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Form 8.5 (EPT/NON-RI) Glencore International Plc

16th Feb 2012 11:07

RNS Number : 5499X
Nomura International PLC (EPT)
16 February 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

15 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,543,466

0.022

907,718

0.013

(2) Derivatives (other than options):

1,461,799

0.021

(3) Options and agreements to purchase/sell:

 

TOTAL:

1,543,466

0.022

2,369,517

0.034

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

387

4.1945

Ordinary shares

Purchase

2,050

4.1975

Ordinary shares

Purchase

3,133

4.1990

Ordinary shares

Purchase

1,302

4.1995

Ordinary shares

Purchase

61,897

4.2000

Ordinary shares

Purchase

23,595

4.2005

Ordinary shares

Purchase

4,648

4.2010

Ordinary shares

Purchase

8,939

4.2015

Ordinary shares

Purchase

22,302

4.2020

Ordinary shares

Purchase

2,446

4.2025

Ordinary shares

Purchase

15,229

4.2030

Ordinary shares

Purchase

9,058

4.2035

Ordinary shares

Purchase

11,727

4.2040

Ordinary shares

Purchase

1,360

4.2045

Ordinary shares

Purchase

5,460

4.2050

Ordinary shares

Purchase

2,908

4.2055

Ordinary shares

Purchase

14,501

4.2060

Ordinary shares

Purchase

3,826

4.2065

Ordinary shares

Purchase

7,698

4.2070

Ordinary shares

Purchase

8,398

4.2075

Ordinary shares

Purchase

12,431

4.2080

Ordinary shares

Purchase

8,929

4.2085

Ordinary shares

Purchase

9,526

4.2090

Ordinary shares

Purchase

53,916

4.2095

Ordinary shares

Purchase

9,267

4.2100

Ordinary shares

Purchase

3,587

4.2105

Ordinary shares

Purchase

1,416

4.2110

Ordinary shares

Purchase

1,035

4.2115

Ordinary shares

Purchase

4,682

4.2120

Ordinary shares

Purchase

5,308

4.2125

Ordinary shares

Purchase

1,725

4.2130

Ordinary shares

Purchase

756

4.2135

Ordinary shares

Purchase

426

4.2145

Ordinary shares

Purchase

514

4.2155

Ordinary shares

Purchase

12,493

4.2160

Ordinary shares

Purchase

5,440

4.2175

Ordinary shares

Purchase

2,568

4.2180

Ordinary shares

Purchase

1,034

4.2185

Ordinary shares

Purchase

1,449

4.2190

Ordinary shares

Purchase

4,096

4.2195

Ordinary shares

Purchase

402,064

4.2200

Ordinary shares

Purchase

1,098

4.2205

Ordinary shares

Purchase

2,282

4.2210

Ordinary shares

Purchase

6,768

4.2215

Ordinary shares

Purchase

1,854

4.2220

Ordinary shares

Purchase

4,624

4.2225

Ordinary shares

Purchase

784

4.2230

Ordinary shares

Purchase

6,400

4.2234

Ordinary shares

Purchase

3,858

4.2235

Ordinary shares

Purchase

1,181

4.2240

Ordinary shares

Purchase

881

4.2245

Ordinary shares

Purchase

40,625

4.2250

Ordinary shares

Purchase

600

4.2265

Ordinary shares

Purchase

620

4.2270

Ordinary shares

Purchase

3,146

4.2275

Ordinary shares

Purchase

2,231

4.2280

Ordinary shares

Purchase

907

4.2285

Ordinary shares

Purchase

380

4.2290

Ordinary shares

Purchase

885

4.2295

Ordinary shares

Purchase

6,559

4.2300

Ordinary shares

Purchase

1,845

4.2305

Ordinary shares

Purchase

1,861

4.2315

Ordinary shares

Purchase

4,784

4.2320

Ordinary shares

Purchase

5,478

4.2325

Ordinary shares

Purchase

525

4.2330

Ordinary shares

Purchase

1,751

4.2335

Ordinary shares

Purchase

6,069

4.2340

Ordinary shares

Purchase

3,081

4.2345

Ordinary shares

Purchase

9,058

4.2350

Ordinary shares

Purchase

1,400

4.2355

Ordinary shares

Purchase

1,301

4.2360

Ordinary shares

Purchase

502

4.2365

Ordinary shares

Purchase

2,622

4.2370

Ordinary shares

Purchase

12,315

4.2375

Ordinary shares

Purchase

9,689

4.2380

Ordinary shares

Purchase

13,802

4.2385

Ordinary shares

Purchase

11,956

4.2390

Ordinary shares

Purchase

12,483

4.2395

Ordinary shares

Purchase

34,543

4.2400

Ordinary shares

Purchase

3,312

4.2405

Ordinary shares

Purchase

1,350

4.2410

Ordinary shares

Purchase

2,000

4.2415

Ordinary shares

Purchase

5,210

4.2420

Ordinary shares

Purchase

3,034

4.2425

Ordinary shares

Purchase

16,757

4.2430

Ordinary shares

Purchase

2,613

4.2435

Ordinary shares

Purchase

1,133

4.2440

Ordinary shares

Purchase

34,697

4.2450

Ordinary shares

Purchase

331

4.2455

Ordinary shares

Purchase

4,081

4.2460

Ordinary shares

Purchase

13,249

4.2465

Ordinary shares

Purchase

47,667

4.2470

Ordinary shares

Purchase

7,248

4.2475

Ordinary shares

Purchase

6,257

4.2480

Ordinary shares

Purchase

40,479

4.2485

Ordinary shares

Purchase

1,528

4.2490

Ordinary shares

Purchase

4,515

4.2495

Ordinary shares

Purchase

9,679

4.2500

Ordinary shares

Purchase

55,897

4.2505

Ordinary shares

Purchase

7,618

4.2510

Ordinary shares

Purchase

2,246

4.2515

Ordinary shares

Purchase

46,242

4.2520

Ordinary shares

Purchase

11,741

4.2525

Ordinary shares

Purchase

1,510

4.2550

Ordinary shares

Purchase

2,816

4.2555

Ordinary shares

Purchase

332

4.2570

Ordinary shares

Purchase

4,434

4.2575

Ordinary shares

Purchase

3,496

4.2580

Ordinary shares

Purchase

11,156

4.2582

Ordinary shares

Purchase

3,448

4.2585

Ordinary shares

Purchase

2,133

4.2590

Ordinary shares

Purchase

5,923

4.2595

Ordinary shares

Purchase

10,080

4.2600

Ordinary shares

Purchase

2,289

4.2605

Ordinary shares

Purchase

3,686

4.2610

Ordinary shares

Purchase

1,967

4.2615

Ordinary shares

Purchase

1,672

4.2620

Ordinary shares

Purchase

460

4.2640

Ordinary shares

Purchase

3,893

4.2645

Ordinary shares

Purchase

17,086

4.2660

Ordinary shares

Purchase

758

4.2665

Ordinary shares

Purchase

2,589

4.2675

Ordinary shares

Purchase

1,530

4.2680

Ordinary shares

Purchase

2,055

4.2690

Ordinary shares

Purchase

365

4.2695

Ordinary shares

Purchase

3,479

4.2700

Ordinary shares

Purchase

560

4.2715

Ordinary shares

Purchase

3,338

4.2720

Ordinary shares

Purchase

10,125

4.2725

Ordinary shares

Purchase

19,099

4.2730

Ordinary shares

Purchase

2,198

4.2735

Ordinary shares

Purchase

3,081

4.2740

Ordinary shares

Purchase

3,920

4.2745

Ordinary shares

Purchase

17,324

4.2750

Ordinary shares

Purchase

23,008

4.2755

Ordinary shares

Purchase

9,312

4.2760

Ordinary shares

Purchase

8,093

4.2765

Ordinary shares

Purchase

10,085

4.2770

Ordinary shares

Purchase

5,705

4.2775

Ordinary shares

Purchase

4,967

4.2780

Ordinary shares

Purchase

9,603

4.2785

Ordinary shares

Purchase

12,678

4.2790

Ordinary shares

Purchase

8,878

4.2795

Ordinary shares

Purchase

18,222

4.2800

Ordinary shares

Purchase

16,182

4.2805

Ordinary shares

Purchase

18,282

4.2810

Ordinary shares

Purchase

3,437

4.2815

Ordinary shares

Purchase

16,597

4.2820

Ordinary shares

Purchase

15,903

4.2825

Ordinary shares

Purchase

12,424

4.2830

Ordinary shares

Purchase

2,992

4.2835

Ordinary shares

Purchase

1,552

4.2840

Ordinary shares

Purchase

1,994

4.2845

Ordinary shares

Purchase

1,826

4.2850

Ordinary shares

Purchase

1,998

4.2855

Ordinary shares

Purchase

3,919

4.2860

Ordinary shares

Purchase

11,882

4.2865

Ordinary shares

Purchase

2,921

4.2870

Ordinary shares

Purchase

17,237

4.2875

Ordinary shares

Purchase

10,023

4.2880

Ordinary shares

Purchase

5,605

4.2885

Ordinary shares

Purchase

7,032

4.2890

Ordinary shares

Purchase

6,225

4.2895

Ordinary shares

Purchase

3,892

4.2900

Ordinary shares

Purchase

5,196

4.2905

Ordinary shares

Purchase

4,214

4.2910

Ordinary shares

Purchase

5,401

4.2915

Ordinary shares

Purchase

3,565

4.2920

Ordinary shares

Purchase

774

4.2925

Ordinary shares

Purchase

10,629

4.2930

Ordinary shares

Purchase

3,554

4.2935

Ordinary shares

Purchase

265

4.2940

Ordinary shares

Purchase

2,870

4.2945

Ordinary shares

Purchase

6,475

4.2950

Ordinary shares

Purchase

3,681

4.2955

Ordinary shares

Purchase

2,097

4.2960

Ordinary shares

Purchase

2,621

4.2965

Ordinary shares

Purchase

1,791

4.2970

Ordinary shares

Purchase

1,439

4.2975

Ordinary shares

Purchase

1,210

4.2980

Ordinary shares

Purchase

406

4.2985

Ordinary shares

Purchase

3,832

4.2990

Ordinary shares

Purchase

759

4.2995

Ordinary shares

Purchase

1,931

4.3000

Ordinary shares

Purchase

1,514

4.3005

Ordinary shares

Purchase

1,505

4.3010

Ordinary shares

Purchase

759

4.3015

Ordinary shares

Purchase

967

4.3020

Ordinary shares

Purchase

2,088

4.3040

Ordinary shares

Purchase

758

4.3045

Ordinary shares

Purchase

757

4.3050

Ordinary shares

Purchase

452

4.3055

Ordinary shares

Purchase

758

4.3060

Ordinary shares

Purchase

693

4.3065

Ordinary shares

Purchase

760

4.3075

Ordinary shares

Purchase

6,232

4.3080

Ordinary shares

Purchase

758

4.3115

Ordinary shares

Purchase

253

4.3145

Ordinary shares

Purchase

15,168

4.3160

Ordinary shares

Purchase

756

4.3165

Ordinary shares

Purchase

166

4.3170

Ordinary shares

Purchase

800

4.3175

Ordinary shares

Purchase

1,061

4.3190

Ordinary shares

Purchase

757

4.3205

Ordinary shares

Purchase

310

4.3210

Ordinary shares

Purchase

2,271

4.3225

Ordinary shares

Purchase

2,480

4.3230

Ordinary shares

Purchase

340

4.3250

Ordinary shares

Purchase

517

4.3270

Ordinary shares

Purchase

621

4.3300

Ordinary shares

Purchase

758

4.3350

Ordinary shares

Sale

1,579

4.1980

Ordinary shares

Sale

700

4.1990

Ordinary shares

Sale

2,893

4.1995

Ordinary shares

Sale

1,566

4.2000

Ordinary shares

Sale

652

4.2005

Ordinary shares

Sale

444

4.2015

Ordinary shares

Sale

1,202

4.2020

Ordinary shares

Sale

1,416

4.2025

Ordinary shares

Sale

1,315

4.2040

Ordinary shares

Sale

6,677

4.2045

Ordinary shares

Sale

2,848

4.2050

Ordinary shares

Sale

1,461

4.2070

Ordinary shares

Sale

2,006

4.2075

Ordinary shares

Sale

2,863

4.2090

Ordinary shares

Sale

6,270

4.2095

Ordinary shares

Sale

700

4.2104

Ordinary shares

Sale

150

4.2105

Ordinary shares

Sale

3,293

4.2120

Ordinary shares

Sale

700

4.2125

Ordinary shares

Sale

11,462

4.2200

Ordinary shares

Sale

121

4.2230

Ordinary shares

Sale

8,558

4.2245

Ordinary shares

Sale

1,187

4.2275

Ordinary shares

Sale

1,389

4.2300

Ordinary shares

Sale

1,892

4.2320

Ordinary shares

Sale

1,577

4.2340

Ordinary shares

Sale

721

4.2345

Ordinary shares

Sale

330

4.2375

Ordinary shares

Sale

5,443

4.2385

Ordinary shares

Sale

1,034

4.2395

Ordinary shares

Sale

3,566

4.2410

Ordinary shares

Sale

1,132

4.2415

Ordinary shares

Sale

6,965

4.2420

Ordinary shares

Sale

709

4.2425

Ordinary shares

Sale

2,620

4.2430

Ordinary shares

Sale

2,648

4.2440

Ordinary shares

Sale

175

4.2445

Ordinary shares

Sale

2,664

4.2450

Ordinary shares

Sale

243

4.2460

Ordinary shares

Sale

2,772

4.2465

Ordinary shares

Sale

303

4.2470

Ordinary shares

Sale

6,843

4.2475

Ordinary shares

Sale

2,271

4.2480

Ordinary shares

Sale

3,064

4.2485

Ordinary shares

Sale

4,948

4.2490

Ordinary shares

Sale

519

4.2495

Ordinary shares

Sale

3,267

4.2500

Ordinary shares

Sale

131,251

4.2503

Ordinary shares

Sale

1,567

4.2505

Ordinary shares

Sale

380

4.2510

Ordinary shares

Sale

6,624

4.2515

Ordinary shares

Sale

249

4.2525

Ordinary shares

Sale

1,512

4.2530

Ordinary shares

Sale

664

4.2535

Ordinary shares

Sale

7,014

4.2570

Ordinary shares

Sale

1,171

4.2575

Ordinary shares

Sale

35,000

4.2593

Ordinary shares

Sale

221

4.2605

Ordinary shares

Sale

1,310

4.2610

Ordinary shares

Sale

7,355

4.2620

Ordinary shares

Sale

125,000

4.2623

Ordinary shares

Sale

300

4.2635

Ordinary shares

Sale

1,500

4.2640

Ordinary shares

Sale

890

4.2645

Ordinary shares

Sale

256

4.2660

Ordinary shares

Sale

7,885

4.2665

Ordinary shares

Sale

186

4.2675

Ordinary shares

Sale

2,081

4.2690

Ordinary shares

Sale

764

4.2695

Ordinary shares

Sale

1,173

4.2705

Ordinary shares

Sale

862

4.2710

Ordinary shares

Sale

3,161

4.2725

Ordinary shares

Sale

2,740

4.2730

Ordinary shares

Sale

1,129

4.2735

Ordinary shares

Sale

5,611

4.2740

Ordinary shares

Sale

100

4.2745

Ordinary shares

Sale

5,220

4.2750

Ordinary shares

Sale

3,978

4.2755

Ordinary shares

Sale

570

4.2760

Ordinary shares

Sale

3,926

4.2765

Ordinary shares

Sale

1,561

4.2770

Ordinary shares

Sale

10,014

4.2775

Ordinary shares

Sale

1,271

4.2780

Ordinary shares

Sale

2,452

4.2785

Ordinary shares

Sale

6,835

4.2795

Ordinary shares

Sale

7,450

4.2800

Ordinary shares

Sale

1,963

4.2805

Ordinary shares

Sale

10,333

4.2810

Ordinary shares

Sale

22,149

4.2815

Ordinary shares

Sale

9,456

4.2820

Ordinary shares

Sale

4,989

4.2825

Ordinary shares

Sale

323

4.2830

Ordinary shares

Sale

8,503

4.2835

Ordinary shares

Sale

1,227

4.2840

Ordinary shares

Sale

746

4.2845

Ordinary shares

Sale

73,693

4.2850

Ordinary shares

Sale

8,958

4.2855

Ordinary shares

Sale

3,285

4.2860

Ordinary shares

Sale

1,784

4.2865

Ordinary shares

Sale

17,861

4.2875

Ordinary shares

Sale

1,588

4.2880

Ordinary shares

Sale

3,024

4.2885

Ordinary shares

Sale

4,434

4.2890

Ordinary shares

Sale

2,192

4.2895

Ordinary shares

Sale

13,138

4.2900

Ordinary shares

Sale

254

4.2905

Ordinary shares

Sale

10,765

4.2910

Ordinary shares

Sale

1,982

4.2920

Ordinary shares

Sale

673

4.2930

Ordinary shares

Sale

2,216

4.2935

Ordinary shares

Sale

4,861

4.2940

Ordinary shares

Sale

264

4.2955

Ordinary shares

Sale

642

4.2965

Ordinary shares

Sale

1,408

4.2975

Ordinary shares

Sale

123

4.2985

Ordinary shares

Sale

855

4.2995

Ordinary shares

Sale

7,274

4.3000

Ordinary shares

Sale

1,551

4.3015

Ordinary shares

Sale

1,369

4.3030

Ordinary shares

Sale

288

4.3050

Ordinary shares

Sale

1,483

4.3055

Ordinary shares

Sale

1,791

4.3070

Ordinary shares

Sale

6,811

4.3080

Ordinary shares

Sale

1,053

4.3085

Ordinary shares

Sale

4,027

4.3115

Ordinary shares

Sale

286

4.3140

Ordinary shares

Sale

566

4.3145

Ordinary shares

Sale

4,202

4.3150

Ordinary shares

Sale

1,495

4.3155

Ordinary shares

Sale

409

4.3160

Ordinary shares

Sale

4,072

4.3190

Ordinary shares

Sale

3,216

4.3225

Ordinary shares

Sale

2,108

4.3230

Ordinary shares

Sale

114

4.3235

Ordinary shares

Sale

1,517

4.3245

Ordinary shares

Sale

290

4.3260

Ordinary shares

Sale

577

4.3265

Ordinary shares

Sale

1,170

4.3315

Ordinary shares

Sale

97

4.3325

 

Total Buy - 1,829,403

Total Sell - 767,846

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary shares

SWAP

 

Increasing Short

3,099

4.1945 - 4.3350

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

16/02/2012

Contact name:

Kyere Tabiri

Telephone number:

020 7102 1267

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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