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Form 8.5 (EPT/NON-RI) Glencore International

2nd Mar 2012 09:43

RNS Number : 5715Y
Nomura International PLC (EPT)
02 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

01 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,655,506

0.067

1,674,114

0.024

(2) Derivatives (other than options):

1,527,800

0.022

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,655,506

0.067

3,201,914

0.046

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,000,000

0.087

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

2,000,000

0.087

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

789

4.23650

Ordinary shares

Purchase

7,609

4.24000

Ordinary shares

Purchase

2,374

4.24450

Ordinary shares

Purchase

1,381

4.24500

Ordinary shares

Purchase

3,979

4.24550

Ordinary shares

Purchase

1,516

4.24600

Ordinary shares

Purchase

2,233

4.24700

Ordinary shares

Purchase

2,000

4.24750

Ordinary shares

Purchase

745

4.25000

Ordinary shares

Purchase

2,789

4.25100

Ordinary shares

Purchase

6,688

4.25700

Ordinary shares

Purchase

1,322

4.25850

Ordinary shares

Purchase

1,722

4.26000

Ordinary shares

Purchase

8,304

4.26150

Ordinary shares

Purchase

2,310

4.26200

Ordinary shares

Purchase

2,800

4.26230

Ordinary shares

Purchase

11,493

4.26250

Ordinary shares

Purchase

137

4.26300

Ordinary shares

Purchase

4,709

4.26350

Ordinary shares

Purchase

2,605

4.26400

Ordinary shares

Purchase

5,105

4.26450

Ordinary shares

Purchase

13,700

4.26500

Ordinary shares

Purchase

2,302

4.26550

Ordinary shares

Purchase

3,613

4.26600

Ordinary shares

Purchase

6,505

4.26650

Ordinary shares

Purchase

2,211

4.26700

Ordinary shares

Purchase

7,050

4.26750

Ordinary shares

Purchase

12,467

4.26800

Ordinary shares

Purchase

1,306

4.26850

Ordinary shares

Purchase

5,270

4.26900

Ordinary shares

Purchase

30,295

4.26950

Ordinary shares

Purchase

163,670

4.27000

Ordinary shares

Purchase

3,497

4.27050

Ordinary shares

Purchase

5,542

4.27100

Ordinary shares

Purchase

46,704

4.27150

Ordinary shares

Purchase

18,323

4.27200

Ordinary shares

Purchase

18,444

4.27250

Ordinary shares

Purchase

13,032

4.27300

Ordinary shares

Purchase

3,434

4.27350

Ordinary shares

Purchase

3,164

4.27400

Ordinary shares

Purchase

5,878

4.27500

Ordinary shares

Purchase

13,882

4.27550

Ordinary shares

Purchase

3,116

4.27600

Ordinary shares

Purchase

12,915

4.27650

Ordinary shares

Purchase

4,270

4.27700

Ordinary shares

Purchase

4,263

4.27750

Ordinary shares

Purchase

6,994

4.27800

Ordinary shares

Purchase

10,026

4.27850

Ordinary shares

Purchase

51,022

4.27900

Ordinary shares

Purchase

17,696

4.27950

Ordinary shares

Purchase

10,786

4.28000

Ordinary shares

Purchase

11,788

4.28050

Ordinary shares

Purchase

31,972

4.28100

Ordinary shares

Purchase

15,435

4.28150

Ordinary shares

Purchase

17,131

4.28200

Ordinary shares

Purchase

10,527

4.28250

Ordinary shares

Purchase

5,758

4.28300

Ordinary shares

Purchase

8,573

4.28350

Ordinary shares

Purchase

17,479

4.28400

Ordinary shares

Purchase

11,698

4.28450

Ordinary shares

Purchase

12,808

4.28500

Ordinary shares

Purchase

8,197

4.28550

Ordinary shares

Purchase

27,082

4.28600

Ordinary shares

Purchase

13,387

4.28650

Ordinary shares

Purchase

7,244

4.28700

Ordinary shares

Purchase

10,326

4.28750

Ordinary shares

Purchase

20,997

4.28800

Ordinary shares

Purchase

13,109

4.28850

Ordinary shares

Purchase

9,053

4.28900

Ordinary shares

Purchase

6,302

4.28950

Ordinary shares

Purchase

40,000

4.28970

Ordinary shares

Purchase

15,595

4.29000

Ordinary shares

Purchase

2,488

4.29050

Ordinary shares

Purchase

10,602

4.29100

Ordinary shares

Purchase

7,949

4.29150

Ordinary shares

Purchase

4,065

4.29200

Ordinary shares

Purchase

11,527

4.29250

Ordinary shares

Purchase

2,092

4.29300

Ordinary shares

Purchase

1,696

4.29350

Ordinary shares

Purchase

7,890

4.29400

Ordinary shares

Purchase

6,085

4.29450

Ordinary shares

Purchase

5,780

4.29500

Ordinary shares

Purchase

22,961

4.29550

Ordinary shares

Purchase

34,033

4.29600

Ordinary shares

Purchase

11,861

4.29650

Ordinary shares

Purchase

17,703

4.29700

Ordinary shares

Purchase

14,519

4.29750

Ordinary shares

Purchase

9,988

4.29800

Ordinary shares

Purchase

18,972

4.29850

Ordinary shares

Purchase

11,855

4.29900

Ordinary shares

Purchase

29,045

4.29950

Ordinary shares

Purchase

59,874

4.30000

Ordinary shares

Purchase

17,098

4.30050

Ordinary shares

Purchase

18,081

4.30100

Ordinary shares

Purchase

31,448

4.30150

Ordinary shares

Purchase

28,357

4.30200

Ordinary shares

Purchase

42,391

4.30250

Ordinary shares

Purchase

20,275

4.30300

Ordinary shares

Purchase

12,171

4.30350

Ordinary shares

Purchase

7,394

4.30400

Ordinary shares

Purchase

4,918

4.30426

Ordinary shares

Purchase

17,904

4.30450

Ordinary shares

Purchase

29,526

4.30500

Ordinary shares

Purchase

8,928

4.30550

Ordinary shares

Purchase

13,284

4.30600

Ordinary shares

Purchase

12,688

4.30650

Ordinary shares

Purchase

22,631

4.30700

Ordinary shares

Purchase

7,743

4.30750

Ordinary shares

Purchase

1,158

4.30800

Ordinary shares

Purchase

1,031

4.30850

Ordinary shares

Purchase

5,765

4.30900

Ordinary shares

Purchase

4,036

4.30950

Ordinary shares

Purchase

9,747

4.31000

Ordinary shares

Purchase

2,149

4.31050

Ordinary shares

Purchase

6,149

4.31100

Ordinary shares

Purchase

4,717

4.31150

Ordinary shares

Purchase

5,180

4.31200

Ordinary shares

Purchase

15,095

4.31250

Ordinary shares

Purchase

8,827

4.31300

Ordinary shares

Purchase

11,032

4.31350

Ordinary shares

Purchase

9,355

4.31400

Ordinary shares

Purchase

2,547

4.31450

Ordinary shares

Purchase

43,944

4.31500

Ordinary shares

Purchase

1,482

4.31650

Ordinary shares

Purchase

7,354

4.31700

Ordinary shares

Purchase

270

4.31750

Ordinary shares

Purchase

5,635

4.31850

Ordinary shares

Purchase

2,043

4.31900

Ordinary shares

Purchase

563

4.31950

Ordinary shares

Purchase

106,482

4.32000

Ordinary shares

Purchase

4,886

4.32100

Ordinary shares

Purchase

1,217

4.32150

Ordinary shares

Purchase

1,573

4.32200

Ordinary shares

Purchase

629

4.32250

Ordinary shares

Purchase

560

4.32400

Ordinary shares

Purchase

768

4.32550

Ordinary shares

Sale

2,073

4.24000

Ordinary shares

Sale

12,615

4.24250

Ordinary shares

Sale

1,344

4.24450

Ordinary shares

Sale

1,512

4.24800

Ordinary shares

Sale

4,811

4.24950

Ordinary shares

Sale

9,751

4.25000

Ordinary shares

Sale

1,472

4.25100

Ordinary shares

Sale

1,500

4.25400

Ordinary shares

Sale

512

4.25500

Ordinary shares

Sale

435

4.25700

Ordinary shares

Sale

5,493

4.25850

Ordinary shares

Sale

1,511

4.25950

Ordinary shares

Sale

1,203

4.26200

Ordinary shares

Sale

8,945

4.26400

Ordinary shares

Sale

2,725

4.26450

Ordinary shares

Sale

2,548

4.26500

Ordinary shares

Sale

1,682

4.26550

Ordinary shares

Sale

3,802

4.26600

Ordinary shares

Sale

5,292

4.26650

Ordinary shares

Sale

7,572

4.26700

Ordinary shares

Sale

9,056

4.26750

Ordinary shares

Sale

9,778

4.26800

Ordinary shares

Sale

5,893

4.26850

Ordinary shares

Sale

17,513

4.26900

Ordinary shares

Sale

42,047

4.26950

Ordinary shares

Sale

31,954

4.27000

Ordinary shares

Sale

2,500

4.27050

Ordinary shares

Sale

10,956

4.27100

Ordinary shares

Sale

30,719

4.27150

Ordinary shares

Sale

17,586

4.27200

Ordinary shares

Sale

22,211

4.27250

Ordinary shares

Sale

5,450

4.27300

Ordinary shares

Sale

40,881

4.27430

Ordinary shares

Sale

760

4.27450

Ordinary shares

Sale

1,496

4.27500

Ordinary shares

Sale

8,493

4.27550

Ordinary shares

Sale

2,999

4.27600

Ordinary shares

Sale

9,893

4.27650

Ordinary shares

Sale

4,100

4.27700

Ordinary shares

Sale

8,312

4.27750

Ordinary shares

Sale

71,849

4.27800

Ordinary shares

Sale

31,528

4.27850

Ordinary shares

Sale

3,398

4.27900

Ordinary shares

Sale

1,837

4.27950

Ordinary shares

Sale

53,090

4.28000

Ordinary shares

Sale

13,429

4.28050

Ordinary shares

Sale

3,765

4.28100

Ordinary shares

Sale

10,814

4.28150

Ordinary shares

Sale

4,813

4.28200

Ordinary shares

Sale

1,344

4.28250

Ordinary shares

Sale

10,913

4.28300

Ordinary shares

Sale

740

4.28350

Ordinary shares

Sale

2,372

4.28400

Ordinary shares

Sale

696

4.28450

Ordinary shares

Sale

134,812

4.28452

Ordinary shares

Sale

13,210

4.28500

Ordinary shares

Sale

4,579

4.28550

Ordinary shares

Sale

3,080

4.28600

Ordinary shares

Sale

3,236

4.28650

Ordinary shares

Sale

9,201

4.28700

Ordinary shares

Sale

17,146

4.28750

Ordinary shares

Sale

11,115

4.28800

Ordinary shares

Sale

11,183

4.28850

Ordinary shares

Sale

100

4.28900

Ordinary shares

Sale

6,550

4.28950

Ordinary shares

Sale

10,692

4.29000

Ordinary shares

Sale

2,100

4.29050

Ordinary shares

Sale

4,954

4.29100

Ordinary shares

Sale

3,985

4.29150

Ordinary shares

Sale

6,018

4.29200

Ordinary shares

Sale

4,852

4.29250

Ordinary shares

Sale

3,673

4.29300

Ordinary shares

Sale

9,065

4.29350

Ordinary shares

Sale

9,657

4.29400

Ordinary shares

Sale

2,941

4.29450

Ordinary shares

Sale

8,775

4.29500

Ordinary shares

Sale

11,865

4.29550

Ordinary shares

Sale

7,898

4.29600

Ordinary shares

Sale

4,453

4.29650

Ordinary shares

Sale

14,565

4.29700

Ordinary shares

Sale

16,482

4.29750

Ordinary shares

Sale

13,743

4.29800

Ordinary shares

Sale

20,868

4.29850

Ordinary shares

Sale

22,793

4.29900

Ordinary shares

Sale

17,761

4.29950

Ordinary shares

Sale

156,625

4.30000

Ordinary shares

Sale

11,126

4.30050

Ordinary shares

Sale

8,029

4.30100

Ordinary shares

Sale

16,483

4.30150

Ordinary shares

Sale

18,538

4.30200

Ordinary shares

Sale

33,511

4.30250

Ordinary shares

Sale

35,748

4.30300

Ordinary shares

Sale

14,739

4.30350

Ordinary shares

Sale

4,601

4.30400

Ordinary shares

Sale

28,449

4.30450

Ordinary shares

Sale

39,165

4.30500

Ordinary shares

Sale

20,508

4.30550

Ordinary shares

Sale

9,740

4.30600

Ordinary shares

Sale

3,837

4.30650

Ordinary shares

Sale

12,356

4.30700

Ordinary shares

Sale

3,346

4.30750

Ordinary shares

Sale

6,698

4.30800

Ordinary shares

Sale

1,891

4.30850

Ordinary shares

Sale

9,828

4.30900

Ordinary shares

Sale

8,623

4.30950

Ordinary shares

Sale

8,165

4.31000

Ordinary shares

Sale

4,103

4.31050

Ordinary shares

Sale

2,481

4.31100

Ordinary shares

Sale

5,284

4.31150

Ordinary shares

Sale

1,880

4.31200

Ordinary shares

Sale

2,350

4.31250

Ordinary shares

Sale

3,097

4.31300

Ordinary shares

Sale

6,641

4.31350

Ordinary shares

Sale

9,836

4.31400

Ordinary shares

Sale

4,868

4.31450

Ordinary shares

Sale

33,612

4.31500

Ordinary shares

Sale

1,990

4.31550

Ordinary shares

Sale

5,906

4.31600

Ordinary shares

Sale

1,200

4.31625

Ordinary shares

Sale

3,820

4.31650

Ordinary shares

Sale

17,007

4.31700

Ordinary shares

Sale

200

4.31750

Ordinary shares

Sale

2,178

4.31950

Ordinary shares

Sale

1,577

4.32000

Ordinary shares

Sale

1,781

4.32200

Ordinary shares

Sale

380

4.32250

Ordinary shares

Sale

657

4.32500

Ordinary shares

Sale

428

4.32550

Ordinary shares

Sale

3,232

4.32650

 

Total Buy - 1,738,464

Total Sell - 1,547,849

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Increasing short

100,143

4.2365 - 4.3265

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

02/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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