Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) Glencore International Plc

20th Mar 2012 09:52

RNS Number : 6817Z
Nomura International PLC (EPT)
20 March 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

19 March 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,187,640

0.060

3,065,054

0.044

(2) Derivatives (other than options):

86,102

0.001

(3) Options and agreements to purchase/sell:

 

TOTAL:

4,187,640

0.060

3,151,156

0.045

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

800,000

0.035

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

800,000

0.035

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

380

4.1435

Ordinary shares

Purchase

2,043

4.1475

Ordinary shares

Purchase

6,410

4.1490

Ordinary shares

Purchase

6,236

4.1495

Ordinary shares

Purchase

2,884

4.1500

Ordinary shares

Purchase

4,874

4.1505

Ordinary shares

Purchase

5,101

4.1510

Ordinary shares

Purchase

1,588

4.1515

Ordinary shares

Purchase

3,050

4.1520

Ordinary shares

Purchase

9,310

4.1525

Ordinary shares

Purchase

10,104

4.1530

Ordinary shares

Purchase

6,731

4.1535

Ordinary shares

Purchase

10,051

4.1540

Ordinary shares

Purchase

851

4.1545

Ordinary shares

Purchase

7,553

4.1550

Ordinary shares

Purchase

5,598

4.1555

Ordinary shares

Purchase

3,922

4.1560

Ordinary shares

Purchase

7,757

4.1565

Ordinary shares

Purchase

8,015

4.1570

Ordinary shares

Purchase

13,829

4.1575

Ordinary shares

Purchase

9,136

4.1580

Ordinary shares

Purchase

10,223

4.1585

Ordinary shares

Purchase

1,712

4.1590

Ordinary shares

Purchase

4,887

4.1595

Ordinary shares

Purchase

9,634

4.1600

Ordinary shares

Purchase

380

4.1605

Ordinary shares

Purchase

4,647

4.1610

Ordinary shares

Purchase

10,279

4.1615

Ordinary shares

Purchase

1,400

4.1620

Ordinary shares

Purchase

1,415

4.1625

Ordinary shares

Purchase

1,939

4.1635

Ordinary shares

Purchase

767

4.1640

Ordinary shares

Purchase

10,881

4.1645

Ordinary shares

Purchase

767

4.1650

Ordinary shares

Purchase

769

4.1655

Ordinary shares

Purchase

1,000

4.1660

Ordinary shares

Purchase

8,502

4.1665

Ordinary shares

Purchase

2,299

4.1670

Ordinary shares

Purchase

6,136

4.1675

Ordinary shares

Purchase

2,904

4.1680

Ordinary shares

Purchase

9,580

4.1685

Ordinary shares

Purchase

995

4.1690

Ordinary shares

Purchase

4,408

4.1695

Ordinary shares

Purchase

5,322

4.1700

Ordinary shares

Purchase

711

4.1705

Ordinary shares

Purchase

4,596

4.1710

Ordinary shares

Purchase

5,778

4.1715

Ordinary shares

Purchase

869

4.1725

Ordinary shares

Purchase

2,765

4.1730

Ordinary shares

Purchase

100

4.1735

Ordinary shares

Purchase

7,528

4.1740

Ordinary shares

Purchase

1,912

4.1745

Ordinary shares

Purchase

1,770

4.1750

Ordinary shares

Purchase

11,262

4.1755

Ordinary shares

Purchase

13,792

4.1760

Ordinary shares

Purchase

4,247

4.1765

Ordinary shares

Purchase

5,596

4.1770

Ordinary shares

Purchase

3,169

4.1775

Ordinary shares

Purchase

3,850

4.1780

Ordinary shares

Purchase

2,686

4.1783

Ordinary shares

Purchase

9,999

4.1785

Ordinary shares

Purchase

10,141

4.1790

Ordinary shares

Purchase

1,776

4.1800

Ordinary shares

Purchase

2,001

4.1805

Ordinary shares

Purchase

14,195

4.1810

Ordinary shares

Purchase

4,910

4.1815

Ordinary shares

Purchase

2,846

4.1820

Ordinary shares

Purchase

3,238

4.1825

Ordinary shares

Purchase

1,564

4.1830

Ordinary shares

Purchase

8,509

4.1835

Ordinary shares

Purchase

12,937

4.1840

Ordinary shares

Purchase

9,055

4.1845

Ordinary shares

Purchase

8,584

4.1850

Ordinary shares

Purchase

1,557

4.1855

Ordinary shares

Purchase

3,344

4.1860

Ordinary shares

Purchase

6,509

4.1865

Ordinary shares

Purchase

2,286

4.1870

Ordinary shares

Purchase

13,851

4.1875

Ordinary shares

Purchase

5,977

4.1880

Ordinary shares

Purchase

4,482

4.1885

Ordinary shares

Purchase

2,669

4.1890

Ordinary shares

Purchase

9,820

4.1895

Ordinary shares

Purchase

5,031

4.1900

Ordinary shares

Purchase

5,565

4.1905

Ordinary shares

Purchase

4,407

4.1910

Ordinary shares

Purchase

8,418

4.1915

Ordinary shares

Purchase

15,477

4.1920

Ordinary shares

Purchase

12,416

4.1925

Ordinary shares

Purchase

8,807

4.1930

Ordinary shares

Purchase

5,776

4.1935

Ordinary shares

Purchase

10,455

4.1940

Ordinary shares

Purchase

6,428

4.1945

Ordinary shares

Purchase

9,077

4.1950

Ordinary shares

Purchase

8,071

4.1955

Ordinary shares

Purchase

6,822

4.1960

Ordinary shares

Purchase

6,961

4.1965

Ordinary shares

Purchase

5,174

4.1970

Ordinary shares

Purchase

17,332

4.1975

Ordinary shares

Purchase

10,072

4.1980

Ordinary shares

Purchase

4,637

4.1985

Ordinary shares

Purchase

9,698

4.1990

Ordinary shares

Purchase

20,135

4.1995

Ordinary shares

Purchase

6,914

4.2000

Ordinary shares

Purchase

17,162

4.2005

Ordinary shares

Purchase

7,040

4.2010

Ordinary shares

Purchase

3,080

4.2015

Ordinary shares

Purchase

3,969

4.2020

Ordinary shares

Purchase

2,668

4.2025

Ordinary shares

Purchase

14,140

4.2030

Ordinary shares

Purchase

8,080

4.2035

Ordinary shares

Purchase

5,447

4.2040

Ordinary shares

Purchase

2,891

4.2045

Ordinary shares

Purchase

1,539

4.2050

Ordinary shares

Purchase

12,841

4.2055

Ordinary shares

Purchase

16,331

4.2060

Ordinary shares

Purchase

13,587

4.2065

Ordinary shares

Purchase

1,969

4.2070

Ordinary shares

Purchase

14,854

4.2075

Ordinary shares

Purchase

11,237

4.2080

Ordinary shares

Purchase

5,765

4.2085

Ordinary shares

Purchase

15,078

4.2090

Ordinary shares

Purchase

11,442

4.2095

Ordinary shares

Purchase

3,380

4.2100

Ordinary shares

Purchase

27,775

4.2105

Ordinary shares

Purchase

2,634

4.2110

Ordinary shares

Purchase

29,576

4.2115

Ordinary shares

Purchase

9,543

4.2120

Ordinary shares

Purchase

12,429

4.2125

Ordinary shares

Purchase

43,385

4.2130

Ordinary shares

Purchase

200

4.2131

Ordinary shares

Purchase

3,517

4.2135

Ordinary shares

Purchase

5,779

4.2140

Ordinary shares

Purchase

7,113

4.2145

Ordinary shares

Purchase

2,309

4.2150

Ordinary shares

Purchase

17,547

4.2155

Ordinary shares

Purchase

9,275

4.2160

Ordinary shares

Purchase

1,632

4.2165

Ordinary shares

Purchase

6,267

4.2170

Ordinary shares

Purchase

1,368

4.2175

Ordinary shares

Purchase

13,268

4.2180

Ordinary shares

Purchase

4,260

4.2185

Ordinary shares

Purchase

5,206

4.2190

Ordinary shares

Purchase

7,862

4.2195

Ordinary shares

Purchase

1,079

4.2200

Ordinary shares

Purchase

1,705

4.2205

Ordinary shares

Purchase

1,705

4.2210

Ordinary shares

Purchase

780

4.2215

Ordinary shares

Purchase

4,218

4.2220

Ordinary shares

Purchase

2,498

4.2230

Ordinary shares

Purchase

768

4.2235

Ordinary shares

Purchase

3,364

4.2240

Ordinary shares

Purchase

769

4.2255

Ordinary shares

Purchase

2,262

4.2265

Ordinary shares

Purchase

10,831

4.2275

Ordinary shares

Purchase

1,146

4.2280

Ordinary shares

Purchase

767

4.2295

Ordinary shares

Purchase

228

4.2300

Ordinary shares

Purchase

4,106

4.2310

Ordinary shares

Purchase

3,972

4.2315

Ordinary shares

Purchase

6,519

4.2320

Ordinary shares

Purchase

380

4.2325

Ordinary shares

Purchase

1,532

4.2335

Ordinary shares

Purchase

869

4.2340

Ordinary shares

Purchase

1,312

4.2345

Ordinary shares

Purchase

3,015

4.2350

Ordinary shares

Purchase

2

4.2365

Ordinary shares

Purchase

2,482

4.2375

Ordinary shares

Purchase

596

4.2385

Ordinary shares

Purchase

852

4.2415

Ordinary shares

Purchase

767

4.2430

Ordinary shares

Purchase

766

4.2435

Ordinary shares

Purchase

683

4.2440

Ordinary shares

Purchase

945

4.2445

Ordinary shares

Sale

1,500

4.1460

Ordinary shares

Sale

7,600

4.1470

Ordinary shares

Sale

6,453

4.1475

Ordinary shares

Sale

1,000

4.1495

Ordinary shares

Sale

444

4.1515

Ordinary shares

Sale

2,326

4.1540

Ordinary shares

Sale

2,096

4.1550

Ordinary shares

Sale

2,818

4.1555

Ordinary shares

Sale

2,456

4.1560

Ordinary shares

Sale

585

4.1565

Ordinary shares

Sale

3,536

4.1575

Ordinary shares

Sale

1,071

4.1580

Ordinary shares

Sale

1,013

4.1585

Ordinary shares

Sale

3,711

4.1590

Ordinary shares

Sale

1,500

4.1595

Ordinary shares

Sale

1,371

4.1600

Ordinary shares

Sale

1,895

4.1605

Ordinary shares

Sale

1,477

4.1610

Ordinary shares

Sale

645

4.1615

Ordinary shares

Sale

818

4.1620

Ordinary shares

Sale

1,915

4.1645

Ordinary shares

Sale

1,532

4.1675

Ordinary shares

Sale

7,908

4.1680

Ordinary shares

Sale

6,219

4.1685

Ordinary shares

Sale

2,297

4.1695

Ordinary shares

Sale

7,302

4.1700

Ordinary shares

Sale

2,407

4.1720

Ordinary shares

Sale

1,135

4.1730

Ordinary shares

Sale

1,696

4.1740

Ordinary shares

Sale

4,875

4.1745

Ordinary shares

Sale

4,452

4.1750

Ordinary shares

Sale

1,705

4.1765

Ordinary shares

Sale

686

4.1770

Ordinary shares

Sale

3,794

4.1780

Ordinary shares

Sale

2,455

4.1790

Ordinary shares

Sale

2,222

4.1795

Ordinary shares

Sale

2,689

4.1800

Ordinary shares

Sale

5,611

4.1805

Ordinary shares

Sale

11,197

4.1810

Ordinary shares

Sale

2,670

4.1815

Ordinary shares

Sale

45,100

4.1825

Ordinary shares

Sale

1,385

4.1825

Ordinary shares

Sale

2,238

4.1830

Ordinary shares

Sale

2,857

4.1840

Ordinary shares

Sale

1,106

4.1845

Ordinary shares

Sale

270

4.1850

Ordinary shares

Sale

10,229

4.1860

Ordinary shares

Sale

236

4.1865

Ordinary shares

Sale

3,808

4.1870

Ordinary shares

Sale

7,059

4.1875

Ordinary shares

Sale

1,700

4.1885

Ordinary shares

Sale

1,062

4.1890

Ordinary shares

Sale

15,940

4.1900

Ordinary shares

Sale

1,729

4.1905

Ordinary shares

Sale

4,528

4.1910

Ordinary shares

Sale

4,123

4.1915

Ordinary shares

Sale

1,199

4.1920

Ordinary shares

Sale

4,388

4.1930

Ordinary shares

Sale

783

4.1940

Ordinary shares

Sale

380

4.1945

Ordinary shares

Sale

2,797

4.1950

Ordinary shares

Sale

380

4.1955

Ordinary shares

Sale

3,301

4.1965

Ordinary shares

Sale

1,686

4.1970

Ordinary shares

Sale

3,947

4.1975

Ordinary shares

Sale

6,077

4.1980

Ordinary shares

Sale

2,260

4.1985

Ordinary shares

Sale

380

4.1990

Ordinary shares

Sale

4,066

4.1995

Ordinary shares

Sale

18,839

4.2000

Ordinary shares

Sale

27,935

4.2005

Ordinary shares

Sale

368,210

4.2007

Ordinary shares

Sale

8,479

4.2010

Ordinary shares

Sale

14,850

4.2015

Ordinary shares

Sale

2,184

4.2020

Ordinary shares

Sale

3,989

4.2025

Ordinary shares

Sale

8,024

4.2030

Ordinary shares

Sale

7,893

4.2035

Ordinary shares

Sale

2,476

4.2040

Ordinary shares

Sale

40,394

4.2045

Ordinary shares

Sale

2,942

4.2050

Ordinary shares

Sale

772

4.2055

Ordinary shares

Sale

2,687

4.2060

Ordinary shares

Sale

21,238

4.2065

Ordinary shares

Sale

7,460

4.2070

Ordinary shares

Sale

8,344

4.2075

Ordinary shares

Sale

8,831

4.2077

Ordinary shares

Sale

995

4.2080

Ordinary shares

Sale

2,136

4.2085

Ordinary shares

Sale

9,508

4.2095

Ordinary shares

Sale

13,576

4.2105

Ordinary shares

Sale

10,663

4.2110

Ordinary shares

Sale

1,363

4.2115

Ordinary shares

Sale

3,837

4.2120

Ordinary shares

Sale

5,435

4.2125

Ordinary shares

Sale

85,614

4.2130

Ordinary shares

Sale

86,016

4.2133

Ordinary shares

Sale

1,834

4.2135

Ordinary shares

Sale

2,353

4.2140

Ordinary shares

Sale

13,585

4.2145

Ordinary shares

Sale

7,738

4.2150

Ordinary shares

Sale

6,074

4.2155

Ordinary shares

Sale

2,299

4.2160

Ordinary shares

Sale

1,790

4.2165

Ordinary shares

Sale

15,551

4.2170

Ordinary shares

Sale

8,366

4.2175

Ordinary shares

Sale

9,196

4.2180

Ordinary shares

Sale

8,318

4.2185

Ordinary shares

Sale

5,986

4.2190

Ordinary shares

Sale

1,912

4.2195

Ordinary shares

Sale

4,300

4.2205

Ordinary shares

Sale

3,391

4.2210

Ordinary shares

Sale

2,699

4.2215

Ordinary shares

Sale

1,493

4.2220

Ordinary shares

Sale

800

4.2225

Ordinary shares

Sale

1,500

4.2230

Ordinary shares

Sale

3,309

4.2235

Ordinary shares

Sale

377

4.2240

Ordinary shares

Sale

228

4.2245

Ordinary shares

Sale

1,306

4.2250

Ordinary shares

Sale

380

4.2265

Ordinary shares

Sale

380

4.2270

Ordinary shares

Sale

2,861

4.2280

Ordinary shares

Sale

2,139

4.2285

Ordinary shares

Sale

2,865

4.2290

Ordinary shares

Sale

3,949

4.2310

Ordinary shares

Sale

1,215

4.2315

Ordinary shares

Sale

4,697

4.2340

Ordinary shares

Sale

380

4.2345

Ordinary shares

Sale

300

4.2350

Ordinary shares

Sale

1,349

4.2365

Ordinary shares

Sale

2,367

4.2375

Ordinary shares

Sale

6,740

4.2415

Ordinary shares

Sale

4,758

4.2435

Ordinary shares

Sale

1,173

4.2450

Ordinary shares

Sale

7,629

4.2465

 

Total Buy - 1,069,186

Total Sell - 1,176,373

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

478,391

4.1986

Ordinary Shares

SWAP

Long

 2,167

4.2045

Ordinary Shares

SWAP

Short

504,094

4.1960

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

20/03/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOPGUUAWUPPUBU

Related Shares:

Glencore
FTSE 100 Latest
Value8,867.02
Change12.84