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Form 8.5 (EPT/NON-RI) - Glencore International plc

10th May 2012 11:55

RNS Number : 0778D
Credit Suisse Securities (Eur) Ltd
10 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

9-May-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,319,083

0.0768

3,753,733

0.054

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,319,083

0.0768

3,753,733

0.054

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

5006

402.50

Ordinary shares

B

602

402.30

Ordinary shares

S

1003

402.30

Ordinary shares

S

467

402.25

Ordinary shares

S

200

402.20

Ordinary shares

B

423

402.18

Ordinary shares

S

423

402.18

Ordinary shares

B

201

402.15

Ordinary shares

B

246

402.00

Ordinary shares

S

300

401.95

Ordinary shares

B

9095

401.90

Ordinary shares

S

2091

401.90

Ordinary shares

S

202

401.85

Ordinary shares

B

3871

401.80

Ordinary shares

S

2020

401.80

Ordinary shares

B

6196

401.75

Ordinary shares

B

938

401.70

Ordinary shares

S

1765

401.65

Ordinary shares

B

4954

401.60

Ordinary shares

B

5317

401.50

Ordinary shares

S

4829

401.50

Ordinary shares

B

5490

401.45

Ordinary shares

S

1509

401.45

Ordinary shares

B

7402

401.35

Ordinary shares

S

377

401.30

Ordinary shares

B

3704

401.25

Ordinary shares

S

622

401.25

Ordinary shares

B

354

401.20

Ordinary shares

S

804

401.20

Ordinary shares

B

10034

401.15

Ordinary shares

S

2754

401.15

Ordinary shares

S

297

401.13

Ordinary shares

B

21043

401.10

Ordinary shares

S

3496

401.10

Ordinary shares

B

5

401.08

Ordinary shares

S

609

401.08

Ordinary shares

B

3798

401.05

Ordinary shares

S

3115

401.05

Ordinary shares

S

945

401.00

Ordinary shares

S

952

400.95

Ordinary shares

B

3456

400.90

Ordinary shares

S

2504

400.90

Ordinary shares

B

9256

400.85

Ordinary shares

S

1835

400.85

Ordinary shares

B

9499

400.80

Ordinary shares

S

681

400.80

Ordinary shares

B

7729

400.75

Ordinary shares

S

1056

400.75

Ordinary shares

B

14103

400.70

Ordinary shares

B

358

400.68

Ordinary shares

B

7460

400.65

Ordinary shares

S

380

400.65

Ordinary shares

B

1260

400.63

Ordinary shares

B

12175

400.60

Ordinary shares

S

3024

400.60

Ordinary shares

B

6048

400.55

Ordinary shares

S

954

400.55

Ordinary shares

B

3344

400.50

Ordinary shares

S

1403

400.50

Ordinary shares

S

1039

400.48

Ordinary shares

B

2530

400.45

Ordinary shares

S

430

400.45

Ordinary shares

B

5102

400.40

Ordinary shares

S

3367

400.40

Ordinary shares

B

3259

400.35

Ordinary shares

S

1922

400.35

Ordinary shares

B

4131

400.30

Ordinary shares

S

1346

400.30

Ordinary shares

B

2887

400.28

Ordinary shares

B

9777

400.25

Ordinary shares

S

2590

400.25

Ordinary shares

B

5400

400.20

Ordinary shares

S

1705

400.20

Ordinary shares

S

718

400.18

Ordinary shares

B

3028

400.15

Ordinary shares

B

5138

400.10

Ordinary shares

S

886

400.10

Ordinary shares

B

3873

400.05

Ordinary shares

S

1620

400.05

Ordinary shares

B

11178

400.00

Ordinary shares

S

4334

400.00

Ordinary shares

B

8143

399.95

Ordinary shares

S

1291

399.95

Ordinary shares

B

700

399.85

Ordinary shares

S

1178

399.85

Ordinary shares

B

3794

399.80

Ordinary shares

S

2105

399.80

Ordinary shares

B

2965

399.75

Ordinary shares

S

2150

399.75

Ordinary shares

B

1242

399.70

Ordinary shares

S

784

399.70

Ordinary shares

B

1794

399.65

Ordinary shares

S

231

399.65

Ordinary shares

B

5167

399.60

Ordinary shares

S

1406

399.60

Ordinary shares

B

11297

399.55

Ordinary shares

S

932

399.55

Ordinary shares

B

11809

399.50

Ordinary shares

S

412

399.50

Ordinary shares

S

2275

399.45

Ordinary shares

S

223

399.43

Ordinary shares

B

815

399.40

Ordinary shares

S

1119

399.40

Ordinary shares

B

3111

399.35

Ordinary shares

S

736

399.35

Ordinary shares

B

13780

399.30

Ordinary shares

S

691

399.30

Ordinary shares

B

100834

399.29

Ordinary shares

S

100834

399.29

Ordinary shares

S

244

399.28

Ordinary shares

B

30271

399.25

Ordinary shares

S

3216

399.25

Ordinary shares

B

368

399.20

Ordinary shares

S

865

399.20

Ordinary shares

B

3931

399.15

Ordinary shares

S

3141

399.15

Ordinary shares

B

910

399.13

Ordinary shares

B

19372

399.10

Ordinary shares

S

4088

399.10

Ordinary shares

B

14515

399.05

Ordinary shares

S

5172

399.05

Ordinary shares

B

29648

399.00

Ordinary shares

S

949

399.00

Ordinary shares

B

6676

398.98

Ordinary shares

S

6676

398.98

Ordinary shares

B

17831

398.95

Ordinary shares

S

6351

398.95

Ordinary shares

B

18313

398.90

Ordinary shares

S

4158

398.90

Ordinary shares

B

427

398.88

Ordinary shares

S

427

398.88

Ordinary shares

B

6873

398.85

Ordinary shares

S

2134

398.85

Ordinary shares

B

8444

398.80

Ordinary shares

S

10238

398.80

Ordinary shares

S

1605

398.78

Ordinary shares

B

3171

398.75

Ordinary shares

S

14252

398.75

Ordinary shares

B

1592

398.73

Ordinary shares

B

5244

398.70

Ordinary shares

S

3428

398.70

Ordinary shares

B

8078

398.68

Ordinary shares

S

8078

398.68

Ordinary shares

B

65865

398.66

Ordinary shares

S

65865

398.66

Ordinary shares

B

22426

398.65

Ordinary shares

S

1556

398.65

Ordinary shares

B

11840

398.60

Ordinary shares

S

7867

398.60

Ordinary shares

B

12113

398.55

Ordinary shares

S

7634

398.55

Ordinary shares

B

2977

398.51

Ordinary shares

S

2977

398.51

Ordinary shares

B

11399

398.50

Ordinary shares

S

4493

398.50

Ordinary shares

B

617

398.48

Ordinary shares

S

617

398.48

Ordinary shares

B

8900

398.45

Ordinary shares

S

4579

398.45

Ordinary shares

B

23200

398.40

Ordinary shares

S

3258

398.40

Ordinary shares

B

526

398.38

Ordinary shares

S

526

398.38

Ordinary shares

B

19459

398.35

Ordinary shares

S

6299

398.35

Ordinary shares

B

9341

398.30

Ordinary shares

S

4361

398.30

Ordinary shares

B

16234

398.25

Ordinary shares

S

3105

398.25

Ordinary shares

B

11118

398.20

Ordinary shares

S

5875

398.20

Ordinary shares

B

514668

398.16

Ordinary shares

S

514668

398.16

Ordinary shares

B

4922

398.15

Ordinary shares

S

1326

398.15

Ordinary shares

B

15065

398.10

Ordinary shares

S

910

398.10

Ordinary shares

B

3737

398.06

Ordinary shares

S

3737

398.06

Ordinary shares

B

7328

398.05

Ordinary shares

S

4663

398.05

Ordinary shares

B

895

398.03

Ordinary shares

B

434555

398.00

Ordinary shares

S

7400

398.00

Ordinary shares

B

476170

397.95

Ordinary shares

S

242636

397.95

Ordinary shares

B

7784

397.90

Ordinary shares

S

5740

397.87

Ordinary shares

B

9493

397.85

Ordinary shares

S

257

397.85

Ordinary shares

B

3063

397.80

Ordinary shares

S

2826

397.80

Ordinary shares

B

3915

397.78

Ordinary shares

B

27629

397.75

Ordinary shares

S

1328

397.75

Ordinary shares

B

8104

397.70

Ordinary shares

S

203

397.70

Ordinary shares

B

3553

397.65

Ordinary shares

S

380

397.65

Ordinary shares

B

5422

397.60

Ordinary shares

S

583

397.60

Ordinary shares

B

2522

397.55

Ordinary shares

S

1781

397.55

Ordinary shares

B

2144

397.50

Ordinary shares

S

1746

397.50

Ordinary shares

B

17860

397.45

Ordinary shares

S

1573

397.45

Ordinary shares

S

202

397.43

Ordinary shares

S

1629

397.40

Ordinary shares

S

888

397.38

Ordinary shares

B

126843

397.35

Ordinary shares

S

127910

397.35

Ordinary shares

B

12940

397.30

Ordinary shares

S

204

397.25

Ordinary shares

B

145821

397.23

Ordinary shares

S

145821

397.23

Ordinary shares

S

912

397.20

Ordinary shares

S

405

397.15

Ordinary shares

B

1043

397.10

Ordinary shares

S

2372

397.10

Ordinary shares

B

6987

397.02

Ordinary shares

S

6987

397.02

Ordinary shares

B

300

397.00

Ordinary shares

S

405

397.00

Ordinary shares

B

94681

396.98

Ordinary shares

S

94681

396.98

Ordinary shares

S

361

396.95

Ordinary shares

B

5033

396.90

Ordinary shares

S

2470

396.90

Ordinary shares

S

2485

396.85

Ordinary shares

B

45480

396.83

Ordinary shares

S

46850

396.83

Ordinary shares

B

91622

396.82

Ordinary shares

S

91622

396.82

Ordinary shares

S

719

396.80

Ordinary shares

S

1630

396.75

Ordinary shares

B

600

396.70

Ordinary shares

B

1664

396.65

Ordinary shares

S

407

396.65

Ordinary shares

B

13412

396.64

Ordinary shares

S

13412

396.64

Ordinary shares

S

565

396.60

Ordinary shares

B

105248

396.58

Ordinary shares

S

105248

396.58

Ordinary shares

B

80554

396.57

Ordinary shares

S

80554

396.57

Ordinary shares

B

20804

396.55

Ordinary shares

B

23499

396.52

Ordinary shares

S

23499

396.52

Ordinary shares

B

13221

396.50

Ordinary shares

S

3061

396.50

Ordinary shares

B

19080

396.45

Ordinary shares

S

608

396.45

Ordinary shares

B

2270

396.40

Ordinary shares

S

3310

396.40

Ordinary shares

B

22485

396.39

Ordinary shares

S

22485

396.39

Ordinary shares

S

1842

396.38

Ordinary shares

B

655

396.35

Ordinary shares

S

1128

396.35

Ordinary shares

B

21471

396.30

Ordinary shares

B

375

396.28

Ordinary shares

S

375

396.28

Ordinary shares

B

3275

396.27

Ordinary shares

S

3275

396.27

Ordinary shares

B

13626

396.26

Ordinary shares

S

13626

396.26

Ordinary shares

B

4086

396.25

Ordinary shares

B

4769

396.21

Ordinary shares

S

4769

396.21

Ordinary shares

B

12755

396.20

Ordinary shares

B

733

396.18

Ordinary shares

S

3913

396.18

Ordinary shares

B

16306

396.15

Ordinary shares

S

2419

396.13

Ordinary shares

B

8182

396.10

Ordinary shares

B

31095

396.05

Ordinary shares

S

575

396.05

Ordinary shares

B

583

396.03

Ordinary shares

S

583

396.03

Ordinary shares

B

26386

396.00

Ordinary shares

S

1446

396.00

Ordinary shares

B

8099

395.90

Ordinary shares

S

2603

395.90

Ordinary shares

S

303

395.88

Ordinary shares

B

203

395.85

Ordinary shares

S

1850

395.85

Ordinary shares

S

2997

395.83

Ordinary shares

B

408

395.80

Ordinary shares

S

2569

395.80

Ordinary shares

B

175

395.78

Ordinary shares

S

457

395.78

Ordinary shares

B

10348

395.75

Ordinary shares

S

1829

395.75

Ordinary shares

S

1386

395.70

Ordinary shares

S

3895

395.68

Ordinary shares

B

4955

395.65

Ordinary shares

S

1629

395.65

Ordinary shares

B

686

395.60

Ordinary shares

S

3632

395.60

Ordinary shares

B

8808

395.55

Ordinary shares

S

5472

395.55

Ordinary shares

B

592

395.50

Ordinary shares

S

4404

395.50

Ordinary shares

B

11857

395.45

Ordinary shares

S

3384

395.45

Ordinary shares

S

310

395.43

Ordinary shares

B

13041

395.41

Ordinary shares

S

13041

395.41

Ordinary shares

B

1798

395.40

Ordinary shares

S

204

395.40

Ordinary shares

B

234

395.35

Ordinary shares

S

3567

395.35

Ordinary shares

B

7438

395.30

Ordinary shares

S

206

395.30

Ordinary shares

S

2816

395.28

Ordinary shares

B

5651

395.25

Ordinary shares

S

2730

395.25

Ordinary shares

B

800

395.20

Ordinary shares

S

269

395.20

Ordinary shares

S

2895

395.18

Ordinary shares

S

205

395.15

Ordinary shares

B

709

395.10

Ordinary shares

S

3484

395.10

Ordinary shares

B

600

395.05

Ordinary shares

B

2310

395.00

Ordinary shares

S

14121

395.00

Ordinary shares

B

5034

394.95

Ordinary shares

S

1405

394.95

Ordinary shares

S

1774

394.93

Ordinary shares

B

2221

394.90

Ordinary shares

S

381

394.90

Ordinary shares

S

2364

394.85

Ordinary shares

S

2127

394.80

Ordinary shares

B

2262

394.75

Ordinary shares

S

6422

394.75

Ordinary shares

B

2627

394.73

Ordinary shares

B

3120

394.70

Ordinary shares

B

3900

394.68

Ordinary shares

B

4343

394.65

Ordinary shares

S

6184

394.65

Ordinary shares

B

5288

394.60

Ordinary shares

S

1045

394.60

Ordinary shares

B

300

394.55

Ordinary shares

S

264

394.55

Ordinary shares

S

32

394.53

Ordinary shares

B

4410

394.50

Ordinary shares

S

1067

394.50

Ordinary shares

B

622

394.45

Ordinary shares

S

2938

394.45

Ordinary shares

S

698

394.43

Ordinary shares

B

13317

394.40

Ordinary shares

S

265

394.40

Ordinary shares

B

296

394.35

Ordinary shares

S

2610

394.35

Ordinary shares

S

1172

394.33

Ordinary shares

B

1329

394.30

Ordinary shares

S

1068

394.30

Ordinary shares

B

214

394.25

Ordinary shares

S

8603

394.25

Ordinary shares

B

588

394.18

Ordinary shares

S

1214

394.18

Ordinary shares

S

330

394.15

Ordinary shares

B

328

394.10

Ordinary shares

S

1056

394.10

Ordinary shares

B

561

394.05

Ordinary shares

S

1182

394.05

Ordinary shares

S

2561

394.03

Ordinary shares

B

3313

394.00

Ordinary shares

S

32345

394.00

Ordinary shares

S

1353

393.95

Ordinary shares

S

2422

393.90

Ordinary shares

B

948

393.85

Ordinary shares

S

2650

393.85

Ordinary shares

B

780

393.80

Ordinary shares

S

1154

393.80

Ordinary shares

B

9226

393.75

Ordinary shares

S

5648

393.75

Ordinary shares

B

4388

393.70

Ordinary shares

S

209

393.70

Ordinary shares

B

5711

393.65

Ordinary shares

S

1944

393.65

Ordinary shares

B

748

393.60

Ordinary shares

S

1491

393.60

Ordinary shares

B

600

393.55

Ordinary shares

S

3995

393.55

Ordinary shares

B

1010

393.50

Ordinary shares

S

5252

393.50

Ordinary shares

S

410

393.45

Ordinary shares

B

2500

393.40

Ordinary shares

B

4074

393.35

Ordinary shares

S

522

393.35

Ordinary shares

B

1174

393.30

Ordinary shares

S

1376

393.30

Ordinary shares

B

1184

393.25

Ordinary shares

S

1134

393.25

Ordinary shares

B

400

393.20

Ordinary shares

S

251

393.20

Ordinary shares

S

46

393.10

Ordinary shares

B

2020

393.05

Ordinary shares

B

2500

393.00

Ordinary shares

S

205

393.00

Ordinary shares

S

273

392.85

Ordinary shares

B

1610

392.70

Ordinary shares

S

1691

392.70

Ordinary shares

S

500

392.50

Ordinary shares

S

344

392.30

 

Total Purchases: 3,475,171

Total Sales: 2,170,620

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

10-May-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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