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Form 8.5 (EPT/NON-RI) - Glencore International plc

27th Apr 2012 11:59

RNS Number : 2476C
Credit Suisse Securities (Eur) Ltd
27 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

26-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,219,553

0.075

4,555,467

0.066

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,219,553

0.075

4,555,467

0.066

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

49264

435.00

Ordinary shares

S

74879

435.00

Ordinary shares

B

1115

434.95

Ordinary shares

S

1864

434.95

Ordinary shares

B

25692

434.93

Ordinary shares

S

25170

434.93

Ordinary shares

B

3440

434.90

Ordinary shares

S

92

434.90

Ordinary shares

B

624

434.85

Ordinary shares

B

2051

434.80

Ordinary shares

S

822

434.80

Ordinary shares

B

1289

434.70

Ordinary shares

S

1163

434.70

Ordinary shares

B

462

434.65

Ordinary shares

S

188

434.65

Ordinary shares

B

253

434.58

Ordinary shares

B

2139

434.55

Ordinary shares

S

189

434.55

Ordinary shares

B

2313

434.50

Ordinary shares

B

268

434.48

Ordinary shares

B

1375

434.45

Ordinary shares

B

320

434.43

Ordinary shares

B

376

434.40

Ordinary shares

B

1479

434.30

Ordinary shares

B

3916

434.25

Ordinary shares

S

234

434.25

Ordinary shares

B

3557

434.20

Ordinary shares

S

188

434.20

Ordinary shares

B

419

434.18

Ordinary shares

B

379

434.15

Ordinary shares

S

188

434.15

Ordinary shares

B

447

434.13

Ordinary shares

B

3278

434.10

Ordinary shares

S

627

434.10

Ordinary shares

B

1443

434.05

Ordinary shares

B

2904

434.00

Ordinary shares

S

6025

434.00

Ordinary shares

B

1333

433.95

Ordinary shares

S

1302

433.95

Ordinary shares

B

189

433.90

Ordinary shares

S

500

433.90

Ordinary shares

B

803

433.85

Ordinary shares

S

500

433.85

Ordinary shares

B

772

433.83

Ordinary shares

B

1680

433.80

Ordinary shares

S

900

433.80

Ordinary shares

B

394

433.75

Ordinary shares

S

949

433.75

Ordinary shares

B

357

433.73

Ordinary shares

B

190

433.70

Ordinary shares

S

1590

433.70

Ordinary shares

B

2729

433.65

Ordinary shares

S

1882

433.65

Ordinary shares

B

413

433.60

Ordinary shares

S

1500

433.60

Ordinary shares

B

3443

433.55

Ordinary shares

S

2798

433.55

Ordinary shares

B

1048

433.50

Ordinary shares

S

1603

433.50

Ordinary shares

B

450

433.45

Ordinary shares

B

189

433.40

Ordinary shares

S

948

433.40

Ordinary shares

S

600

433.35

Ordinary shares

B

189

433.30

Ordinary shares

S

800

433.30

Ordinary shares

S

1800

433.25

Ordinary shares

B

189

433.20

Ordinary shares

S

854

433.20

Ordinary shares

B

503

433.18

Ordinary shares

B

2151

433.15

Ordinary shares

S

1770

433.15

Ordinary shares

S

483

433.10

Ordinary shares

B

190

433.05

Ordinary shares

S

1000

433.05

Ordinary shares

B

397

433.00

Ordinary shares

S

4738

433.00

Ordinary shares

B

286

432.98

Ordinary shares

B

741

432.90

Ordinary shares

S

529

432.90

Ordinary shares

B

576

432.80

Ordinary shares

B

3280

432.75

Ordinary shares

B

1542

432.70

Ordinary shares

B

3653

432.65

Ordinary shares

B

624

432.63

Ordinary shares

B

2412

432.55

Ordinary shares

S

2036

432.55

Ordinary shares

B

1318

432.50

Ordinary shares

S

7539

432.50

Ordinary shares

B

775

432.35

Ordinary shares

S

190

432.35

Ordinary shares

B

236

432.30

Ordinary shares

B

497

432.20

Ordinary shares

S

441

432.20

Ordinary shares

B

799

432.15

Ordinary shares

B

19542

432.14

Ordinary shares

S

19542

432.14

Ordinary shares

B

44774

432.05

Ordinary shares

S

43718

432.05

Ordinary shares

B

88839

432.00

Ordinary shares

S

85543

432.00

Ordinary shares

B

190

431.95

Ordinary shares

B

1026

431.90

Ordinary shares

B

189

431.85

Ordinary shares

S

1636

431.85

Ordinary shares

S

2099

431.80

Ordinary shares

B

425

431.70

Ordinary shares

S

379

431.70

Ordinary shares

B

1426

431.65

Ordinary shares

B

5420

431.62

Ordinary shares

S

5420

431.62

Ordinary shares

B

213

431.60

Ordinary shares

S

189

431.60

Ordinary shares

B

472

431.55

Ordinary shares

B

351

431.53

Ordinary shares

B

1735

431.50

Ordinary shares

S

380

431.50

Ordinary shares

S

2070

431.47

Ordinary shares

B

1515

431.45

Ordinary shares

S

191

431.45

Ordinary shares

B

52419

431.43

Ordinary shares

S

51827

431.43

Ordinary shares

B

3452

431.40

Ordinary shares

S

1469

431.40

Ordinary shares

S

503

431.35

Ordinary shares

B

9123

431.32

Ordinary shares

S

9123

431.32

Ordinary shares

B

1994

431.30

Ordinary shares

S

491

431.30

Ordinary shares

B

788

431.25

Ordinary shares

S

177

431.25

Ordinary shares

B

1040

431.20

Ordinary shares

S

1543

431.20

Ordinary shares

B

42341

431.16

Ordinary shares

S

42341

431.16

Ordinary shares

B

273

431.15

Ordinary shares

S

1499

431.15

Ordinary shares

B

62559

431.10

Ordinary shares

S

64521

431.10

Ordinary shares

B

381

431.05

Ordinary shares

S

3032

431.05

Ordinary shares

B

340

431.03

Ordinary shares

B

1437

431.00

Ordinary shares

S

13151

431.00

Ordinary shares

B

1182

430.95

Ordinary shares

S

1167

430.95

Ordinary shares

B

1570

430.90

Ordinary shares

S

3257

430.90

Ordinary shares

B

9391

430.86

Ordinary shares

S

9391

430.86

Ordinary shares

B

2930

430.85

Ordinary shares

S

952

430.85

Ordinary shares

B

1801

430.80

Ordinary shares

S

6329

430.80

Ordinary shares

B

378

430.78

Ordinary shares

B

1560

430.75

Ordinary shares

S

986

430.75

Ordinary shares

B

359

430.73

Ordinary shares

B

1563

430.70

Ordinary shares

S

1463

430.70

Ordinary shares

B

72880

430.68

Ordinary shares

S

72880

430.68

Ordinary shares

B

1691

430.65

Ordinary shares

S

954

430.65

Ordinary shares

B

3021

430.60

Ordinary shares

S

1708

430.60

Ordinary shares

B

345

430.58

Ordinary shares

B

583

430.55

Ordinary shares

B

6659

430.50

Ordinary shares

S

416

430.50

Ordinary shares

B

541

430.48

Ordinary shares

B

2857

430.45

Ordinary shares

S

1231

430.45

Ordinary shares

B

57929

430.43

Ordinary shares

S

57929

430.43

Ordinary shares

B

2860

430.40

Ordinary shares

S

669

430.40

Ordinary shares

B

701

430.38

Ordinary shares

B

3131

430.35

Ordinary shares

S

1083

430.35

Ordinary shares

B

6629

430.30

Ordinary shares

S

1410

430.30

Ordinary shares

B

1545

430.25

Ordinary shares

S

1741

430.25

Ordinary shares

B

1681

430.20

Ordinary shares

S

2137

430.20

Ordinary shares

B

249

430.18

Ordinary shares

B

10763

430.15

Ordinary shares

B

2781

430.10

Ordinary shares

S

6976

430.10

Ordinary shares

B

2349

430.05

Ordinary shares

S

191

430.05

Ordinary shares

B

26736

430.00

Ordinary shares

S

8065

430.00

Ordinary shares

B

2088

429.95

Ordinary shares

S

1108

429.95

Ordinary shares

B

380

429.90

Ordinary shares

S

951

429.90

Ordinary shares

B

4504

429.87

Ordinary shares

S

4504

429.87

Ordinary shares

B

6309

429.85

Ordinary shares

S

1143

429.85

Ordinary shares

B

1202

429.80

Ordinary shares

S

2037

429.80

Ordinary shares

B

6835

429.76

Ordinary shares

S

6835

429.76

Ordinary shares

B

686

429.75

Ordinary shares

S

190

429.75

Ordinary shares

B

7314

429.70

Ordinary shares

S

1433

429.70

Ordinary shares

B

710

429.65

Ordinary shares

S

1529

429.65

Ordinary shares

B

5281

429.60

Ordinary shares

S

191

429.60

Ordinary shares

B

858

429.55

Ordinary shares

S

574

429.55

Ordinary shares

B

237

429.53

Ordinary shares

B

6434

429.50

Ordinary shares

S

6234

429.50

Ordinary shares

B

491

429.45

Ordinary shares

B

6475

429.43

Ordinary shares

S

6475

429.43

Ordinary shares

B

5016

429.40

Ordinary shares

B

1913

429.35

Ordinary shares

B

222

429.33

Ordinary shares

B

190

429.30

Ordinary shares

S

5852

429.30

Ordinary shares

B

1044

429.25

Ordinary shares

B

1500

429.20

Ordinary shares

B

2586

429.15

Ordinary shares

S

191

429.15

Ordinary shares

B

575

429.10

Ordinary shares

S

2027

429.10

Ordinary shares

B

1101

429.05

Ordinary shares

S

191

429.05

Ordinary shares

B

4669

429.00

Ordinary shares

S

1738

429.00

Ordinary shares

B

223

428.95

Ordinary shares

S

191

428.95

Ordinary shares

B

555

428.90

Ordinary shares

S

105

428.90

Ordinary shares

B

192

428.85

Ordinary shares

S

349

428.85

Ordinary shares

B

5627

428.80

Ordinary shares

S

997

428.80

Ordinary shares

B

2161

428.75

Ordinary shares

S

777

428.75

Ordinary shares

B

2354

428.70

Ordinary shares

S

381

428.70

Ordinary shares

S

891

428.60

Ordinary shares

S

1293

428.55

Ordinary shares

B

1830

428.50

Ordinary shares

S

765

428.50

Ordinary shares

B

383

428.45

Ordinary shares

S

204

428.45

Ordinary shares

B

191

428.40

Ordinary shares

S

293

428.40

Ordinary shares

B

191

428.35

Ordinary shares

S

5191

428.35

Ordinary shares

B

382

428.30

Ordinary shares

S

922

428.30

Ordinary shares

B

383

428.25

Ordinary shares

S

191

428.25

Ordinary shares

B

191

428.20

Ordinary shares

S

1091

428.20

Ordinary shares

B

382

428.15

Ordinary shares

B

383

428.10

Ordinary shares

S

191

428.10

Ordinary shares

B

575

428.05

Ordinary shares

B

24113

428.00

Ordinary shares

S

12468

428.00

Ordinary shares

S

862

427.95

Ordinary shares

S

511

427.90

 

Total Purchases: 820,816

Total Sales: 751,536

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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