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Form 8.5 (EPT/NON-RI) - Glencore International Plc

17th Apr 2012 09:51

RNS Number : 4781B
Nomura International PLC (EPT)
17 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Nomura International Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Xstrata Plc

(d) Date position held/dealing undertaken:

16 April 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes, Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

 

USD 0.01 ordinary

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,544,960

0.095

2,708,055

0.039

(2) Derivatives (other than options):

1,096,476

0.016

(3) Options and agreements to purchase/sell:

 

TOTAL:

6,544,960

0.095

3,804,531

0.055

 

 

Class of relevant security:

 

5% guaranteed convertible bonds due December 2014

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

0

0

0

0

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

 

TOTAL:

0

0

0

0

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary shares

Purchase

1,399

3.9830

Ordinary shares

Purchase

1,479

3.9835

Ordinary shares

Purchase

2,687

3.9840

Ordinary shares

Purchase

2,682

3.9845

Ordinary shares

Purchase

4,112

3.9870

Ordinary shares

Purchase

2,407

3.9875

Ordinary shares

Purchase

5,286

3.9885

Ordinary shares

Purchase

1,127

3.9890

Ordinary shares

Purchase

3,467

3.9895

Ordinary shares

Purchase

1,637

3.9900

Ordinary shares

Purchase

1,859

3.9905

Ordinary shares

Purchase

380

3.9910

Ordinary shares

Purchase

2,203

3.9915

Ordinary shares

Purchase

1,517

3.9925

Ordinary shares

Purchase

994

3.9930

Ordinary shares

Purchase

291

3.9935

Ordinary shares

Purchase

625

3.9955

Ordinary shares

Purchase

607

3.9960

Ordinary shares

Purchase

3,372

3.9965

Ordinary shares

Purchase

515

3.9970

Ordinary shares

Purchase

284

3.9975

Ordinary shares

Purchase

15,270

3.9980

Ordinary shares

Purchase

5,000

3.9985

Ordinary shares

Purchase

616

3.9990

Ordinary shares

Purchase

3,097

4.0000

Ordinary shares

Purchase

1,553

4.0005

Ordinary shares

Purchase

311

4.0010

Ordinary shares

Purchase

2,952

4.0015

Ordinary shares

Purchase

166

4.0025

Ordinary shares

Purchase

476

4.0030

Ordinary shares

Purchase

2,642

4.0045

Ordinary shares

Purchase

600

4.0050

Ordinary shares

Purchase

1,405

4.0060

Ordinary shares

Purchase

452

4.0065

Ordinary shares

Purchase

12,361

4.0070

Ordinary shares

Purchase

458

4.0080

Ordinary shares

Purchase

1,610

4.0090

Ordinary shares

Purchase

26,768

4.0100

Ordinary shares

Purchase

1,500

4.0105

Ordinary shares

Purchase

1,340

4.0120

Ordinary shares

Purchase

310

4.0125

Ordinary shares

Purchase

5,000

4.0130

Ordinary shares

Purchase

9,691

4.0135

Ordinary shares

Purchase

1,392

4.0140

Ordinary shares

Purchase

3,069

4.0145

Ordinary shares

Purchase

8,198

4.0150

Ordinary shares

Purchase

2,000

4.0165

Ordinary shares

Purchase

5,578

4.0170

Ordinary shares

Purchase

10,928

4.0175

Ordinary shares

Purchase

4,765

4.0180

Ordinary shares

Purchase

13,278

4.0185

Ordinary shares

Purchase

6,830

4.0190

Ordinary shares

Purchase

12,178

4.0195

Ordinary shares

Purchase

5,523

4.0200

Ordinary shares

Purchase

7,903

4.0205

Ordinary shares

Purchase

34,802

4.0210

Ordinary shares

Purchase

1,754

4.0215

Ordinary shares

Purchase

4,416

4.0230

Ordinary shares

Purchase

7,645

4.0235

Ordinary shares

Purchase

1,865

4.0240

Ordinary shares

Purchase

66,145

4.0245

Ordinary shares

Purchase

13,924

4.0250

Ordinary shares

Purchase

356

4.0255

Ordinary shares

Purchase

13,879

4.0260

Ordinary shares

Purchase

2,777

4.0265

Ordinary shares

Purchase

4,864

4.0270

Ordinary shares

Purchase

1,258

4.0273

Ordinary shares

Purchase

9,498

4.0275

Ordinary shares

Purchase

7,857

4.0280

Ordinary shares

Purchase

11,494

4.0285

Ordinary shares

Purchase

13,022

4.0290

Ordinary shares

Purchase

19,066

4.0295

Ordinary shares

Purchase

13,120

4.0300

Ordinary shares

Purchase

362

4.0303

Ordinary shares

Purchase

1,620

4.0305

Ordinary shares

Purchase

635

4.0308

Ordinary shares

Purchase

6,731

4.0310

Ordinary shares

Purchase

950

4.0313

Ordinary shares

Purchase

10,728

4.0315

Ordinary shares

Purchase

2,294

4.0318

Ordinary shares

Purchase

14,117

4.0320

Ordinary shares

Purchase

2,068

4.0323

Ordinary shares

Purchase

10,333

4.0325

Ordinary shares

Purchase

1,093

4.0328

Ordinary shares

Purchase

7,514

4.0330

Ordinary shares

Purchase

2,109

4.0333

Ordinary shares

Purchase

16,237

4.0335

Ordinary shares

Purchase

11,554

4.0340

Ordinary shares

Purchase

5,925

4.0345

Ordinary shares

Purchase

6,869

4.0350

Ordinary shares

Purchase

2,166

4.0355

Ordinary shares

Purchase

1,333

4.0360

Ordinary shares

Purchase

6,370

4.0365

Ordinary shares

Purchase

4,373

4.0370

Ordinary shares

Purchase

1,183

4.0380

Ordinary shares

Purchase

7,404

4.0385

Ordinary shares

Purchase

2,238

4.0390

Ordinary shares

Purchase

300

4.0394

Ordinary shares

Purchase

18,574

4.0395

Ordinary shares

Purchase

2,000

4.0396

Ordinary shares

Purchase

39,937

4.0400

Ordinary shares

Purchase

3,979

4.0405

Ordinary shares

Purchase

5,574

4.0410

Ordinary shares

Purchase

18,257

4.0420

Ordinary shares

Purchase

7,723

4.0425

Ordinary shares

Purchase

5,973

4.0430

Ordinary shares

Purchase

2,978

4.0435

Ordinary shares

Purchase

4,010

4.0440

Ordinary shares

Purchase

7,243

4.0445

Ordinary shares

Purchase

18,264

4.0450

Ordinary shares

Purchase

810

4.0455

Ordinary shares

Purchase

18,316

4.0460

Ordinary shares

Purchase

6,717

4.0465

Ordinary shares

Purchase

1,436

4.0470

Ordinary shares

Purchase

2,736

4.0475

Ordinary shares

Purchase

6,878

4.0480

Ordinary shares

Purchase

525

4.0485

Ordinary shares

Purchase

12,515

4.0490

Ordinary shares

Purchase

1,200

4.0495

Ordinary shares

Purchase

32,269

4.0500

Ordinary shares

Purchase

7,146

4.0510

Ordinary shares

Purchase

3,783

4.0520

Ordinary shares

Purchase

7,674

4.0550

Ordinary shares

Purchase

1,476

4.0560

Ordinary shares

Purchase

3,499

4.0570

Ordinary shares

Purchase

1,602

4.0575

Ordinary shares

Purchase

1,578

4.0580

Ordinary shares

Sale

584

3.9840

Ordinary shares

Sale

354

3.9855

Ordinary shares

Sale

534

3.9860

Ordinary shares

Sale

209

3.9865

Ordinary shares

Sale

840

3.9870

Ordinary shares

Sale

1,090

3.9875

Ordinary shares

Sale

965

3.9885

Ordinary shares

Sale

1,500

3.9895

Ordinary shares

Sale

380

3.9900

Ordinary shares

Sale

307

3.9915

Ordinary shares

Sale

2,206

3.9940

Ordinary shares

Sale

261

3.9945

Ordinary shares

Sale

2,740

3.9950

Ordinary shares

Sale

297

3.9965

Ordinary shares

Sale

307

3.9975

Ordinary shares

Sale

6,904

3.9980

Ordinary shares

Sale

2,129

3.9985

Ordinary shares

Sale

5,109

4.0000

Ordinary shares

Sale

1,636

4.0005

Ordinary shares

Sale

20,058

4.0015

Ordinary shares

Sale

328

4.0030

Ordinary shares

Sale

2,524

4.0045

Ordinary shares

Sale

5,944

4.0050

Ordinary shares

Sale

1,432

4.0055

Ordinary shares

Sale

3,467

4.0070

Ordinary shares

Sale

830

4.0075

Ordinary shares

Sale

383

4.0085

Ordinary shares

Sale

2,050

4.0105

Ordinary shares

Sale

4,000

4.0110

Ordinary shares

Sale

2,430

4.0115

Ordinary shares

Sale

1,133

4.0120

Ordinary shares

Sale

1,347

4.0125

Ordinary shares

Sale

6,097

4.0130

Ordinary shares

Sale

578

4.0135

Ordinary shares

Sale

380

4.0145

Ordinary shares

Sale

3,037

4.0150

Ordinary shares

Sale

5,315

4.0160

Ordinary shares

Sale

5,526

4.0170

Ordinary shares

Sale

7,201

4.0175

Ordinary shares

Sale

9,279

4.0180

Ordinary shares

Sale

3,025

4.0185

Ordinary shares

Sale

9,263

4.0190

Ordinary shares

Sale

4,898

4.0195

Ordinary shares

Sale

9,064

4.0200

Ordinary shares

Sale

1,622

4.0205

Ordinary shares

Sale

27,852

4.0210

Ordinary shares

Sale

1,500

4.0215

Ordinary shares

Sale

2,121

4.0220

Ordinary shares

Sale

3,239

4.0225

Ordinary shares

Sale

13,611

4.0230

Ordinary shares

Sale

12,377

4.0235

Ordinary shares

Sale

6,011

4.0240

Ordinary shares

Sale

84,388

4.0245

Ordinary shares

Sale

29,978

4.0250

Ordinary shares

Sale

14,762

4.0255

Ordinary shares

Sale

12,234

4.0260

Ordinary shares

Sale

8,986

4.0265

Ordinary shares

Sale

5,231

4.0270

Ordinary shares

Sale

4,999

4.0275

Ordinary shares

Sale

9,786

4.0280

Ordinary shares

Sale

20,533

4.0285

Ordinary shares

Sale

408

4.0290

Ordinary shares

Sale

12,974

4.0295

Ordinary shares

Sale

3,716

4.0300

Ordinary shares

Sale

9,260

4.0305

Ordinary shares

Sale

5,957

4.0310

Ordinary shares

Sale

36,049

4.0314

Ordinary shares

Sale

10,468

4.0315

Ordinary shares

Sale

73,519

4.0320

Ordinary shares

Sale

6,673

4.0325

Ordinary shares

Sale

4,133

4.0330

Ordinary shares

Sale

15,138

4.0335

Ordinary shares

Sale

10,952

4.0340

Ordinary shares

Sale

5,723

4.0345

Ordinary shares

Sale

8,012

4.0350

Ordinary shares

Sale

7,205

4.0355

Ordinary shares

Sale

2,165

4.0360

Ordinary shares

Sale

8,274

4.0365

Ordinary shares

Sale

6,094

4.0370

Ordinary shares

Sale

1,055

4.0375

Ordinary shares

Sale

4,750

4.0380

Ordinary shares

Sale

2,708

4.0385

Ordinary shares

Sale

11,793

4.0390

Ordinary shares

Sale

5,656

4.0395

Ordinary shares

Sale

21,339

4.0400

Ordinary shares

Sale

14,923

4.0405

Ordinary shares

Sale

11,238

4.0410

Ordinary shares

Sale

4,998

4.0415

Ordinary shares

Sale

11,833

4.0420

Ordinary shares

Sale

11,563

4.0425

Ordinary shares

Sale

6,373

4.0430

Ordinary shares

Sale

14,202

4.0435

Ordinary shares

Sale

8,930

4.0440

Ordinary shares

Sale

2,764

4.0445

Ordinary shares

Sale

34,004

4.0450

Ordinary shares

Sale

21,169

4.0455

Ordinary shares

Sale

11,154

4.0460

Ordinary shares

Sale

8,597

4.0465

Ordinary shares

Sale

19,826

4.0470

Ordinary shares

Sale

13,465

4.0475

Ordinary shares

Sale

12,090

4.0480

Ordinary shares

Sale

7,779

4.0485

Ordinary shares

Sale

15,412

4.0490

Ordinary shares

Sale

126,423

4.0495

Ordinary shares

Sale

9,078

4.0500

Ordinary shares

Sale

12,660

4.0505

Ordinary shares

Sale

16,953

4.0510

Ordinary shares

Sale

10,826

4.0515

Ordinary shares

Sale

4,495

4.0520

Ordinary shares

Sale

2,866

4.0525

Ordinary shares

Sale

3,380

4.0530

Ordinary shares

Sale

7,592

4.0535

Ordinary shares

Sale

560

4.0550

Ordinary shares

Sale

1,622

4.0560

Ordinary shares

Sale

3,662

4.0575

Ordinary shares

Sale

2,333

4.0580

 

Total Buy - 813,070

Total Sell - 1,103,962

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Shares

SWAP

Long

764,958

4.0326

Ordinary Shares

SWAP

Short

9,880

4.0070

Ordinary Shares

SWAP

Short

656,130

4.0294

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

17/04/2012

Contact name:

Koji Kitayama

Telephone number:

020 7102 3615

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website t www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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