0173 GBP

0.4p ordinary

SWAP

Increasing Short

49,559

11.0186 GBP

0.4p ordinary

SWAP

Increasing Short

16,739

11.0190 GBP

0.4p ordinary

SWAP

Increasing Short

15,353

11.0206 GBP

0.4p ordinary

SWAP

Increasing Short

894

11.0219 GBP

0.4p ordinary

SWAP

Increasing Short

1,791

11.0232 GBP

0.4p ordinary

SWAP

Increasing Short

73,525

11.0249 GBP

0.4p ordinary

SWAP

Increasing Short

23,057

11.0250 GBP

0.4p ordinary

SWAP

Increasing Short

1,650

11.0251 GBP

0.4p ordinary

SWAP

Decreasing Long

100

11.0151 GBP

0.4p ordinary

CFD

Decreasing Short

14,640

11.0240 GBP

0.4p ordinary

CFD

Increasing Short

51

11.0109 GBP

0.4p ordinary

CFD

Increasing Short

6,251

11.0213 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03 Feb 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213