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Form 8.5 (EPT/NON-RI) Glencore International Plc

10th May 2012 11:37

RNS Number : 0759D
Nomura International PLC (EPT)
10 May 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

09 May 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,660,292

0.082

3,268,478

0.047

(2) Derivatives (other than options):

954,736

0.014

(3) Options and agreements to purchase/sell:

 

TOTAL:

5,660,292

0.082

4,223,214

0.061

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,500,000

0.196

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,500,000

0.196

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,377

3.9215

Ordinary shares

Purchase

3,642

3.9235

Ordinary shares

Purchase

700

3.9240

Ordinary shares

Purchase

948

3.9245

Ordinary shares

Purchase

1,639

3.9255

Ordinary shares

Purchase

5,674

3.9290

Ordinary shares

Purchase

5,000

3.9300

Ordinary shares

Purchase

2,312

3.9305

Ordinary shares

Purchase

1,500

3.9325

Ordinary shares

Purchase

1,873

3.9330

Ordinary shares

Purchase

4,873

3.9333

Ordinary shares

Purchase

1,938

3.9335

Ordinary shares

Purchase

1,133

3.9340

Ordinary shares

Purchase

550

3.9345

Ordinary shares

Purchase

3,637

3.9350

Ordinary shares

Purchase

7,436

3.9355

Ordinary shares

Purchase

19,968

3.9360

Ordinary shares

Purchase

492

3.9365

Ordinary shares

Purchase

2,103

3.9375

Ordinary shares

Purchase

4,857

3.9378

Ordinary shares

Purchase

2,798

3.9380

Ordinary shares

Purchase

2,068

3.9390

Ordinary shares

Purchase

11,178

3.9395

Ordinary shares

Purchase

32,575

3.9400

Ordinary shares

Purchase

2,849

3.9405

Ordinary shares

Purchase

694

3.9410

Ordinary shares

Purchase

1,344

3.9415

Ordinary shares

Purchase

74,200

3.9419

Ordinary shares

Purchase

1,125

3.9430

Ordinary shares

Purchase

1,839

3.9435

Ordinary shares

Purchase

1,153

3.9450

Ordinary shares

Purchase

1,147

3.9460

Ordinary shares

Purchase

1,732

3.9470

Ordinary shares

Purchase

633

3.9475

Ordinary shares

Purchase

1,876

3.9495

Ordinary shares

Purchase

6,615

3.9500

Ordinary shares

Purchase

5,431

3.9503

Ordinary shares

Purchase

6,137

3.9505

Ordinary shares

Purchase

4,569

3.9515

Ordinary shares

Purchase

3,029

3.9520

Ordinary shares

Purchase

5,313

3.9525

Ordinary shares

Purchase

2,551

3.9530

Ordinary shares

Purchase

3,148

3.9535

Ordinary shares

Purchase

5,364

3.9540

Ordinary shares

Purchase

5,067

3.9545

Ordinary shares

Purchase

68,441

3.9550

Ordinary shares

Purchase

2,918

3.9555

Ordinary shares

Purchase

4,883

3.9560

Ordinary shares

Purchase

4,244

3.9565

Ordinary shares

Purchase

3,731

3.9570

Ordinary shares

Purchase

4,578

3.9575

Ordinary shares

Purchase

3,763

3.9580

Ordinary shares

Purchase

1,671

3.9585

Ordinary shares

Purchase

2,553

3.9590

Ordinary shares

Purchase

1,776

3.9595

Ordinary shares

Purchase

19,944

3.9600

Ordinary shares

Purchase

700

3.9605

Ordinary shares

Purchase

1,000

3.9610

Ordinary shares

Purchase

1,421

3.9611

Ordinary shares

Purchase

3,011

3.9615

Ordinary shares

Purchase

13,764

3.9620

Ordinary shares

Purchase

4,422

3.9630

Ordinary shares

Purchase

3,000

3.9635

Ordinary shares

Purchase

6,465

3.9640

Ordinary shares

Purchase

1,146

3.9645

Ordinary shares

Purchase

4,871

3.9648

Ordinary shares

Purchase

8,693

3.9650

Ordinary shares

Purchase

624

3.9655

Ordinary shares

Purchase

7,332

3.9660

Ordinary shares

Purchase

4,385

3.9665

Ordinary shares

Purchase

2,636

3.9670

Ordinary shares

Purchase

14,935

3.9675

Ordinary shares

Purchase

5,476

3.9680

Ordinary shares

Purchase

8,584

3.9685

Ordinary shares

Purchase

17,393

3.9690

Ordinary shares

Purchase

20,121

3.9695

Ordinary shares

Purchase

86,234

3.9700

Ordinary shares

Purchase

6,352

3.9703

Ordinary shares

Purchase

11,117

3.9710

Ordinary shares

Purchase

6,819

3.9713

Ordinary shares

Purchase

7,328

3.9715

Ordinary shares

Purchase

70,232

3.9720

Ordinary shares

Purchase

9,636

3.9725

Ordinary shares

Purchase

4,724

3.9730

Ordinary shares

Purchase

433

3.9735

Ordinary shares

Purchase

2,818

3.9740

Ordinary shares

Purchase

6,539

3.9745

Ordinary shares

Purchase

3,540

3.9750

Ordinary shares

Purchase

1,407

3.9755

Ordinary shares

Purchase

7,694

3.9760

Ordinary shares

Purchase

5,262

3.9765

Ordinary shares

Purchase

12,795

3.9770

Ordinary shares

Purchase

10,267

3.9775

Ordinary shares

Purchase

12,872

3.9780

Ordinary shares

Purchase

2,932

3.9785

Ordinary shares

Purchase

3,323

3.9790

Ordinary shares

Purchase

61,660

3.9795

Ordinary shares

Purchase

41,436

3.9800

Ordinary shares

Purchase

12,611

3.9805

Ordinary shares

Purchase

10,772

3.9810

Ordinary shares

Purchase

11,343

3.9815

Ordinary shares

Purchase

15,531

3.9820

Ordinary shares

Purchase

9,690

3.9825

Ordinary shares

Purchase

24,462

3.9830

Ordinary shares

Purchase

1,695

3.9835

Ordinary shares

Purchase

26,318

3.9840

Ordinary shares

Purchase

11,450

3.9845

Ordinary shares

Purchase

4,811

3.9850

Ordinary shares

Purchase

380

3.9855

Ordinary shares

Purchase

24,635

3.9860

Ordinary shares

Purchase

5,640

3.9865

Ordinary shares

Purchase

5,249

3.9870

Ordinary shares

Purchase

17,193

3.9875

Ordinary shares

Purchase

22,878

3.9880

Ordinary shares

Purchase

380

3.9885

Ordinary shares

Purchase

11,014

3.9890

Ordinary shares

Purchase

3,360

3.9895

Ordinary shares

Purchase

12,034

3.9900

Ordinary shares

Purchase

969

3.9905

Ordinary shares

Purchase

662

3.9915

Ordinary shares

Purchase

52,435

3.9920

Ordinary shares

Purchase

988

3.9925

Ordinary shares

Purchase

4,468

3.9930

Ordinary shares

Purchase

1,988

3.9935

Ordinary shares

Purchase

6,726

3.9940

Ordinary shares

Purchase

6,546

3.9950

Ordinary shares

Purchase

2,565

3.9955

Ordinary shares

Purchase

1,589

3.9960

Ordinary shares

Purchase

3,902

3.9965

Ordinary shares

Purchase

164

3.9970

Ordinary shares

Purchase

648

3.9975

Ordinary shares

Purchase

1,022

3.9980

Ordinary shares

Purchase

8,519

3.9985

Ordinary shares

Purchase

47,357

4.0000

Ordinary shares

Purchase

3,951

4.0005

Ordinary shares

Purchase

5,783

4.0010

Ordinary shares

Purchase

15,214

4.0015

Ordinary shares

Purchase

10,062

4.0025

Ordinary shares

Purchase

5,501

4.0030

Ordinary shares

Purchase

6,962

4.0040

Ordinary shares

Purchase

1,318

4.0045

Ordinary shares

Purchase

39,698

4.0050

Ordinary shares

Purchase

1,000

4.0055

Ordinary shares

Purchase

1,386

4.0060

Ordinary shares

Purchase

204

4.0065

Ordinary shares

Purchase

1,645

4.0067

Ordinary shares

Purchase

3,312

4.0070

Ordinary shares

Purchase

7,084

4.0075

Ordinary shares

Purchase

940

4.0085

Ordinary shares

Purchase

4,476

4.0090

Ordinary shares

Purchase

4,429

4.0095

Ordinary shares

Purchase

3,628

4.0100

Ordinary shares

Purchase

104

4.0105

Ordinary shares

Purchase

25,000

4.0125

Ordinary shares

Purchase

703

4.0140

Ordinary shares

Purchase

1,233

4.0145

Ordinary shares

Purchase

2,681

4.0150

Ordinary shares

Purchase

6,130

4.0160

Ordinary shares

Purchase

62,786

4.0175

Ordinary shares

Purchase

1,553

4.0180

Ordinary shares

Purchase

154

4.0185

Ordinary shares

Purchase

1,589

4.0190

Ordinary shares

Purchase

555

4.0195

Ordinary shares

Purchase

1,541

4.0225

Ordinary shares

Sale

2,386

3.9225

Ordinary shares

Sale

9,663

3.9265

Ordinary shares

Sale

2,815

3.9270

Ordinary shares

Sale

1,961

3.9280

Ordinary shares

Sale

764

3.9285

Ordinary shares

Sale

4,824

3.9300

Ordinary shares

Sale

1,405

3.9305

Ordinary shares

Sale

503

3.9310

Ordinary shares

Sale

5,991

3.9325

Ordinary shares

Sale

9,650

3.9335

Ordinary shares

Sale

2,500

3.9340

Ordinary shares

Sale

5,862

3.9345

Ordinary shares

Sale

9,560

3.9350

Ordinary shares

Sale

2,922

3.9355

Ordinary shares

Sale

10,072

3.9365

Ordinary shares

Sale

546

3.9370

Ordinary shares

Sale

1,950

3.9375

Ordinary shares

Sale

4,740

3.9380

Ordinary shares

Sale

3,829

3.9385

Ordinary shares

Sale

39,897

3.9400

Ordinary shares

Sale

287

3.9405

Ordinary shares

Sale

5,602

3.9420

Ordinary shares

Sale

15,921

3.9430

Ordinary shares

Sale

3,341

3.9435

Ordinary shares

Sale

75,368

3.9440

Ordinary shares

Sale

1,899

3.9445

Ordinary shares

Sale

5,000

3.9450

Ordinary shares

Sale

1,200

3.9460

Ordinary shares

Sale

1,800

3.9465

Ordinary shares

Sale

4,140

3.9470

Ordinary shares

Sale

1,320

3.9475

Ordinary shares

Sale

21,347

3.9480

Ordinary shares

Sale

2,376

3.9485

Ordinary shares

Sale

3,633

3.9490

Ordinary shares

Sale

24,117

3.9500

Ordinary shares

Sale

5,000

3.9505

Ordinary shares

Sale

2,380

3.9510

Ordinary shares

Sale

3,897

3.9515

Ordinary shares

Sale

9,064

3.9520

Ordinary shares

Sale

5,510

3.9525

Ordinary shares

Sale

1,369

3.9530

Ordinary shares

Sale

835

3.9540

Ordinary shares

Sale

12,969

3.9545

Ordinary shares

Sale

76,286

3.9550

Ordinary shares

Sale

2,670

3.9555

Ordinary shares

Sale

1,500

3.9560

Ordinary shares

Sale

6,388

3.9565

Ordinary shares

Sale

100

3.9570

Ordinary shares

Sale

13,052

3.9575

Ordinary shares

Sale

613

3.9580

Ordinary shares

Sale

1,580

3.9585

Ordinary shares

Sale

7,210

3.9590

Ordinary shares

Sale

2,341

3.9595

Ordinary shares

Sale

42,931

3.9600

Ordinary shares

Sale

22,472

3.9605

Ordinary shares

Sale

4,937

3.9610

Ordinary shares

Sale

11,947

3.9615

Ordinary shares

Sale

801

3.9620

Ordinary shares

Sale

4,086

3.9625

Ordinary shares

Sale

29,487

3.9630

Ordinary shares

Sale

2,056

3.9635

Ordinary shares

Sale

9,981

3.9645

Ordinary shares

Sale

15,441

3.9650

Ordinary shares

Sale

24,432

3.9655

Ordinary shares

Sale

4,489

3.9660

Ordinary shares

Sale

2,821

3.9670

Ordinary shares

Sale

1,739

3.9680

Ordinary shares

Sale

926

3.9685

Ordinary shares

Sale

1,947

3.9690

Ordinary shares

Sale

1,400

3.9695

Ordinary shares

Sale

3,660

3.9700

Ordinary shares

Sale

596

3.9710

Ordinary shares

Sale

9,233

3.9715

Ordinary shares

Sale

4,713

3.9720

Ordinary shares

Sale

2,399

3.9725

Ordinary shares

Sale

7,816

3.9730

Ordinary shares

Sale

991

3.9735

Ordinary shares

Sale

6,952

3.9740

Ordinary shares

Sale

23,733

3.9745

Ordinary shares

Sale

449

3.9750

Ordinary shares

Sale

2,000

3.9755

Ordinary shares

Sale

481

3.9760

Ordinary shares

Sale

4,923

3.9765

Ordinary shares

Sale

6,549

3.9770

Ordinary shares

Sale

6,743

3.9775

Ordinary shares

Sale

13,112

3.9780

Ordinary shares

Sale

11,834

3.9785

Ordinary shares

Sale

16,909

3.9790

Ordinary shares

Sale

75,370

3.9795

Ordinary shares

Sale

182,646

3.9800

Ordinary shares

Sale

10,372

3.9805

Ordinary shares

Sale

10,071

3.9810

Ordinary shares

Sale

7,824

3.9815

Ordinary shares

Sale

31,381

3.9820

Ordinary shares

Sale

16,160

3.9825

Ordinary shares

Sale

5,751

3.9830

Ordinary shares

Sale

23,103

3.9835

Ordinary shares

Sale

12,858

3.9840

Ordinary shares

Sale

10,832

3.9845

Ordinary shares

Sale

34,230

3.9850

Ordinary shares

Sale

20,021

3.9855

Ordinary shares

Sale

33,631

3.9860

Ordinary shares

Sale

17,596

3.9865

Ordinary shares

Sale

12,363

3.9870

Ordinary shares

Sale

25,602

3.9875

Ordinary shares

Sale

30,620

3.9880

Ordinary shares

Sale

7,418

3.9885

Ordinary shares

Sale

20,174

3.9890

Ordinary shares

Sale

41,972

3.9895

Ordinary shares

Sale

46,315

3.9900

Ordinary shares

Sale

11,702

3.9905

Ordinary shares

Sale

11,389

3.9908

Ordinary shares

Sale

22,752

3.9910

Ordinary shares

Sale

3,831

3.9915

Ordinary shares

Sale

53,176

3.9920

Ordinary shares

Sale

40,504

3.9925

Ordinary shares

Sale

7,475

3.9930

Ordinary shares

Sale

8,915

3.9935

Ordinary shares

Sale

5,171

3.9940

Ordinary shares

Sale

12,707

3.9950

Ordinary shares

Sale

13,841

3.9955

Ordinary shares

Sale

2,032

3.9960

Ordinary shares

Sale

4,509

3.9965

Ordinary shares

Sale

9,624

3.9970

Ordinary shares

Sale

4,629

3.9975

Ordinary shares

Sale

7,503

3.9980

Ordinary shares

Sale

7,967

3.9985

Ordinary shares

Sale

4,424

3.9990

Ordinary shares

Sale

8,763

3.9995

Ordinary shares

Sale

21,945

4.0000

Ordinary shares

Sale

13,465

4.0005

Ordinary shares

Sale

9,304

4.0010

Ordinary shares

Sale

23,862

4.0015

Ordinary shares

Sale

15,349

4.0020

Ordinary shares

Sale

33,726

4.0025

Ordinary shares

Sale

16,987

4.0030

Ordinary shares

Sale

28,808

4.0035

Ordinary shares

Sale

18,724

4.0040

Ordinary shares

Sale

15,116

4.0045

Ordinary shares

Sale

56,280

4.0050

Ordinary shares

Sale

18,188

4.0055

Ordinary shares

Sale

21,608

4.0060

Ordinary shares

Sale

35,604

4.0065

Ordinary shares

Sale

12,637

4.0070

Ordinary shares

Sale

33,648

4.0075

Ordinary shares

Sale

3,706

4.0080

Ordinary shares

Sale

2,481

4.0085

Ordinary shares

Sale

26,239

4.0085

Ordinary shares

Sale

14,360

4.0090

Ordinary shares

Sale

15

4.0095

Ordinary shares

Sale

1,650

4.0100

Ordinary shares

Sale

8,767

4.0105

Ordinary shares

Sale

19,064

4.0110

Ordinary shares

Sale

11,893

4.0115

Ordinary shares

Sale

11,028

4.0120

Ordinary shares

Sale

9,319

4.0125

Ordinary shares

Sale

3,049

4.0130

Ordinary shares

Sale

11,494

4.0135

Ordinary shares

Sale

1,775

4.0140

Ordinary shares

Sale

4,243

4.0145

Ordinary shares

Sale

5,422

4.0150

Ordinary shares

Sale

3,130

4.0155

Ordinary shares

Sale

3,128

4.0165

Ordinary shares

Sale

5,091

4.0170

Ordinary shares

Sale

84,264

4.0175

Ordinary shares

Sale

6,315

4.0180

Ordinary shares

Sale

9,675

4.0185

Ordinary shares

Sale

3,088

4.0190

Ordinary shares

Sale

2,166

4.0195

Ordinary shares

Sale

380

4.0205

Ordinary shares

Sale

3,726

4.0215

Ordinary shares

Sale

1,600

4.0225

Ordinary shares

Sale

100

4.0230

Ordinary shares

Sale

600

4.0245

Ordinary shares

Sale

5,066

4.0250

 

Total Buy - 1,472,604

Total Sell - 2,302,250

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

4,618

3.9795

Ordinary Shares

SWAP

Long

1,084,478

3.9796

Ordinary Shares

SWAP

Long

19,728

3.9798

Ordinary Shares

SWAP

Long

25,220

3.9838

Ordinary Shares

SWAP

Long

2,713

4.0012

Ordinary Shares

SWAP

Short

9,581

3.9732

Ordinary Shares

SWAP

Short

1,057,441

3.9821

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

10/05/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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