Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) Glencore

23rd Feb 2012 10:49

RNS Number : 9866X
Nomura International PLC (EPT)
23 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

22 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,432,663

0.050

1,364,695

0.020

(2) Derivatives (other than options):

1,456,608

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

3,432,663

0.050

2,821,303

0.041

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

100,000

0.004

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

786

4.3450

Ordinary shares

Purchase

1,059

4.3480

Ordinary shares

Purchase

10,000

4.3500

Ordinary shares

Purchase

344

4.3515

Ordinary shares

Purchase

12,841

4.3520

Ordinary shares

Purchase

310

4.3535

Ordinary shares

Purchase

617

4.3540

Ordinary shares

Purchase

30,486

4.3545

Ordinary shares

Purchase

5,656

4.3550

Ordinary shares

Purchase

902

4.3555

Ordinary shares

Purchase

514

4.3560

Ordinary shares

Purchase

12,570

4.3570

Ordinary shares

Purchase

895

4.3575

Ordinary shares

Purchase

5,231

4.3580

Ordinary shares

Purchase

1,980

4.3590

Ordinary shares

Purchase

1,986

4.3595

Ordinary shares

Purchase

8,838

4.3605

Ordinary shares

Purchase

208

4.3610

Ordinary shares

Purchase

3,191

4.3615

Ordinary shares

Purchase

1,982

4.3620

Ordinary shares

Purchase

758

4.3625

Ordinary shares

Purchase

2,000

4.3630

Ordinary shares

Purchase

2,649

4.3640

Ordinary shares

Purchase

988

4.3645

Ordinary shares

Purchase

13,487

4.3650

Ordinary shares

Purchase

4,202

4.3660

Ordinary shares

Purchase

1,884

4.3665

Ordinary shares

Purchase

1,883

4.3670

Ordinary shares

Purchase

4,423

4.3675

Ordinary shares

Purchase

4,986

4.3680

Ordinary shares

Purchase

887

4.3685

Ordinary shares

Purchase

2,264

4.3690

Ordinary shares

Purchase

8,151

4.3695

Ordinary shares

Purchase

36,392

4.3700

Ordinary shares

Purchase

2,929

4.3705

Ordinary shares

Purchase

4,411

4.3710

Ordinary shares

Purchase

3,115

4.3715

Ordinary shares

Purchase

1,457

4.3720

Ordinary shares

Purchase

1,221

4.3725

Ordinary shares

Purchase

6,305

4.3730

Ordinary shares

Purchase

7,305

4.3740

Ordinary shares

Purchase

832

4.3750

Ordinary shares

Purchase

6,623

4.3755

Ordinary shares

Purchase

2,550

4.3760

Ordinary shares

Purchase

2,030

4.3765

Ordinary shares

Purchase

11,182

4.3770

Ordinary shares

Purchase

1,193

4.3775

Ordinary shares

Purchase

2,373

4.3780

Ordinary shares

Purchase

3,168

4.3785

Ordinary shares

Purchase

4,558

4.3790

Ordinary shares

Purchase

324,915

4.3791

Ordinary shares

Purchase

38,071

4.3800

Ordinary shares

Purchase

1,934

4.3805

Ordinary shares

Purchase

4,601

4.3810

Ordinary shares

Purchase

1,840

4.3815

Ordinary shares

Purchase

4,055

4.3820

Ordinary shares

Purchase

4,788

4.3825

Ordinary shares

Purchase

941

4.3830

Ordinary shares

Purchase

806

4.3835

Ordinary shares

Purchase

1,390

4.3840

Ordinary shares

Purchase

2,120

4.3845

Ordinary shares

Purchase

285

4.3860

Ordinary shares

Purchase

1,119

4.3875

Ordinary shares

Purchase

2,918

4.3880

Ordinary shares

Purchase

500

4.3885

Ordinary shares

Purchase

131

4.3890

Ordinary shares

Purchase

3,326

4.3900

Ordinary shares

Purchase

327

4.3905

Ordinary shares

Purchase

5,310

4.3910

Ordinary shares

Purchase

3,400

4.3915

Ordinary shares

Purchase

900

4.3920

Ordinary shares

Purchase

25,808

4.3925

Ordinary shares

Purchase

1,934

4.3930

Ordinary shares

Purchase

3,658

4.3935

Ordinary shares

Purchase

1,487

4.3940

Ordinary shares

Purchase

2,927

4.3945

Ordinary shares

Purchase

1,618

4.3950

Ordinary shares

Purchase

1,637

4.3955

Ordinary shares

Purchase

2,142

4.3965

Ordinary shares

Purchase

3,581

4.3980

Ordinary shares

Purchase

500

4.3985

Ordinary shares

Purchase

37,279

4.3999

Ordinary shares

Purchase

2,562

4.4000

Ordinary shares

Purchase

1,610

4.4005

Ordinary shares

Purchase

2,262

4.4015

Ordinary shares

Purchase

4,125

4.4020

Ordinary shares

Purchase

3,093

4.4030

Ordinary shares

Purchase

24,560

4.4035

Ordinary shares

Purchase

712

4.4050

Ordinary shares

Purchase

1,227

4.4055

Ordinary shares

Purchase

200

4.4056

Ordinary shares

Purchase

2,900

4.4060

Ordinary shares

Purchase

400

4.4065

Ordinary shares

Purchase

237

4.4080

Ordinary shares

Purchase

1,558

4.4090

Ordinary shares

Purchase

2,536

4.4095

Ordinary shares

Purchase

100

4.4120

Ordinary shares

Purchase

7,582

4.4130

Ordinary shares

Purchase

401

4.4170

Ordinary shares

Purchase

118

4.4175

Ordinary shares

Purchase

713

4.4185

Ordinary shares

Purchase

2,049

4.4190

Ordinary shares

Purchase

554

4.4220

Ordinary shares

Purchase

277

4.4225

Ordinary shares

Purchase

5,185

4.4230

Ordinary shares

Purchase

1,627

4.4240

Ordinary shares

Purchase

155,923

4.4241

Ordinary shares

Purchase

2,421

4.4245

Ordinary shares

Purchase

729

4.4255

Ordinary shares

Purchase

2,164

4.4265

Ordinary shares

Purchase

22,041

4.4290

Ordinary shares

Purchase

361

4.4310

Ordinary shares

Purchase

815

4.4315

Ordinary shares

Purchase

880

4.4320

Ordinary shares

Purchase

587

4.4340

Ordinary shares

Purchase

2,806

4.4350

Ordinary shares

Purchase

4,461

4.4365

Ordinary shares

Sale

735

4.3480

Ordinary shares

Sale

732

4.3485

Ordinary shares

Sale

3,070

4.3495

Ordinary shares

Sale

1,674

4.3500

Ordinary shares

Sale

733

4.3505

Ordinary shares

Sale

509

4.3510

Ordinary shares

Sale

1,732

4.3515

Ordinary shares

Sale

4,832

4.3520

Ordinary shares

Sale

1,463

4.3530

Ordinary shares

Sale

3,002

4.3535

Ordinary shares

Sale

6,049

4.3540

Ordinary shares

Sale

19,325

4.3545

Ordinary shares

Sale

7,232

4.3550

Ordinary shares

Sale

1,985

4.3555

Ordinary shares

Sale

11,198

4.3560

Ordinary shares

Sale

2,325

4.3565

Ordinary shares

Sale

6,806

4.3570

Ordinary shares

Sale

3,287

4.3575

Ordinary shares

Sale

1,031

4.3580

Ordinary shares

Sale

6,888

4.3585

Ordinary shares

Sale

32,786

4.3586

Ordinary shares

Sale

6,100

4.3590

Ordinary shares

Sale

3,512

4.3595

Ordinary shares

Sale

10,280

4.3600

Ordinary shares

Sale

6,627

4.3605

Ordinary shares

Sale

11,635

4.3610

Ordinary shares

Sale

1,859

4.3615

Ordinary shares

Sale

10,035

4.3620

Ordinary shares

Sale

2,861

4.3625

Ordinary shares

Sale

500

4.3630

Ordinary shares

Sale

638

4.3635

Ordinary shares

Sale

11,612

4.3640

Ordinary shares

Sale

6,633

4.3645

Ordinary shares

Sale

22,001

4.3650

Ordinary shares

Sale

5,864

4.3655

Ordinary shares

Sale

1,992

4.3660

Ordinary shares

Sale

10,994

4.3665

Ordinary shares

Sale

4,690

4.3670

Ordinary shares

Sale

7,222

4.3675

Ordinary shares

Sale

4,025

4.3680

Ordinary shares

Sale

7,927

4.3685

Ordinary shares

Sale

4,796

4.3690

Ordinary shares

Sale

5,972

4.3695

Ordinary shares

Sale

12,893

4.3700

Ordinary shares

Sale

4,506

4.3705

Ordinary shares

Sale

46,777

4.3706

Ordinary shares

Sale

5,295

4.3710

Ordinary shares

Sale

6,363

4.3715

Ordinary shares

Sale

7,882

4.3720

Ordinary shares

Sale

1,931

4.3725

Ordinary shares

Sale

5,143

4.3730

Ordinary shares

Sale

4,342

4.3735

Ordinary shares

Sale

9,436

4.3740

Ordinary shares

Sale

6,221

4.3745

Ordinary shares

Sale

9,057

4.3750

Ordinary shares

Sale

8,585

4.3755

Ordinary shares

Sale

10,128

4.3760

Ordinary shares

Sale

2,876

4.3765

Ordinary shares

Sale

5,091

4.3770

Ordinary shares

Sale

5,780

4.3775

Ordinary shares

Sale

13,581

4.3780

Ordinary shares

Sale

4,619

4.3785

Ordinary shares

Sale

11,195

4.3790

Ordinary shares

Sale

7,588

4.3795

Ordinary shares

Sale

7,909

4.3800

Ordinary shares

Sale

3,054

4.3805

Ordinary shares

Sale

7,206

4.3810

Ordinary shares

Sale

5,113

4.3815

Ordinary shares

Sale

8,798

4.3820

Ordinary shares

Sale

7,781

4.3825

Ordinary shares

Sale

4,146

4.3830

Ordinary shares

Sale

7,072

4.3835

Ordinary shares

Sale

1,428

4.3840

Ordinary shares

Sale

4,126

4.3845

Ordinary shares

Sale

3,548

4.3850

Ordinary shares

Sale

2,445

4.3855

Ordinary shares

Sale

775

4.3860

Ordinary shares

Sale

2,926

4.3865

Ordinary shares

Sale

1,562

4.3870

Ordinary shares

Sale

1,297

4.3875

Ordinary shares

Sale

2,972

4.3880

Ordinary shares

Sale

5,256

4.3885

Ordinary shares

Sale

1,797

4.3890

Ordinary shares

Sale

5,918

4.3900

Ordinary shares

Sale

1,598

4.3905

Ordinary shares

Sale

6,057

4.3910

Ordinary shares

Sale

6,858

4.3915

Ordinary shares

Sale

16,901

4.3920

Ordinary shares

Sale

43,472

4.3925

Ordinary shares

Sale

6,629

4.3930

Ordinary shares

Sale

11,245

4.3935

Ordinary shares

Sale

12,404

4.3940

Ordinary shares

Sale

988

4.3941

Ordinary shares

Sale

7,905

4.3945

Ordinary shares

Sale

732

4.3950

Ordinary shares

Sale

5,348

4.3955

Ordinary shares

Sale

4,780

4.3960

Ordinary shares

Sale

664

4.3965

Ordinary shares

Sale

310

4.3970

Ordinary shares

Sale

2,414

4.3975

Ordinary shares

Sale

2,940

4.3980

Ordinary shares

Sale

732

4.3985

Ordinary shares

Sale

1,821

4.3990

Ordinary shares

Sale

6,649

4.3995

Ordinary shares

Sale

8,448

4.4000

Ordinary shares

Sale

732

4.4005

Ordinary shares

Sale

1,145

4.4015

Ordinary shares

Sale

1,418

4.4020

Ordinary shares

Sale

2,366

4.4025

Ordinary shares

Sale

3,662

4.4030

Ordinary shares

Sale

41,952

4.4035

Ordinary shares

Sale

1,652

4.4040

Ordinary shares

Sale

4,424

4.4045

Ordinary shares

Sale

4,363

4.4050

Ordinary shares

Sale

500

4.4055

Ordinary shares

Sale

1,870

4.4060

Ordinary shares

Sale

2,285

4.4065

Ordinary shares

Sale

5,078

4.4070

Ordinary shares

Sale

765

4.4075

Ordinary shares

Sale

1,555

4.4080

Ordinary shares

Sale

48

4.4085

Ordinary shares

Sale

3,810

4.4090

Ordinary shares

Sale

1,035

4.4095

Ordinary shares

Sale

10,869

4.4100

Ordinary shares

Sale

2,363

4.4105

Ordinary shares

Sale

2,238

4.4110

Ordinary shares

Sale

8,652

4.4115

Ordinary shares

Sale

3,077

4.4120

Ordinary shares

Sale

21,168

4.4130

Ordinary shares

Sale

206

4.4140

Ordinary shares

Sale

1,550

4.4150

Ordinary shares

Sale

2,275

4.4160

Ordinary shares

Sale

4,059

4.4170

Ordinary shares

Sale

7,974

4.4185

Ordinary shares

Sale

1,581

4.4190

Ordinary shares

Sale

10,065

4.4195

Ordinary shares

Sale

4,837

4.4200

Ordinary shares

Sale

5,016

4.4205

Ordinary shares

Sale

422

4.4215

Ordinary shares

Sale

373

4.4220

Ordinary shares

Sale

13,287

4.4225

Ordinary shares

Sale

18,380

4.4230

Ordinary shares

Sale

980

4.4235

Ordinary shares

Sale

313

4.4240

Ordinary shares

Sale

2,452

4.4245

Ordinary shares

Sale

3,448

4.4250

Ordinary shares

Sale

1,942

4.4255

Ordinary shares

Sale

20,861

4.4265

Ordinary shares

Sale

3,036

4.4275

Ordinary shares

Sale

3,963

4.4280

Ordinary shares

Sale

8,412

4.4285

Ordinary shares

Sale

4,341

4.4290

Ordinary shares

Sale

4,912

4.4300

Ordinary shares

Sale

3,771

4.4305

Ordinary shares

Sale

2,309

4.4315

Ordinary shares

Sale

12,052

4.4320

Ordinary shares

Sale

2,838

4.4325

Ordinary shares

Sale

5,870

4.4330

Ordinary shares

Sale

733

4.4335

Ordinary shares

Sale

6,501

4.4340

Ordinary shares

Sale

532

4.4345

Ordinary shares

Sale

20,623

4.4350

Ordinary shares

Sale

961

4.4355

Ordinary shares

Sale

4,912

4.4370

 

Total Buy - 992,626

Total Sell - 1,001,296

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Increasing short

2,506

4.3450 - 4.4370

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOTJMMTMBITBPT

Related Shares:

Glencore
FTSE 100 Latest
Value8,975.66
Change108.64