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Form 8.5 (EPT/NON-RI) - Glencore International Plc

16th Apr 2012 08:46

RNS Number : 3754B
Nomura International PLC (EPT)
16 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

13 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,838,725

0.099

2,710,928

0.039

(2) Derivatives (other than options):

1,195,424

0.017

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,838,725

0.099

3,906,352

0.056

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

6,524

3.9835

Ordinary shares

Purchase

8,998

3.9840

Ordinary shares

Purchase

900

3.9850

Ordinary shares

Purchase

4,460

3.9855

Ordinary shares

Purchase

1,100

3.9870

Ordinary shares

Purchase

3,427

3.9890

Ordinary shares

Purchase

6,276

3.9895

Ordinary shares

Purchase

6,723

3.9900

Ordinary shares

Purchase

8,334

3.9905

Ordinary shares

Purchase

4,309

3.9910

Ordinary shares

Purchase

796

3.9915

Ordinary shares

Purchase

21,190

3.9920

Ordinary shares

Purchase

957

3.9925

Ordinary shares

Purchase

24,972

3.9930

Ordinary shares

Purchase

10,146

3.9935

Ordinary shares

Purchase

6,591

3.9940

Ordinary shares

Purchase

63,034

3.9945

Ordinary shares

Purchase

19,194

3.9950

Ordinary shares

Purchase

5,130

3.9955

Ordinary shares

Purchase

4,014

3.9960

Ordinary shares

Purchase

3,365

3.9965

Ordinary shares

Purchase

2,814

3.9970

Ordinary shares

Purchase

10,251

3.9980

Ordinary shares

Purchase

1,002

3.9985

Ordinary shares

Purchase

200

3.9986

Ordinary shares

Purchase

2,921

3.9990

Ordinary shares

Purchase

793

3.9995

Ordinary shares

Purchase

5,948

4.0000

Ordinary shares

Purchase

400

4.0005

Ordinary shares

Purchase

1,383

4.0020

Ordinary shares

Purchase

2,317

4.0030

Ordinary shares

Purchase

4,177

4.0040

Ordinary shares

Purchase

4,165

4.0045

Ordinary shares

Purchase

5,665

4.0050

Ordinary shares

Purchase

9,513

4.0055

Ordinary shares

Purchase

136,368

4.0060

Ordinary shares

Purchase

409

4.0065

Ordinary shares

Purchase

3,000

4.0070

Ordinary shares

Purchase

23,804

4.0075

Ordinary shares

Purchase

1,190

4.0080

Ordinary shares

Purchase

1,500

4.0085

Ordinary shares

Purchase

1,104

4.0090

Ordinary shares

Purchase

3,875

4.0095

Ordinary shares

Purchase

2,648

4.0100

Ordinary shares

Purchase

2,567

4.0105

Ordinary shares

Purchase

7,280

4.0110

Ordinary shares

Purchase

5,800

4.0115

Ordinary shares

Purchase

147

4.0130

Ordinary shares

Purchase

793

4.0135

Ordinary shares

Purchase

8,126

4.0140

Ordinary shares

Purchase

2

4.0145

Ordinary shares

Purchase

572

4.0155

Ordinary shares

Purchase

3,647

4.0160

Ordinary shares

Purchase

1,476

4.0165

Ordinary shares

Purchase

1,263

4.0175

Ordinary shares

Purchase

2,857

4.0180

Ordinary shares

Purchase

795

4.0185

Ordinary shares

Purchase

5,431

4.0195

Ordinary shares

Purchase

350

4.0200

Ordinary shares

Purchase

987

4.0205

Ordinary shares

Purchase

468

4.0210

Ordinary shares

Purchase

1,880

4.0215

Ordinary shares

Purchase

10,302

4.0220

Ordinary shares

Purchase

1,266

4.0225

Ordinary shares

Purchase

1,402

4.0230

Ordinary shares

Purchase

1,450

4.0250

Ordinary shares

Purchase

297

4.0260

Ordinary shares

Purchase

1,500

4.0265

Ordinary shares

Purchase

528

4.0275

Ordinary shares

Purchase

2,000

4.0280

Ordinary shares

Purchase

839

4.0305

Ordinary shares

Purchase

894

4.0330

Ordinary shares

Purchase

1,255

4.0335

Ordinary shares

Purchase

1,658

4.0370

Ordinary shares

Purchase

791

4.0375

Ordinary shares

Purchase

206

4.0390

Ordinary shares

Purchase

2,110

4.0400

Ordinary shares

Purchase

571

4.0405

Ordinary shares

Purchase

8,242

4.0410

Ordinary shares

Purchase

600

4.0415

Ordinary shares

Purchase

831

4.0420

Ordinary shares

Purchase

5,318

4.0425

Ordinary shares

Purchase

3,513

4.0430

Ordinary shares

Purchase

5,700

4.0435

Ordinary shares

Purchase

600

4.0440

Ordinary shares

Purchase

5,127

4.0445

Ordinary shares

Purchase

36,805

4.0450

Ordinary shares

Purchase

4,632

4.0455

Ordinary shares

Purchase

7,861

4.0460

Ordinary shares

Purchase

4,858

4.0465

Ordinary shares

Purchase

5,386

4.0470

Ordinary shares

Purchase

17,419

4.0475

Ordinary shares

Purchase

180

4.0480

Ordinary shares

Purchase

4,279

4.0485

Ordinary shares

Purchase

3,344

4.0490

Ordinary shares

Purchase

437

4.0495

Ordinary shares

Purchase

9,967

4.0500

Ordinary shares

Purchase

10,720

4.0505

Ordinary shares

Purchase

10,159

4.0510

Ordinary shares

Purchase

10,455

4.0515

Ordinary shares

Purchase

2,664

4.0520

Ordinary shares

Purchase

6,658

4.0525

Ordinary shares

Purchase

9,185

4.0530

Ordinary shares

Purchase

12,595

4.0535

Ordinary shares

Purchase

6,324

4.0540

Ordinary shares

Purchase

489

4.0545

Ordinary shares

Purchase

3,817

4.0550

Ordinary shares

Purchase

3,549

4.0555

Ordinary shares

Purchase

372

4.0560

Ordinary shares

Purchase

928

4.0565

Ordinary shares

Purchase

6,098

4.0570

Ordinary shares

Purchase

13,423

4.0575

Ordinary shares

Purchase

6,745

4.0580

Ordinary shares

Purchase

2,528

4.0585

Ordinary shares

Purchase

10,164

4.0590

Ordinary shares

Purchase

7,309

4.0595

Ordinary shares

Purchase

12,897

4.0600

Ordinary shares

Purchase

2,655

4.0605

Ordinary shares

Purchase

14,024

4.0610

Ordinary shares

Purchase

1,760

4.0615

Ordinary shares

Purchase

4,920

4.0620

Ordinary shares

Purchase

5,066

4.0625

Ordinary shares

Purchase

966

4.0630

Ordinary shares

Purchase

4,239

4.0635

Ordinary shares

Purchase

5,408

4.0640

Ordinary shares

Purchase

697

4.0645

Ordinary shares

Purchase

17,885

4.0650

Ordinary shares

Purchase

7,491

4.0655

Ordinary shares

Purchase

7,380

4.0660

Ordinary shares

Purchase

14,465

4.0665

Ordinary shares

Purchase

6,993

4.0670

Ordinary shares

Purchase

1,497

4.0680

Ordinary shares

Purchase

11,218

4.0685

Ordinary shares

Purchase

2,069

4.0690

Ordinary shares

Purchase

1,405

4.0695

Ordinary shares

Purchase

3,001

4.0705

Ordinary shares

Purchase

1,729

4.0710

Ordinary shares

Purchase

1,765

4.0715

Ordinary shares

Purchase

4,375

4.0720

Ordinary shares

Purchase

6,035

4.0725

Ordinary shares

Purchase

9,038

4.0730

Ordinary shares

Purchase

12,053

4.0745

Ordinary shares

Purchase

4,734

4.0750

Ordinary shares

Purchase

1,537

4.0760

Ordinary shares

Purchase

1,144

4.0785

Ordinary shares

Purchase

790

4.0810

Ordinary shares

Purchase

11,828

4.0840

Ordinary shares

Purchase

566

4.0845

Ordinary shares

Purchase

2,041

4.0850

Ordinary shares

Purchase

900

4.0855

Ordinary shares

Purchase

900

4.0865

Ordinary shares

Purchase

2,605

4.0870

Ordinary shares

Purchase

2,060

4.0880

Ordinary shares

Purchase

225

4.0885

Ordinary shares

Purchase

154

4.0890

Ordinary shares

Purchase

4,949

4.0900

Ordinary shares

Purchase

180

4.0905

Ordinary shares

Purchase

791

4.0925

Ordinary shares

Purchase

2,329

4.0950

Ordinary shares

Sale

288

3.9835

Ordinary shares

Sale

7,421

3.9865

Ordinary shares

Sale

295

3.9880

Ordinary shares

Sale

1,552

3.9905

Ordinary shares

Sale

2,197

3.9915

Ordinary shares

Sale

4,754

3.9920

Ordinary shares

Sale

8,089

3.9925

Ordinary shares

Sale

2,174

3.9930

Ordinary shares

Sale

1,892

3.9935

Ordinary shares

Sale

5,873

3.9940

Ordinary shares

Sale

19,342

3.9945

Ordinary shares

Sale

3,503

3.9950

Ordinary shares

Sale

6,125

3.9955

Ordinary shares

Sale

12,936

3.9960

Ordinary shares

Sale

9,885

3.9965

Ordinary shares

Sale

2,452

3.9970

Ordinary shares

Sale

8,715

3.9975

Ordinary shares

Sale

22,317

3.9980

Ordinary shares

Sale

1,932

3.9985

Ordinary shares

Sale

4,425

3.9990

Ordinary shares

Sale

2,988

3.9995

Ordinary shares

Sale

30,571

4.0000

Ordinary shares

Sale

2,400

4.0005

Ordinary shares

Sale

1,500

4.0010

Ordinary shares

Sale

900

4.0015

Ordinary shares

Sale

1,500

4.0020

Ordinary shares

Sale

1,901

4.0030

Ordinary shares

Sale

1,439

4.0035

Ordinary shares

Sale

1,765

4.0040

Ordinary shares

Sale

1,812

4.0045

Ordinary shares

Sale

4,037

4.0050

Ordinary shares

Sale

3,885

4.0055

Ordinary shares

Sale

2,250

4.0065

Ordinary shares

Sale

3,611

4.0070

Ordinary shares

Sale

342

4.0075

Ordinary shares

Sale

2,693

4.0085

Ordinary shares

Sale

5,153

4.0090

Ordinary shares

Sale

2,490

4.0095

Ordinary shares

Sale

12,690

4.0100

Ordinary shares

Sale

2,525

4.0105

Ordinary shares

Sale

5,213

4.0115

Ordinary shares

Sale

2,267

4.0125

Ordinary shares

Sale

2,856

4.0130

Ordinary shares

Sale

869

4.0135

Ordinary shares

Sale

1,300

4.0140

Ordinary shares

Sale

500

4.0145

Ordinary shares

Sale

900

4.0150

Ordinary shares

Sale

3,022

4.0155

Ordinary shares

Sale

5,380

4.0160

Ordinary shares

Sale

393

4.0170

Ordinary shares

Sale

239

4.0205

Ordinary shares

Sale

1,664

4.0210

Ordinary shares

Sale

800

4.0250

Ordinary shares

Sale

2,990

4.0270

Ordinary shares

Sale

15,864

4.0274

Ordinary shares

Sale

2,722

4.0275

Ordinary shares

Sale

1,320

4.0280

Ordinary shares

Sale

344

4.0290

Ordinary shares

Sale

1,046

4.0295

Ordinary shares

Sale

648

4.0300

Ordinary shares

Sale

1,500

4.0305

Ordinary shares

Sale

7,730

4.0310

Ordinary shares

Sale

4,956

4.0320

Ordinary shares

Sale

2,247

4.0335

Ordinary shares

Sale

840

4.0345

Ordinary shares

Sale

336

4.0355

Ordinary shares

Sale

2,393

4.0395

Ordinary shares

Sale

891

4.0400

Ordinary shares

Sale

1,604

4.0410

Ordinary shares

Sale

3,797

4.0415

Ordinary shares

Sale

1,316

4.0420

Ordinary shares

Sale

7,281

4.0435

Ordinary shares

Sale

651

4.0440

Ordinary shares

Sale

1,475

4.0445

Ordinary shares

Sale

1,848

4.0450

Ordinary shares

Sale

2,899

4.0455

Ordinary shares

Sale

4,983

4.0460

Ordinary shares

Sale

2,499

4.0465

Ordinary shares

Sale

18,034

4.0470

Ordinary shares

Sale

6,296

4.0475

Ordinary shares

Sale

2,936

4.0480

Ordinary shares

Sale

1,388

4.0485

Ordinary shares

Sale

3,670

4.0490

Ordinary shares

Sale

1,134

4.0495

Ordinary shares

Sale

720

4.0496

Ordinary shares

Sale

5,626

4.0500

Ordinary shares

Sale

9,893

4.0510

Ordinary shares

Sale

3,938

4.0515

Ordinary shares

Sale

1,785

4.0520

Ordinary shares

Sale

3,595

4.0525

Ordinary shares

Sale

568

4.0530

Ordinary shares

Sale

8,660

4.0535

Ordinary shares

Sale

4,019

4.0540

Ordinary shares

Sale

3,289

4.0545

Ordinary shares

Sale

6,572

4.0550

Ordinary shares

Sale

4,431

4.0555

Ordinary shares

Sale

9,339

4.0560

Ordinary shares

Sale

15,423

4.0565

Ordinary shares

Sale

1,707

4.0570

Ordinary shares

Sale

7,801

4.0575

Ordinary shares

Sale

4,231

4.0580

Ordinary shares

Sale

8,144

4.0585

Ordinary shares

Sale

9,251

4.0590

Ordinary shares

Sale

2,174

4.0595

Ordinary shares

Sale

16,673

4.0600

Ordinary shares

Sale

15,962

4.0605

Ordinary shares

Sale

13,597

4.0610

Ordinary shares

Sale

1,071

4.0615

Ordinary shares

Sale

13,981

4.0620

Ordinary shares

Sale

12,296

4.0625

Ordinary shares

Sale

26,942

4.0630

Ordinary shares

Sale

5,608

4.0635

Ordinary shares

Sale

5,593

4.0640

Ordinary shares

Sale

7,415

4.0645

Ordinary shares

Sale

9,113

4.0650

Ordinary shares

Sale

3,655

4.0655

Ordinary shares

Sale

3,659

4.0660

Ordinary shares

Sale

1,084

4.0665

Ordinary shares

Sale

7,925

4.0670

Ordinary shares

Sale

8,604

4.0675

Ordinary shares

Sale

9,447

4.0680

Ordinary shares

Sale

367

4.0685

Ordinary shares

Sale

7,873

4.0690

Ordinary shares

Sale

1,280

4.0695

Ordinary shares

Sale

8,294

4.0700

Ordinary shares

Sale

7,688

4.0705

Ordinary shares

Sale

4,092

4.0710

Ordinary shares

Sale

12,364

4.0715

Ordinary shares

Sale

1,824

4.0720

Ordinary shares

Sale

11,812

4.0725

Ordinary shares

Sale

4,204

4.0730

Ordinary shares

Sale

263

4.0735

Ordinary shares

Sale

6,784

4.0740

Ordinary shares

Sale

1,115

4.0745

Ordinary shares

Sale

5,106

4.0750

Ordinary shares

Sale

8,579

4.0755

Ordinary shares

Sale

3,271

4.0760

Ordinary shares

Sale

4,501

4.0765

Ordinary shares

Sale

9,913

4.0770

Ordinary shares

Sale

4,410

4.0775

Ordinary shares

Sale

4,577

4.0780

Ordinary shares

Sale

380

4.0785

Ordinary shares

Sale

426

4.0790

Ordinary shares

Sale

152

4.0800

Ordinary shares

Sale

1,179

4.0815

Ordinary shares

Sale

307

4.0820

Ordinary shares

Sale

3,837

4.0825

Ordinary shares

Sale

252

4.0830

Ordinary shares

Sale

743

4.0845

Ordinary shares

Sale

416

4.0850

Ordinary shares

Sale

991

4.0855

Ordinary shares

Sale

2,040

4.0860

Ordinary shares

Sale

8,576

4.0865

Ordinary shares

Sale

3,817

4.0870

Ordinary shares

Sale

2,654

4.0875

Ordinary shares

Sale

1,493

4.0880

Ordinary shares

Sale

744

4.0900

Ordinary shares

Sale

80

4.0905

Ordinary shares

Sale

2,653

4.0910

Ordinary shares

Sale

2,310

4.0915

Ordinary shares

Sale

2,572

4.0930

Ordinary shares

Sale

583

4.0950

 

Total Buy - 955,442

Total Sell - 763,973

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

696,379

4.0450

Ordinary Shares

SWAP

Short

4,894

3.9980

Ordinary Shares

SWAP

Short

801,903

4.0332

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

16/04/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOIFMRTMBIBMIT

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FTSE 100 Latest
Value8,854.18
Change47.65