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Form 8.5 (EPT/NON-RI)

26th Jun 2014 16:13

RNS Number : 6769K
Citigroup Derivatives Markets Inc
26 June 2014
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Derivatives Markets Inc.

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Shire Plc

(d) Date position held/dealing undertaken:

25 June 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

ADS

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

26,139

0.00%

34,492

0.00%

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

170,900

0.03%

178,800

0.03%

 

TOTAL:

197,039

0.03%

213,292

0.03%

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

ADS

sale

700

227.5

ADS

sale

500

231.3

ADS

sale

400

231.3

ADS

sale

300

231.3

ADS

sale

300

231.06

ADS

sale

300

231.3

ADS

sale

200

231.3

ADS

sale

100

227.5

ADS

sale

100

231.35

ADS

sale

100

231.3

ADS

sale

100

231.3

ADS

sale

100

231.18

ADS

sale

100

231.17

ADS

sale

100

231.125

ADS

sale

100

231.09

ADS

sale

100

231.08

ADS

sale

100

231.08

ADS

sale

100

231.06

ADS

sale

100

231.42

ADS

sale

100

230.88

ADS

sale

100

230.54

ADS

sale

100

229.96

ADS

sale

100

227.5

ADS

sale

100

227.39

ADS

sale

100

227.39

ADS

sale

100

227.18

ADS

sale

100

227.18

ADS

sale

100

227.18

ADS

sale

100

227.01

ADS

sale

100

226.975

ADS

sale

100

231.53

ADS

sale

100

231.49

ADS

sale

100

231.48

ADS

sale

95

231.53

ADS

sale

89

227.4

ADS

sale

75

227.4

ADS

sale

21

227.5

ADS

sale

11

227.4

ADS

sale

5

231.48

ADS

sale

1

227.4

ADS

sale

1

227.4

ADS

sale

1

227.4

ADS

sale

1

227.4

ADS

buy

100

231.39

ADS

buy

100

231.39

ADS

buy

100

230.02

ADS

buy

100

230.02

ADS

buy

100

230.02

ADS

buy

100

230.02

ADS

buy

100

230.04

ADS

buy

100

230.04

ADS

buy

100

230.045

ADS

buy

100

230.05

ADS

buy

100

230.05

ADS

buy

100

230.05

ADS

buy

100

229.745

ADS

buy

100

229.83

ADS

buy

100

229.885

ADS

buy

100

229.92

ADS

buy

100

229.92

ADS

buy

100

229.965

ADS

buy

100

229.97

ADS

buy

100

229.97

ADS

buy

100

230

ADS

buy

100

230

ADS

buy

100

230.01

ADS

buy

100

230.02

ADS

buy

100

230.11

ADS

buy

100

230.11

ADS

buy

100

230.11

ADS

buy

100

230.96

ADS

buy

100

230.96

ADS

buy

100

230.98

ADS

buy

100

231.01

ADS

buy

100

231.04

ADS

buy

100

231.04

 

 

 (b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

e.g. American, European etc.

ADS

call

selling

3000

230

European

41839

10.08

ADS

call

selling

2500

230

European

41839

10.16

ADS

call

selling

1800

240

European

41930

10.56

ADS

call

selling

1000

230

European

41867

14

ADS

call

selling

600

230

European

41839

9.44

ADS

call

selling

600

270

European

41839

0.88

ADS

call

selling

600

270

European

41839

1.06

ADS

call

selling

600

230

European

41839

9.32

ADS

call

selling

500

240

European

41930

10.64

ADS

call

selling

500

230

European

41839

9.43

ADS

call

selling

500

270

European

41839

0.89

ADS

call

selling

500

230

European

41867

14.1

ADS

call

selling

400

230

European

41839

10.05

ADS

call

selling

300

230

European

41930

14.7

ADS

call

selling

300

230

European

41839

9.5

ADS

call

selling

300

230

European

41839

9.5

ADS

call

selling

300

240

European

41930

10.75

ADS

call

selling

300

240

European

41930

10.8

ADS

call

selling

300

240

European

41930

10.61

ADS

call

selling

200

240

European

41930

10.55

ADS

call

selling

200

230

European

41839

9.5

ADS

call

selling

200

240

European

41930

10.57

ADS

call

selling

200

240

European

41930

10.6

ADS

call

selling

200

240

European

41930

10.86

ADS

call

selling

200

230

European

41839

10.08

ADS

call

selling

200

250

European

41867

6

ADS

call

selling

200

250

European

41867

6

ADS

call

selling

200

230

European

41839

10

ADS

call

selling

100

240

European

42021

13.2

ADS

call

selling

100

240

European

41930

10.54

ADS

call

selling

100

230

European

41839

9.5

ADS

call

selling

100

230

European

41839

9.5

ADS

call

selling

100

240

European

41930

10.78

ADS

call

selling

100

240

European

41930

10.74

ADS

call

selling

100

240

European

41930

10.74

ADS

call

selling

100

240

European

41930

10.74

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.8

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.56

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.56

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.84

ADS

call

selling

100

240

European

41930

10.59

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.59

ADS

call

selling

100

230

European

41867

12

ADS

call

selling

100

240

European

41930

10.84

ADS

call

selling

100

240

European

41930

10.61

ADS

call

selling

100

240

European

42021

13.2

ADS

call

selling

100

240

European

41930

10.82

ADS

call

selling

100

240

European

41930

10.64

ADS

call

selling

100

240

European

42021

13.2

ADS

call

selling

100

230

European

41839

9.47

ADS

call

selling

100

270

European

41839

1.51

ADS

call

selling

100

270

European

41839

1.16

ADS

call

selling

100

230

European

41839

9.58

ADS

call

selling

100

230

European

41839

9.59

ADS

call

selling

100

270

European

41839

1.16

ADS

call

selling

100

230

European

41839

9.59

ADS

call

selling

100

270

European

41839

1.17

ADS

call

selling

100

270

European

41839

1.17

ADS

call

selling

100

230

European

41839

9.59

ADS

call

selling

100

230

European

41839

9.59

ADS

call

selling

100

270

European

41839

1.17

ADS

call

selling

100

230

European

41839

9.59

ADS

call

selling

100

270

European

41839

1.17

ADS

call

selling

100

270

European

41839

1.03

ADS

call

selling

100

230

European

41839

9.44

ADS

call

selling

100

230

European

41839

9.43

ADS

call

selling

100

270

European

41839

1.04

ADS

call

selling

100

230

European

41839

9.4

ADS

call

selling

100

270

European

41839

1.06

ADS

call

selling

100

230

European

41839

9.41

ADS

call

selling

100

270

European

41839

1.07

ADS

call

selling

100

230

European

41839

10.3

ADS

call

selling

100

250

European

41867

6

ADS

call

selling

100

250

European

41867

6

ADS

call

selling

100

230

European

41867

13

ADS

call

selling

100

240

European

42021

13.2

ADS

call

selling

100

240

European

42021

13.2

ADS

call

purchasing

100

150

European

41839

77.5

ADS

call

purchasing

100

185

European

41930

47.5

ADS

call

purchasing

100

240

European

41867

8.43

ADS

call

purchasing

100

250

European

41839

3.5

ADS

call

purchasing

100

250

European

41839

3.5

ADS

call

purchasing

100

250

European

41839

3.23

ADS

call

purchasing

100

250

European

41839

3.24

ADS

call

purchasing

100

250

European

41839

3.23

ADS

call

purchasing

100

250

European

41839

3.24

ADS

call

purchasing

100

250

European

41839

3.55

ADS

call

purchasing

100

240

European

41867

8.24

ADS

call

purchasing

100

270

European

41867

2

ADS

call

purchasing

100

210

European

41839

20.12

ADS

call

purchasing

100

230

European

41839

9.3

ADS

call

purchasing

100

230

European

41839

9.3

ADS

call

purchasing

100

240

European

41839

6.2

ADS

call

purchasing

100

220

European

41930

22

ADS

call

purchasing

200

240

European

41867

8.45

ADS

call

purchasing

200

250

European

41839

3.5

ADS

call

purchasing

200

260

European

41930

4.64

ADS

call

purchasing

200

260

European

41930

4.56

ADS

call

purchasing

200

260

European

41930

4.58

ADS

call

purchasing

200

260

European

41930

4.57

ADS

call

purchasing

200

260

European

41930

4.75

ADS

call

purchasing

200

260

European

41930

4.63

ADS

call

purchasing

200

260

European

41930

4.63

ADS

call

purchasing

200

260

European

41930

4.72

ADS

call

purchasing

200

260

European

41930

4.62

ADS

call

purchasing

200

260

European

41930

4.62

ADS

call

purchasing

200

260

European

41930

4.72

ADS

call

purchasing

200

260

European

41930

4.58

ADS

call

purchasing

200

260

European

41930

4.66

ADS

call

purchasing

200

260

European

41930

4.57

ADS

call

purchasing

200

250

European

41839

3.49

ADS

call

purchasing

200

250

European

41839

3.4

ADS

call

purchasing

200

250

European

41839

3.38

ADS

call

purchasing

200

250

European

41839

3.38

ADS

call

purchasing

200

250

European

41839

3.38

ADS

call

purchasing

200

250

European

41839

3.38

ADS

call

purchasing

200

250

European

41839

3.38

ADS

call

purchasing

200

250

European

41839

3.25

ADS

call

purchasing

200

250

European

41839

3.22

ADS

call

purchasing

200

250

European

41867

5.3

ADS

call

purchasing

200

220

European

42021

23.47

ADS

call

purchasing

300

250

European

41839

3.5

ADS

call

purchasing

300

250

European

41839

3.5

ADS

call

purchasing

400

260

European

41930

4.62

ADS

call

purchasing

400

260

European

41930

4.6

ADS

call

purchasing

400

260

European

41930

4.68

ADS

call

purchasing

400

250

European

41867

5.24

ADS

call

purchasing

400

270

European

42021

4.6

ADS

call

purchasing

600

260

European

41930

4.6

ADS

call

purchasing

600

260

European

41930

4.75

ADS

call

purchasing

600

260

European

41930

4.58

ADS

call

purchasing

700

150

European

41839

77.5

ADS

call

purchasing

800

280

European

42021

2.85

ADS

call

purchasing

1000

260

European

41930

4.57

ADS

call

purchasing

1000

250

European

41839

3.16

ADS

call

purchasing

1200

250

European

41839

3.16

ADS

call

purchasing

1200

250

European

41839

3.19

ADS

call

purchasing

2500

250

European

41867

5.16

ADS

call

purchasing

3000

250

European

41867

5.27

ADS

call

purchasing

3500

260

European

41930

4.8

ADS

call

purchasing

3600

260

European

41930

4.63

ADS

call

purchasing

4000

195

European

41930

40.4

ADS

Put

purchasing

14900

195

European

41839

0.98

ADS

Put

purchasing

1000

105

European

42021

0.15

ADS

Put

purchasing

1000

105

European

42021

0.15

ADS

Put

purchasing

1000

105

European

42021

0.15

ADS

Put

purchasing

1000

230

European

41839

11.9

ADS

Put

purchasing

800

170

European

41839

0.05

ADS

Put

purchasing

600

185

European

41839

0.37

ADS

Put

purchasing

500

200

European

41839

1.5

ADS

Put

purchasing

500

200

European

41839

1.5

ADS

Put

purchasing

500

200

European

41839

1.5

ADS

Put

purchasing

500

230

European

41930

15.6

ADS

Put

purchasing

500

230

European

41930

15.6

ADS

Put

purchasing

400

195

European

41839

1.05

ADS

Put

purchasing

300

195

European

41839

1.05

ADS

Put

purchasing

300

195

European

41839

1.05

ADS

Put

purchasing

200

170

European

41839

0.05

ADS

Put

purchasing

100

200

European

41839

1.5

ADS

Put

purchasing

100

195

European

41839

0.97

ADS

Put

purchasing

100

170

European

41839

0.05

ADS

Put

purchasing

100

230

European

41839

10

ADS

Put

selling

100

200

European

41839

0.85

ADS

Put

selling

100

200

European

41839

1

ADS

Put

selling

100

200

European

41839

1.47

ADS

Put

selling

100

200

European

41839

0.9

ADS

Put

selling

100

200

European

41839

1

ADS

Put

selling

100

200

European

41839

0.95

ADS

Put

selling

100

200

European

41839

0.9

ADS

Put

selling

100

200

European

41839

0.95

ADS

Put

selling

100

200

European

41839

0.9

ADS

Put

selling

100

200

European

41839

0.9

ADS

Put

selling

100

200

European

41839

1

ADS

Put

selling

100

210

European

41839

2.85

ADS

Put

selling

100

210

European

41839

2.85

ADS

Put

selling

100

200

European

41839

0.85

ADS

Put

selling

100

200

European

41839

0.85

ADS

Put

selling

100

200

European

41839

0.85

ADS

Put

selling

100

200

European

41839

0.85

ADS

Put

selling

100

200

European

41839

0.8

ADS

Put

selling

100

200

European

41839

0.9

ADS

Put

selling

100

200

European

41839

0.95

ADS

Put

selling

100

200

European

41839

1

ADS

Put

selling

100

200

European

41839

1.15

ADS

Put

selling

100

210

European

41839

2.2

ADS

Put

selling

100

210

European

41839

2.85

ADS

Put

selling

100

220

European

41839

5

ADS

Put

selling

100

230

European

41839

9.8

ADS

Put

selling

100

230

European

41839

9.8

ADS

Put

selling

200

200

European

41839

1.05

ADS

Put

selling

200

230

European

41839

9.8

ADS

Put

selling

200

230

European

41839

9.9

ADS

Put

selling

300

210

European

41839

2.85

ADS

Put

selling

300

200

European

41839

0.9

ADS

Put

selling

300

210

European

41839

2.85

ADS

Put

selling

300

225

European

41867

7.2

ADS

Put

selling

300

210

European

41839

2.85

ADS

Put

selling

300

210

European

41839

2.85

ADS

Put

selling

300

230

European

41839

9.8

ADS

Put

selling

400

200

European

41839

1.05

ADS

Put

selling

500

200

European

41839

0.95

ADS

Put

selling

600

180

European

41839

0.15

ADS

Put

selling

700

200

European

41839

1.05

ADS

Put

selling

1000

165

European

41930

0.55

ADS

Put

selling

1000

200

European

41839

1.2

ADS

Put

selling

1000

270

European

41867

42.3

ADS

Put

selling

1000

260

European

41867

32.4

ADS

Put

selling

1000

200

European

41839

1

ADS

Put

selling

1000

200

European

41839

0.85

ADS

Put

selling

1300

200

European

41839

0.95

ADS

Put

selling

2500

200

European

41839

0.9

ADS

Put

selling

14900

200

European

41839

1.48

 

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

26 June 2014

Contact name:

Craig Watson

Telephone number:

44(028)90409605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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