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Form 8.5 (EPT/NON-RI) - Glencore International plc

11th May 2012 11:16

RNS Number : 1746D
Credit Suisse Securities (Eur) Ltd
11 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

10-May-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,608,746

0.0665

3,786,892

0.055

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,608,746

0.0665

3,786,892

0.055

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

1643

402.40

Ordinary shares

B

79

402.30

Ordinary shares

S

79

402.30

Ordinary shares

B

2501

402.25

Ordinary shares

S

1000

402.25

Ordinary shares

B

842

402.15

Ordinary shares

B

767

402.10

Ordinary shares

S

1883

402.00

Ordinary shares

S

503

401.95

Ordinary shares

S

10289

401.90

Ordinary shares

S

1909

401.78

Ordinary shares

S

1608

401.75

Ordinary shares

S

4336

401.65

Ordinary shares

B

2290

401.60

Ordinary shares

S

3286

401.60

Ordinary shares

S

2766

401.55

Ordinary shares

B

565

401.50

Ordinary shares

S

8910

401.50

Ordinary shares

B

364

401.45

Ordinary shares

S

2345

401.45

Ordinary shares

S

5548

401.35

Ordinary shares

B

2115

401.30

Ordinary shares

S

8690

401.30

Ordinary shares

B

745

401.28

Ordinary shares

S

3255

401.25

Ordinary shares

S

5765

401.20

Ordinary shares

S

2331

401.15

Ordinary shares

B

4201

401.10

Ordinary shares

B

402

401.05

Ordinary shares

S

5461

401.05

Ordinary shares

B

538

401.03

Ordinary shares

S

538

401.03

Ordinary shares

S

8203

401.00

Ordinary shares

B

275

400.98

Ordinary shares

S

275

400.98

Ordinary shares

B

531

400.95

Ordinary shares

S

531

400.95

Ordinary shares

B

756

400.90

Ordinary shares

S

4070

400.90

Ordinary shares

B

891

400.88

Ordinary shares

S

4928

400.85

Ordinary shares

B

802

400.80

Ordinary shares

S

5108

400.80

Ordinary shares

S

1432

400.78

Ordinary shares

B

1796

400.75

Ordinary shares

S

1929

400.75

Ordinary shares

S

9390

400.70

Ordinary shares

S

680

400.65

Ordinary shares

S

1311

400.63

Ordinary shares

S

2410

400.60

Ordinary shares

B

225

400.55

Ordinary shares

S

2873

400.55

Ordinary shares

B

2106

400.50

Ordinary shares

S

9333

400.50

Ordinary shares

B

480

400.48

Ordinary shares

S

4847

400.45

Ordinary shares

B

201

400.40

Ordinary shares

S

6133

400.40

Ordinary shares

B

821

400.38

Ordinary shares

B

602

400.35

Ordinary shares

S

6372

400.35

Ordinary shares

B

2974

400.34

Ordinary shares

S

2974

400.34

Ordinary shares

B

2316

400.33

Ordinary shares

S

2799

400.33

Ordinary shares

S

2567

400.30

Ordinary shares

B

1234

400.25

Ordinary shares

S

14215

400.25

Ordinary shares

S

7337

400.23

Ordinary shares

B

602

400.20

Ordinary shares

S

14810

400.20

Ordinary shares

B

1000

400.15

Ordinary shares

S

7294

400.15

Ordinary shares

S

479

400.13

Ordinary shares

B

4285

400.10

Ordinary shares

S

10494

400.10

Ordinary shares

B

1222

400.05

Ordinary shares

S

26164

400.05

Ordinary shares

S

1336

400.03

Ordinary shares

B

20727

400.00

Ordinary shares

S

204481

400.00

Ordinary shares

B

694

399.95

Ordinary shares

S

6562

399.95

Ordinary shares

S

1598

399.90

Ordinary shares

B

18

399.85

Ordinary shares

B

160

399.80

Ordinary shares

S

2848

399.80

Ordinary shares

B

634

399.75

Ordinary shares

S

6020

399.75

Ordinary shares

S

1151

399.73

Ordinary shares

B

402

399.70

Ordinary shares

S

5355

399.70

Ordinary shares

S

1350

399.68

Ordinary shares

B

403

399.65

Ordinary shares

S

380

399.65

Ordinary shares

S

6261

399.62

Ordinary shares

B

2092

399.60

Ordinary shares

S

4193

399.60

Ordinary shares

B

7809

399.55

Ordinary shares

S

4564

399.55

Ordinary shares

B

2683

399.50

Ordinary shares

S

3674

399.50

Ordinary shares

S

1030

399.48

Ordinary shares

B

956

399.45

Ordinary shares

S

3937

399.45

Ordinary shares

B

1406

399.40

Ordinary shares

S

3597

399.40

Ordinary shares

S

212

399.38

Ordinary shares

B

201

399.35

Ordinary shares

S

1013

399.35

Ordinary shares

S

212

399.33

Ordinary shares

B

1488

399.30

Ordinary shares

S

1180

399.30

Ordinary shares

B

47496

399.29

Ordinary shares

S

47496

399.29

Ordinary shares

B

1255

399.25

Ordinary shares

S

11217

399.25

Ordinary shares

B

224

399.23

Ordinary shares

S

251

399.23

Ordinary shares

B

17928

399.20

Ordinary shares

S

22140

399.20

Ordinary shares

B

969

399.15

Ordinary shares

S

4661

399.15

Ordinary shares

B

185173

399.12

Ordinary shares

S

185173

399.12

Ordinary shares

B

2727

399.10

Ordinary shares

S

5702

399.10

Ordinary shares

B

1639

399.05

Ordinary shares

S

435

399.03

Ordinary shares

B

9719

399.00

Ordinary shares

S

4475

399.00

Ordinary shares

B

651

398.95

Ordinary shares

S

1551

398.95

Ordinary shares

B

881

398.90

Ordinary shares

S

2401

398.90

Ordinary shares

B

4892

398.87

Ordinary shares

S

4892

398.87

Ordinary shares

B

601

398.85

Ordinary shares

S

258

398.85

Ordinary shares

B

2051

398.80

Ordinary shares

S

2574

398.80

Ordinary shares

B

1279

398.75

Ordinary shares

S

2459

398.75

Ordinary shares

B

5631

398.70

Ordinary shares

S

1898

398.70

Ordinary shares

B

474

398.65

Ordinary shares

S

7924

398.65

Ordinary shares

B

604

398.60

Ordinary shares

B

3523

398.55

Ordinary shares

S

1879

398.55

Ordinary shares

B

26626

398.50

Ordinary shares

S

25935

398.50

Ordinary shares

S

350

398.48

Ordinary shares

B

464

398.45

Ordinary shares

S

1495

398.45

Ordinary shares

B

626

398.40

Ordinary shares

S

3345

398.40

Ordinary shares

B

7228

398.35

Ordinary shares

S

5502

398.35

Ordinary shares

B

918

398.30

Ordinary shares

S

13990

398.30

Ordinary shares

B

70350

398.27

Ordinary shares

S

70350

398.27

Ordinary shares

B

50701

398.25

Ordinary shares

S

49920

398.25

Ordinary shares

B

618

398.20

Ordinary shares

S

1136

398.20

Ordinary shares

B

67819

398.15

Ordinary shares

S

70782

398.15

Ordinary shares

B

4620

398.10

Ordinary shares

S

1242

398.10

Ordinary shares

S

4966

398.08

Ordinary shares

B

19642

398.07

Ordinary shares

S

19642

398.07

Ordinary shares

B

894

398.05

Ordinary shares

S

222

398.05

Ordinary shares

B

403

398.00

Ordinary shares

S

6022

398.00

Ordinary shares

B

158

397.95

Ordinary shares

S

4519

397.95

Ordinary shares

S

2406

397.93

Ordinary shares

B

4806

397.92

Ordinary shares

S

4806

397.92

Ordinary shares

B

202

397.90

Ordinary shares

S

8181

397.90

Ordinary shares

B

393

397.85

Ordinary shares

S

4439

397.85

Ordinary shares

B

9550

397.84

Ordinary shares

S

9550

397.84

Ordinary shares

S

2248

397.83

Ordinary shares

S

5000

397.82

Ordinary shares

B

3273

397.80

Ordinary shares

S

10137

397.80

Ordinary shares

S

855

397.78

Ordinary shares

B

989

397.75

Ordinary shares

S

5142

397.75

Ordinary shares

B

154168

397.73

Ordinary shares

S

154510

397.73

Ordinary shares

B

18305

397.70

Ordinary shares

S

18266

397.70

Ordinary shares

S

5000

397.69

Ordinary shares

B

13214

397.65

Ordinary shares

S

15561

397.65

Ordinary shares

B

2096

397.63

Ordinary shares

S

2096

397.63

Ordinary shares

B

7091

397.60

Ordinary shares

S

2011

397.60

Ordinary shares

B

4647

397.59

Ordinary shares

S

1171

397.59

Ordinary shares

B

16203

397.58

Ordinary shares

S

16203

397.58

Ordinary shares

B

90188

397.57

Ordinary shares

S

90188

397.57

Ordinary shares

B

2028

397.55

Ordinary shares

S

1932

397.55

Ordinary shares

B

6881

397.50

Ordinary shares

S

10105

397.50

Ordinary shares

B

76186

397.46

Ordinary shares

S

76186

397.46

Ordinary shares

B

2804

397.45

Ordinary shares

S

2730

397.45

Ordinary shares

S

319

397.43

Ordinary shares

B

404

397.40

Ordinary shares

S

2043

397.40

Ordinary shares

B

75730

397.35

Ordinary shares

S

75724

397.35

Ordinary shares

S

2345

397.30

Ordinary shares

B

47205

397.29

Ordinary shares

S

47205

397.29

Ordinary shares

B

1899

397.25

Ordinary shares

S

3071

397.25

Ordinary shares

S

3972

397.23

Ordinary shares

B

605

397.20

Ordinary shares

S

1071

397.20

Ordinary shares

S

4707

397.15

Ordinary shares

S

230

397.13

Ordinary shares

B

608

397.10

Ordinary shares

S

4383

397.10

Ordinary shares

B

203

397.05

Ordinary shares

S

2155

397.05

Ordinary shares

B

612

397.00

Ordinary shares

S

5119

397.00

Ordinary shares

B

1118

396.99

Ordinary shares

S

1118

396.99

Ordinary shares

S

162

396.98

Ordinary shares

B

6515

396.97

Ordinary shares

S

6515

396.97

Ordinary shares

B

1451

396.95

Ordinary shares

S

1069

396.95

Ordinary shares

B

60971

396.92

Ordinary shares

S

60971

396.92

Ordinary shares

B

516

396.90

Ordinary shares

S

3311

396.90

Ordinary shares

B

3513

396.85

Ordinary shares

S

2106

396.85

Ordinary shares

B

5229

396.82

Ordinary shares

S

5229

396.82

Ordinary shares

B

823

396.80

Ordinary shares

S

4467

396.80

Ordinary shares

B

713

396.75

Ordinary shares

S

6799

396.75

Ordinary shares

B

2000

396.70

Ordinary shares

S

9768

396.70

Ordinary shares

S

1161

396.68

Ordinary shares

B

203

396.65

Ordinary shares

S

2708

396.65

Ordinary shares

B

293

396.63

Ordinary shares

S

293

396.63

Ordinary shares

B

8643

396.61

Ordinary shares

S

8643

396.61

Ordinary shares

B

202

396.60

Ordinary shares

S

4330

396.60

Ordinary shares

S

891

396.58

Ordinary shares

B

502

396.55

Ordinary shares

S

8170

396.55

Ordinary shares

B

107419

396.50

Ordinary shares

S

58937

396.50

Ordinary shares

B

62528

396.49

Ordinary shares

S

62528

396.49

Ordinary shares

S

4216

396.45

Ordinary shares

B

4709

396.40

Ordinary shares

S

1937

396.40

Ordinary shares

S

202

396.35

Ordinary shares

S

11668

396.30

Ordinary shares

B

1248

396.25

Ordinary shares

S

4163

396.25

Ordinary shares

B

855

396.20

Ordinary shares

S

6238

396.20

Ordinary shares

B

404

396.15

Ordinary shares

S

8283

396.15

Ordinary shares

B

235

396.10

Ordinary shares

S

5130

396.10

Ordinary shares

B

203

396.05

Ordinary shares

S

923

396.05

Ordinary shares

S

1265

396.03

Ordinary shares

B

4829

396.00

Ordinary shares

S

3419

396.00

Ordinary shares

B

1126

395.95

Ordinary shares

S

922

395.95

Ordinary shares

S

482

395.93

Ordinary shares

B

2707

395.90

Ordinary shares

S

13989

395.90

Ordinary shares

B

3826

395.89

Ordinary shares

S

3826

395.89

Ordinary shares

S

558

395.88

Ordinary shares

B

1221

395.85

Ordinary shares

S

6253

395.85

Ordinary shares

B

3704

395.80

Ordinary shares

S

3726

395.80

Ordinary shares

B

2099

395.75

Ordinary shares

S

4598

395.75

Ordinary shares

B

1153

395.70

Ordinary shares

S

6295

395.70

Ordinary shares

B

475

395.68

Ordinary shares

S

475

395.68

Ordinary shares

B

738

395.65

Ordinary shares

S

4533

395.65

Ordinary shares

S

10

395.63

Ordinary shares

B

267

395.60

Ordinary shares

S

222

395.60

Ordinary shares

B

202

395.55

Ordinary shares

S

7412

395.55

Ordinary shares

S

900

395.53

Ordinary shares

B

3266

395.50

Ordinary shares

S

10339

395.50

Ordinary shares

B

4562

395.45

Ordinary shares

S

9620

395.45

Ordinary shares

B

1580

395.40

Ordinary shares

S

4957

395.40

Ordinary shares

B

758

395.35

Ordinary shares

S

8437

395.35

Ordinary shares

B

1003

395.33

Ordinary shares

S

2038

395.33

Ordinary shares

B

204

395.30

Ordinary shares

S

30297

395.30

Ordinary shares

B

648

395.25

Ordinary shares

S

24097

395.25

Ordinary shares

B

2989

395.23

Ordinary shares

S

7094

395.23

Ordinary shares

B

204

395.20

Ordinary shares

S

3280

395.20

Ordinary shares

S

948

395.18

Ordinary shares

S

10000

395.15

Ordinary shares

B

204

395.10

Ordinary shares

S

11396

395.10

Ordinary shares

S

3980

395.05

Ordinary shares

B

678

395.00

Ordinary shares

S

8424

395.00

Ordinary shares

B

5311

394.90

Ordinary shares

S

679

394.75

Ordinary shares

B

1223

394.70

Ordinary shares

S

1051

394.70

Ordinary shares

B

203

394.65

Ordinary shares

B

1804

394.60

Ordinary shares

B

408

394.55

Ordinary shares

B

1403

394.53

Ordinary shares

B

203

394.50

Ordinary shares

S

1053

394.50

Ordinary shares

B

597

394.45

Ordinary shares

B

202

394.40

Ordinary shares

S

466

394.40

Ordinary shares

B

35

394.35

Ordinary shares

S

2169

394.35

Ordinary shares

B

1844

394.30

Ordinary shares

S

2022

394.30

Ordinary shares

B

356

394.25

Ordinary shares

S

1126

394.25

Ordinary shares

S

262

394.23

Ordinary shares

B

206

394.20

Ordinary shares

B

427

394.15

Ordinary shares

S

1577

394.15

Ordinary shares

S

3298

394.00

Ordinary shares

S

463

393.95

Ordinary shares

B

77

393.90

Ordinary shares

S

2005

393.90

Ordinary shares

S

909

393.85

Ordinary shares

S

3842

393.80

Ordinary shares

S

859

393.75

Ordinary shares

S

1030

393.70

Ordinary shares

B

265

393.65

Ordinary shares

S

614

393.65

Ordinary shares

S

3001

393.60

Ordinary shares

S

10602

393.55

Ordinary shares

S

809

393.50

Ordinary shares

B

205

393.45

Ordinary shares

S

1915

393.45

Ordinary shares

B

238

393.40

Ordinary shares

S

745

393.40

Ordinary shares

B

204

393.35

Ordinary shares

S

1499

393.35

Ordinary shares

S

560

393.30

Ordinary shares

S

9259

393.25

Ordinary shares

S

3547

393.20

Ordinary shares

S

271

393.10

Ordinary shares

S

362

393.05

Ordinary shares

S

1328

393.00

Ordinary shares

B

205

392.95

Ordinary shares

B

820

392.90

Ordinary shares

S

380

392.90

Ordinary shares

B

408

392.85

Ordinary shares

S

748

392.85

Ordinary shares

S

822

392.80

Ordinary shares

B

29

392.78

Ordinary shares

B

204

392.75

Ordinary shares

S

204

392.70

Ordinary shares

S

804

392.65

Ordinary shares

S

85

392.60

Ordinary shares

B

970

392.45

Ordinary shares

B

205

392.40

Ordinary shares

B

204

392.35

Ordinary shares

B

205

392.30

Ordinary shares

B

298

392.25

Ordinary shares

S

752

392.25

Ordinary shares

S

825

391.90

Ordinary shares

S

692

391.85

Ordinary shares

S

205

391.80

Ordinary shares

S

205

391.75

Ordinary shares

B

860

391.70

Ordinary shares

S

661

391.70

Ordinary shares

S

219

391.68

Ordinary shares

S

206

391.65

Ordinary shares

B

27

391.60

Ordinary shares

S

494

391.60

Ordinary shares

B

206

391.55

Ordinary shares

S

431

391.55

Ordinary shares

S

619

391.50

Ordinary shares

S

686

391.35

Ordinary shares

S

628

391.25

 

Total Purchases: 1,487,506

Total Sales: 2,231,002

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

11-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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