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Form 8.5 (EPT/NON-RI) - Glencore International Plc

23rd Apr 2012 12:04

RNS Number : 8591B
Credit Suisse Securities (Eur) Ltd
23 April 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

20-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,970,337

0.072

5,039,969

0.073

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,970,337

0.072

5,039,969

0.073

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

605

425.00

Ordinary shares

S

4309

425.00

Ordinary shares

B

824

424.90

Ordinary shares

S

386

424.90

Ordinary shares

S

578

424.85

Ordinary shares

S

753

424.80

Ordinary shares

B

4037

424.75

Ordinary shares

S

616

424.75

Ordinary shares

B

6253

424.70

Ordinary shares

S

193

424.70

Ordinary shares

B

2600

424.65

Ordinary shares

S

581

424.65

Ordinary shares

B

2770

424.60

Ordinary shares

S

714

424.60

Ordinary shares

B

1121

424.50

Ordinary shares

S

2056

424.50

Ordinary shares

B

4483

424.45

Ordinary shares

S

386

424.45

Ordinary shares

B

7743

424.40

Ordinary shares

S

320

424.40

Ordinary shares

B

2185

424.35

Ordinary shares

S

533

424.30

Ordinary shares

B

387

424.25

Ordinary shares

S

193

424.25

Ordinary shares

B

7212

424.20

Ordinary shares

S

289

424.20

Ordinary shares

B

1989

424.15

Ordinary shares

S

403

424.15

Ordinary shares

B

1523

424.10

Ordinary shares

B

4756

424.05

Ordinary shares

S

3437

424.05

Ordinary shares

B

646

424.00

Ordinary shares

S

3727

424.00

Ordinary shares

S

614

423.95

Ordinary shares

B

933

423.90

Ordinary shares

B

3119

423.85

Ordinary shares

S

97

423.85

Ordinary shares

B

8127

423.80

Ordinary shares

B

5621

423.75

Ordinary shares

S

5152

423.75

Ordinary shares

B

4495

423.70

Ordinary shares

S

3405

423.70

Ordinary shares

B

258

423.68

Ordinary shares

S

258

423.68

Ordinary shares

B

194

423.65

Ordinary shares

S

209

423.65

Ordinary shares

B

2079

423.60

Ordinary shares

S

1750

423.60

Ordinary shares

B

834

423.50

Ordinary shares

B

943

423.45

Ordinary shares

S

655

423.45

Ordinary shares

B

254361

423.40

Ordinary shares

S

507862

423.40

Ordinary shares

B

513

423.35

Ordinary shares

S

1520

423.35

Ordinary shares

B

134987

423.33

Ordinary shares

S

134987

423.33

Ordinary shares

B

1107

423.30

Ordinary shares

S

2258

423.30

Ordinary shares

B

2492

423.25

Ordinary shares

S

28831

423.25

Ordinary shares

B

22718

423.21

Ordinary shares

S

22718

423.21

Ordinary shares

B

791

423.20

Ordinary shares

S

9319

423.20

Ordinary shares

B

3442

423.15

Ordinary shares

S

801

423.15

Ordinary shares

S

3472

423.13

Ordinary shares

B

217

423.11

Ordinary shares

S

217

423.11

Ordinary shares

B

3053

423.10

Ordinary shares

S

33742

423.10

Ordinary shares

B

756

423.05

Ordinary shares

S

3022

423.05

Ordinary shares

B

6986

423.04

Ordinary shares

S

6986

423.04

Ordinary shares

B

28429

423.00

Ordinary shares

S

3491

423.00

Ordinary shares

B

2089

422.95

Ordinary shares

S

35659

422.95

Ordinary shares

B

2910

422.90

Ordinary shares

S

39486

422.90

Ordinary shares

B

1166

422.85

Ordinary shares

S

32049

422.85

Ordinary shares

B

1988

422.80

Ordinary shares

S

2479

422.80

Ordinary shares

B

6918

422.75

Ordinary shares

S

2588

422.75

Ordinary shares

B

981

422.70

Ordinary shares

S

41839

422.70

Ordinary shares

B

580

422.65

Ordinary shares

S

1657

422.65

Ordinary shares

B

3995

422.60

Ordinary shares

S

13135

422.60

Ordinary shares

B

564

422.55

Ordinary shares

B

3044

422.50

Ordinary shares

S

8908

422.50

Ordinary shares

B

1855

422.45

Ordinary shares

S

2735

422.45

Ordinary shares

B

1182

422.40

Ordinary shares

S

389

422.40

Ordinary shares

B

19301

422.35

Ordinary shares

B

779

422.30

Ordinary shares

S

194

422.30

Ordinary shares

B

3585

422.25

Ordinary shares

B

2209

422.20

Ordinary shares

S

194

422.20

Ordinary shares

B

245

422.15

Ordinary shares

B

2451

422.05

Ordinary shares

S

444

422.05

Ordinary shares

B

3177

422.00

Ordinary shares

B

2008

421.95

Ordinary shares

B

2478

421.90

Ordinary shares

B

8619

421.85

Ordinary shares

B

3738

421.81

Ordinary shares

S

3738

421.81

Ordinary shares

B

973

421.80

Ordinary shares

B

5773

421.75

Ordinary shares

B

974

421.70

Ordinary shares

B

780

421.65

Ordinary shares

B

19488

421.63

Ordinary shares

S

19488

421.63

Ordinary shares

B

2192

421.60

Ordinary shares

B

5409

421.50

Ordinary shares

B

1589

421.45

Ordinary shares

S

194

421.45

Ordinary shares

B

50944

421.41

Ordinary shares

S

50944

421.41

Ordinary shares

B

1678

421.40

Ordinary shares

S

194

421.40

Ordinary shares

B

194

421.35

Ordinary shares

B

196

421.30

Ordinary shares

B

119171

421.25

Ordinary shares

S

118776

421.25

Ordinary shares

S

388

421.20

Ordinary shares

B

1685

421.16

Ordinary shares

S

1685

421.16

Ordinary shares

B

3157

421.15

Ordinary shares

S

195

421.10

Ordinary shares

B

404

421.05

Ordinary shares

B

2826

421.00

Ordinary shares

B

690

420.95

Ordinary shares

S

390

420.95

Ordinary shares

B

495

420.90

Ordinary shares

S

194

420.90

Ordinary shares

B

1142

420.85

Ordinary shares

S

194

420.85

Ordinary shares

B

4517

420.75

Ordinary shares

S

195

420.75

Ordinary shares

B

1801

420.70

Ordinary shares

S

195

420.70

Ordinary shares

B

177891

420.66

Ordinary shares

S

177891

420.66

Ordinary shares

B

1315

420.65

Ordinary shares

S

195

420.65

Ordinary shares

B

1255

420.60

Ordinary shares

S

8339

420.59

Ordinary shares

S

1175

420.55

Ordinary shares

B

6133

420.50

Ordinary shares

B

1389

420.45

Ordinary shares

B

796

420.40

Ordinary shares

B

2258

420.35

Ordinary shares

S

195

420.35

Ordinary shares

B

69940

420.34

Ordinary shares

S

69940

420.34

Ordinary shares

B

954

420.30

Ordinary shares

B

53934

420.27

Ordinary shares

S

53934

420.27

Ordinary shares

B

4368

420.25

Ordinary shares

S

224

420.25

Ordinary shares

B

297

420.20

Ordinary shares

S

195

420.20

Ordinary shares

B

2205

420.15

Ordinary shares

B

2356

420.10

Ordinary shares

S

829

420.10

Ordinary shares

B

1007

420.05

Ordinary shares

S

588

420.05

Ordinary shares

B

2959

420.00

Ordinary shares

S

390

420.00

Ordinary shares

B

4518

419.96

Ordinary shares

S

4518

419.96

Ordinary shares

B

3419

419.95

Ordinary shares

S

588

419.95

Ordinary shares

B

4288

419.90

Ordinary shares

S

507

419.90

Ordinary shares

B

309

419.88

Ordinary shares

B

5031

419.85

Ordinary shares

S

195

419.85

Ordinary shares

B

441

419.80

Ordinary shares

S

586

419.80

Ordinary shares

B

5589

419.75

Ordinary shares

S

195

419.75

Ordinary shares

B

6993

419.70

Ordinary shares

S

391

419.70

Ordinary shares

B

219

419.68

Ordinary shares

B

2047

419.65

Ordinary shares

S

587

419.65

Ordinary shares

B

4521

419.60

Ordinary shares

S

2027

419.60

Ordinary shares

B

13331

419.57

Ordinary shares

S

13331

419.57

Ordinary shares

B

1674

419.55

Ordinary shares

S

196

419.55

Ordinary shares

B

3473

419.50

Ordinary shares

S

1774

419.50

Ordinary shares

B

188970

419.46

Ordinary shares

S

188970

419.46

Ordinary shares

B

3975

419.45

Ordinary shares

S

315

419.45

Ordinary shares

S

315

419.43

Ordinary shares

B

4023

419.40

Ordinary shares

S

1571

419.40

Ordinary shares

B

12182

419.35

Ordinary shares

S

1482

419.35

Ordinary shares

B

6105

419.30

Ordinary shares

S

401

419.30

Ordinary shares

B

7173

419.25

Ordinary shares

S

395

419.25

Ordinary shares

B

57538

419.24

Ordinary shares

S

57538

419.24

Ordinary shares

B

1910

419.20

Ordinary shares

B

1276

419.15

Ordinary shares

S

980

419.15

Ordinary shares

B

4029

419.10

Ordinary shares

S

610

419.10

Ordinary shares

B

2770

419.05

Ordinary shares

S

717

419.05

Ordinary shares

B

7456

419.00

Ordinary shares

S

7503

419.00

Ordinary shares

B

4271

418.95

Ordinary shares

S

390

418.95

Ordinary shares

B

2819

418.90

Ordinary shares

S

195

418.90

Ordinary shares

B

1093

418.85

Ordinary shares

S

391

418.85

Ordinary shares

B

7255

418.80

Ordinary shares

B

9886

418.75

Ordinary shares

S

196

418.75

Ordinary shares

B

33132

418.70

Ordinary shares

S

2491

418.70

Ordinary shares

B

7064

418.65

Ordinary shares

S

492

418.65

Ordinary shares

B

476

418.63

Ordinary shares

S

238

418.63

Ordinary shares

B

3891

418.60

Ordinary shares

S

206

418.60

Ordinary shares

B

966

418.55

Ordinary shares

S

235

418.55

Ordinary shares

B

5699

418.50

Ordinary shares

S

11862

418.50

Ordinary shares

B

7566

418.45

Ordinary shares

S

392

418.45

Ordinary shares

B

3891

418.40

Ordinary shares

S

6924

418.40

Ordinary shares

B

3328

418.35

Ordinary shares

S

1986

418.35

Ordinary shares

B

3355

418.30

Ordinary shares

B

4812

418.25

Ordinary shares

S

197

418.25

Ordinary shares

B

5011

418.20

Ordinary shares

S

4403

418.20

Ordinary shares

B

3140

418.18

Ordinary shares

S

3140

418.18

Ordinary shares

B

2222

418.15

Ordinary shares

S

1134

418.15

Ordinary shares

B

2923

418.10

Ordinary shares

S

2934

418.10

Ordinary shares

B

2373

418.05

Ordinary shares

S

196

418.05

Ordinary shares

B

5699

418.00

Ordinary shares

S

195

418.00

Ordinary shares

B

1260

417.95

Ordinary shares

S

196

417.95

Ordinary shares

B

11798

417.92

Ordinary shares

S

11798

417.92

Ordinary shares

B

2876

417.90

Ordinary shares

S

393

417.90

Ordinary shares

B

5

417.88

Ordinary shares

B

4172

417.85

Ordinary shares

S

196

417.85

Ordinary shares

B

1526

417.80

Ordinary shares

S

392

417.80

Ordinary shares

B

73543

417.75

Ordinary shares

S

33566

417.75

Ordinary shares

B

2689

417.70

Ordinary shares

S

1178

417.70

Ordinary shares

B

975

417.65

Ordinary shares

S

1178

417.65

Ordinary shares

B

772

417.60

Ordinary shares

S

1374

417.60

Ordinary shares

B

1752

417.55

Ordinary shares

S

788

417.55

Ordinary shares

S

2522

417.50

Ordinary shares

S

197

417.45

Ordinary shares

B

590

417.40

Ordinary shares

B

1196

417.35

Ordinary shares

S

1500

417.35

Ordinary shares

B

2550

417.30

Ordinary shares

S

250

417.30

Ordinary shares

B

1953

417.25

Ordinary shares

B

196

417.15

Ordinary shares

S

1100

417.15

Ordinary shares

S

500

417.10

Ordinary shares

B

197

417.00

Ordinary shares

B

1330

416.90

Ordinary shares

S

800

416.90

Ordinary shares

S

311

416.75

Ordinary shares

S

1099

416.70

Ordinary shares

B

967

416.45

Ordinary shares

S

512

416.45

Ordinary shares

B

400

416.35

Ordinary shares

B

2266

416.30

Ordinary shares

B

661

416.25

Ordinary shares

B

243

416.15

Ordinary shares

B

790

416.10

Ordinary shares

B

616

416.00

Ordinary shares

B

1651

415.85

Ordinary shares

B

2263

415.80

Ordinary shares

S

408

415.75

Ordinary shares

B

211

415.68

Ordinary shares

B

2416

415.65

Ordinary shares

B

351

415.63

Ordinary shares

B

2788

415.55

Ordinary shares

B

900

415.50

Ordinary shares

S

5165

415.50

Ordinary shares

B

179

415.48

Ordinary shares

B

832

415.45

Ordinary shares

B

5983

415.40

Ordinary shares

B

4428

415.30

Ordinary shares

B

1541

415.25

Ordinary shares

B

250

415.20

Ordinary shares

S

671

415.15

Ordinary shares

B

1500

415.10

Ordinary shares

B

1189

415.05

Ordinary shares

S

409

415.05

Ordinary shares

B

396

414.95

Ordinary shares

B

466

414.90

Ordinary shares

S

999

414.80

Ordinary shares

B

500

414.75

Ordinary shares

B

2850

414.65

Ordinary shares

B

700

414.45

 

Total Purchases: 1,787,435

Total Sales: 1,874,652

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

23-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAFLDAEDAEFF

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