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Form 8.5 (EPT/NON-RI) - Glencore International Plc

27th Feb 2012 12:12

RNS Number : 1867Y
Credit Suisse Securities (Eur) Ltd
27 February 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

24-February-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,262,311

0.134

4,726,590

0.0683

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

9,262,311

0.134

4,726,590

0.0683

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

588

441.00

Ordinary shares

S

192

440.90

Ordinary shares

S

197

440.85

Ordinary shares

B

902

440.80

Ordinary shares

S

387

440.75

Ordinary shares

B

813

440.70

Ordinary shares

S

194

440.70

Ordinary shares

B

193

440.60

Ordinary shares

B

193

440.55

Ordinary shares

B

2453

440.50

Ordinary shares

B

380

440.45

Ordinary shares

S

194

440.45

Ordinary shares

B

912

440.40

Ordinary shares

S

782

440.40

Ordinary shares

B

1315

440.35

Ordinary shares

S

404

440.35

Ordinary shares

S

621

440.30

Ordinary shares

S

1444

440.25

Ordinary shares

B

1222

440.24

Ordinary shares

S

1222

440.24

Ordinary shares

B

1748

440.20

Ordinary shares

S

3629

440.20

Ordinary shares

B

193

440.15

Ordinary shares

S

387

440.15

Ordinary shares

B

641

440.10

Ordinary shares

S

385

440.10

Ordinary shares

B

1348

440.05

Ordinary shares

S

1160

440.05

Ordinary shares

B

1583

440.00

Ordinary shares

S

387

440.00

Ordinary shares

B

2620

439.95

Ordinary shares

S

1088

439.95

Ordinary shares

B

844

439.90

Ordinary shares

S

387

439.90

Ordinary shares

B

380

439.85

Ordinary shares

B

1376

439.80

Ordinary shares

S

388

439.80

Ordinary shares

B

776

439.75

Ordinary shares

S

387

439.75

Ordinary shares

B

971

439.70

Ordinary shares

B

1356

439.65

Ordinary shares

S

193

439.65

Ordinary shares

B

1331

439.60

Ordinary shares

S

198

439.60

Ordinary shares

B

911

439.55

Ordinary shares

B

2659

439.50

Ordinary shares

B

194

439.45

Ordinary shares

B

2534

439.40

Ordinary shares

B

929

439.35

Ordinary shares

B

6508

439.30

Ordinary shares

S

1745

439.30

Ordinary shares

B

5313

439.25

Ordinary shares

S

1388

439.25

Ordinary shares

B

1917

439.20

Ordinary shares

B

2390

439.15

Ordinary shares

S

195

439.15

Ordinary shares

B

3840

439.10

Ordinary shares

S

388

439.10

Ordinary shares

B

23698

439.09

Ordinary shares

S

23698

439.09

Ordinary shares

B

4512

439.05

Ordinary shares

S

150

439.05

Ordinary shares

B

2825

439.00

Ordinary shares

B

983

438.95

Ordinary shares

S

194

438.95

Ordinary shares

B

2238

438.91

Ordinary shares

S

2238

438.91

Ordinary shares

B

1044

438.90

Ordinary shares

S

519

438.90

Ordinary shares

B

1381

438.85

Ordinary shares

S

100

438.85

Ordinary shares

B

195

438.80

Ordinary shares

B

599

438.75

Ordinary shares

S

971

438.73

Ordinary shares

B

426

438.70

Ordinary shares

S

194

438.70

Ordinary shares

B

9895

438.66

Ordinary shares

S

9895

438.66

Ordinary shares

B

2287

438.65

Ordinary shares

B

1756

438.60

Ordinary shares

S

141

438.60

Ordinary shares

B

1823

438.57

Ordinary shares

S

1823

438.57

Ordinary shares

B

891

438.55

Ordinary shares

B

370

438.50

Ordinary shares

S

4915

438.45

Ordinary shares

B

534

438.40

Ordinary shares

S

388

438.40

Ordinary shares

S

161

438.38

Ordinary shares

B

990

438.35

Ordinary shares

S

1276

438.35

Ordinary shares

B

1644

438.30

Ordinary shares

B

1722

438.25

Ordinary shares

S

387

438.25

Ordinary shares

B

1415

438.20

Ordinary shares

B

582

438.15

Ordinary shares

S

254

438.15

Ordinary shares

B

194

438.10

Ordinary shares

S

1339

438.10

Ordinary shares

B

2228

438.05

Ordinary shares

S

3177

438.05

Ordinary shares

B

13077

438.00

Ordinary shares

S

388

438.00

Ordinary shares

B

39157

437.95

Ordinary shares

S

38621

437.95

Ordinary shares

B

2408

437.90

Ordinary shares

B

2032

437.85

Ordinary shares

B

1583

437.80

Ordinary shares

S

6968

437.80

Ordinary shares

B

12133

437.77

Ordinary shares

S

12133

437.77

Ordinary shares

B

1018

437.75

Ordinary shares

S

194

437.75

Ordinary shares

B

2100

437.70

Ordinary shares

S

554

437.70

Ordinary shares

B

16667

437.66

Ordinary shares

S

16667

437.66

Ordinary shares

B

3264

437.65

Ordinary shares

S

194

437.65

Ordinary shares

B

1351

437.60

Ordinary shares

B

1082

437.55

Ordinary shares

S

194

437.55

Ordinary shares

B

29472

437.51

Ordinary shares

S

44208

437.51

Ordinary shares

B

1539

437.50

Ordinary shares

B

2132

437.45

Ordinary shares

B

8079

437.40

Ordinary shares

S

140

437.40

Ordinary shares

B

20846

437.39

Ordinary shares

S

20846

437.39

Ordinary shares

B

3354

437.35

Ordinary shares

B

2694

437.30

Ordinary shares

B

4135

437.24

Ordinary shares

S

4135

437.24

Ordinary shares

B

2684

437.20

Ordinary shares

B

5572

437.15

Ordinary shares

S

551

437.15

Ordinary shares

B

3013

437.10

Ordinary shares

B

2920

437.05

Ordinary shares

B

122755

437.02

Ordinary shares

S

122755

437.02

Ordinary shares

B

1659

437.00

Ordinary shares

S

1162

437.00

Ordinary shares

B

1182

436.95

Ordinary shares

S

2695

436.95

Ordinary shares

B

4786

436.90

Ordinary shares

S

391

436.90

Ordinary shares

B

26736

436.86

Ordinary shares

S

26736

436.86

Ordinary shares

B

1117

436.85

Ordinary shares

B

1008

436.80

Ordinary shares

B

196

436.75

Ordinary shares

S

1982

436.75

Ordinary shares

B

195

436.70

Ordinary shares

B

194

436.65

Ordinary shares

B

24453

436.61

Ordinary shares

S

24453

436.61

Ordinary shares

B

196

436.60

Ordinary shares

B

532

436.55

Ordinary shares

S

1695

436.55

Ordinary shares

B

3698

436.50

Ordinary shares

S

195

436.50

Ordinary shares

B

195

436.45

Ordinary shares

B

60

436.40

Ordinary shares

B

2033

436.35

Ordinary shares

B

274483

436.30

Ordinary shares

S

127441

436.30

Ordinary shares

B

390

436.25

Ordinary shares

S

785

436.25

Ordinary shares

B

2971

436.20

Ordinary shares

S

195

436.20

Ordinary shares

S

194

436.15

Ordinary shares

S

196

436.05

Ordinary shares

B

70164

436.03

Ordinary shares

S

70164

436.03

Ordinary shares

B

195

436.00

Ordinary shares

S

196

436.00

Ordinary shares

B

195

435.90

Ordinary shares

B

195

435.85

Ordinary shares

B

22336

435.77

Ordinary shares

S

22336

435.77

Ordinary shares

B

196

435.75

Ordinary shares

S

1079

435.75

Ordinary shares

B

1406

435.70

Ordinary shares

B

837

435.65

Ordinary shares

S

445

435.60

Ordinary shares

S

902

435.55

Ordinary shares

B

232

435.50

Ordinary shares

B

391

435.45

Ordinary shares

B

391

435.40

Ordinary shares

B

393

435.35

Ordinary shares

B

393

435.30

Ordinary shares

B

1241

435.25

Ordinary shares

B

1892

435.20

Ordinary shares

B

1461

435.15

Ordinary shares

B

910

435.10

Ordinary shares

B

10659

435.05

Ordinary shares

B

390

435.00

Ordinary shares

B

2000

434.95

Ordinary shares

S

2381

434.90

Ordinary shares

B

4762

434.89

Ordinary shares

S

2381

434.89

Ordinary shares

B

1998

434.85

Ordinary shares

B

5000

434.80

Ordinary shares

B

1086

434.75

Ordinary shares

B

1598

434.65

Ordinary shares

S

215

434.65

Ordinary shares

B

393

434.55

Ordinary shares

S

924

434.50

Ordinary shares

S

1500

434.40

Ordinary shares

S

1500

434.35

Ordinary shares

B

2509

434.25

Ordinary shares

S

1436

434.25

Ordinary shares

B

917

434.15

Ordinary shares

B

1080

434.10

Ordinary shares

B

9134

434.00

Ordinary shares

B

3782

433.95

Ordinary shares

B

1934

433.90

Ordinary shares

B

4689

433.84

Ordinary shares

S

4689

433.84

Ordinary shares

B

11592

433.83

Ordinary shares

S

11592

433.83

Ordinary shares

B

1500

433.60

Ordinary shares

B

515

433.55

Ordinary shares

B

1500

433.40

Ordinary shares

B

1701

433.25

Ordinary shares

B

4556

433.20

Ordinary shares

B

1138

433.15

Ordinary shares

B

1967

433.10

Ordinary shares

B

723

433.05

Ordinary shares

B

471

433.00

Ordinary shares

B

1672

432.95

Ordinary shares

B

1602

432.90

Ordinary shares

B

400

432.85

Ordinary shares

B

1598

432.80

Ordinary shares

S

799

432.80

Ordinary shares

B

2538

432.75

Ordinary shares

B

69

432.75

 

Total Purchases: 955,017

Total Sales: 648,969

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

27-Feb-2011

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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