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Form 8.5 (EPT/NON-RI) - Glencore International Plc

30th Apr 2012 11:46

RNS Number : 3497C
Credit Suisse Securities (Eur) Ltd
30 April 2012
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

27-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,254,678

0.076

4,630,754

0.067

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,254,678

0.076

4,630,754

0.067

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

677

439.85

Ordinary shares

S

1095

439.80

Ordinary shares

S

185

439.65

Ordinary shares

B

373

439.60

Ordinary shares

B

795

439.50

Ordinary shares

S

27

439.50

Ordinary shares

B

558

439.45

Ordinary shares

S

186

439.45

Ordinary shares

B

186

439.40

Ordinary shares

B

373

439.35

Ordinary shares

S

239

439.35

Ordinary shares

B

186

439.30

Ordinary shares

B

892

439.25

Ordinary shares

S

186

439.25

Ordinary shares

B

372

439.20

Ordinary shares

S

1117

439.20

Ordinary shares

S

27

439.18

Ordinary shares

S

494

439.15

Ordinary shares

B

373

439.10

Ordinary shares

S

558

439.10

Ordinary shares

B

187

439.05

Ordinary shares

B

746

439.00

Ordinary shares

S

745

439.00

Ordinary shares

B

2042

438.95

Ordinary shares

S

2293

438.95

Ordinary shares

S

186

438.93

Ordinary shares

B

823

438.90

Ordinary shares

S

6334

438.90

Ordinary shares

B

4223

438.85

Ordinary shares

S

2645

438.85

Ordinary shares

B

404

438.80

Ordinary shares

S

3706

438.80

Ordinary shares

B

223

438.78

Ordinary shares

S

223

438.78

Ordinary shares

B

300

438.75

Ordinary shares

S

3396

438.75

Ordinary shares

B

745

438.70

Ordinary shares

S

4670

438.70

Ordinary shares

B

746

438.65

Ordinary shares

S

2055

438.65

Ordinary shares

B

747

438.60

Ordinary shares

S

7845

438.60

Ordinary shares

B

1118

438.55

Ordinary shares

S

1149

438.55

Ordinary shares

B

3732

438.50

Ordinary shares

S

5891

438.50

Ordinary shares

B

7066

438.45

Ordinary shares

S

3713

438.45

Ordinary shares

B

1969

438.40

Ordinary shares

S

12484

438.40

Ordinary shares

S

3272

438.38

Ordinary shares

B

1792

438.35

Ordinary shares

S

2661

438.35

Ordinary shares

B

756

438.30

Ordinary shares

S

5872

438.30

Ordinary shares

B

1222

438.25

Ordinary shares

S

11728

438.25

Ordinary shares

B

374

438.20

Ordinary shares

S

6585

438.20

Ordinary shares

B

187

438.15

Ordinary shares

S

2109

438.15

Ordinary shares

S

3675

438.13

Ordinary shares

B

329

438.10

Ordinary shares

S

8377

438.10

Ordinary shares

B

57898

438.09

Ordinary shares

S

57898

438.09

Ordinary shares

S

2429

438.08

Ordinary shares

B

5967

438.05

Ordinary shares

S

12481

438.05

Ordinary shares

S

11388

438.03

Ordinary shares

B

3591

438.00

Ordinary shares

S

26373

438.00

Ordinary shares

S

4637

437.95

Ordinary shares

B

1126

437.93

Ordinary shares

B

1072

437.90

Ordinary shares

S

14892

437.90

Ordinary shares

B

303

437.88

Ordinary shares

S

239

437.88

Ordinary shares

B

561

437.85

Ordinary shares

S

6785

437.85

Ordinary shares

S

1611

437.83

Ordinary shares

B

188

437.80

Ordinary shares

S

7501

437.80

Ordinary shares

B

61890

437.78

Ordinary shares

S

63240

437.78

Ordinary shares

B

949

437.75

Ordinary shares

S

35421

437.75

Ordinary shares

B

748

437.70

Ordinary shares

S

8223

437.70

Ordinary shares

S

3510

437.65

Ordinary shares

B

3933

437.64

Ordinary shares

S

3933

437.64

Ordinary shares

S

3063

437.60

Ordinary shares

B

187

437.55

Ordinary shares

S

6997

437.55

Ordinary shares

B

4796

437.53

Ordinary shares

S

4796

437.53

Ordinary shares

B

445

437.50

Ordinary shares

S

1882

437.50

Ordinary shares

B

191

437.48

Ordinary shares

S

2068

437.48

Ordinary shares

B

374

437.45

Ordinary shares

S

374

437.45

Ordinary shares

S

495

437.43

Ordinary shares

B

374

437.40

Ordinary shares

S

731

437.40

Ordinary shares

B

4136

437.38

Ordinary shares

S

4136

437.38

Ordinary shares

B

857

437.35

Ordinary shares

S

5911

437.35

Ordinary shares

B

3155

437.30

Ordinary shares

S

2429

437.30

Ordinary shares

B

29945

437.29

Ordinary shares

S

29945

437.29

Ordinary shares

B

246

437.28

Ordinary shares

S

986

437.28

Ordinary shares

B

307026

437.25

Ordinary shares

S

155851

437.25

Ordinary shares

B

14749

437.23

Ordinary shares

S

14749

437.23

Ordinary shares

B

2058

437.20

Ordinary shares

S

3442

437.20

Ordinary shares

B

3469

437.19

Ordinary shares

S

3469

437.19

Ordinary shares

B

11665

437.16

Ordinary shares

S

11665

437.16

Ordinary shares

B

3810

437.15

Ordinary shares

S

3100

437.15

Ordinary shares

S

2481

437.13

Ordinary shares

B

1215

437.10

Ordinary shares

S

5614

437.10

Ordinary shares

B

477

437.08

Ordinary shares

S

2193

437.08

Ordinary shares

B

187

437.05

Ordinary shares

S

7505

437.05

Ordinary shares

B

1327

437.00

Ordinary shares

S

11284

437.00

Ordinary shares

B

1177

436.95

Ordinary shares

S

4517

436.95

Ordinary shares

B

383

436.90

Ordinary shares

S

4850

436.90

Ordinary shares

S

532

436.88

Ordinary shares

B

563

436.85

Ordinary shares

S

1501

436.85

Ordinary shares

B

188

436.80

Ordinary shares

S

504

436.80

Ordinary shares

B

91

436.75

Ordinary shares

S

1896

436.75

Ordinary shares

B

187

436.70

Ordinary shares

S

300

436.70

Ordinary shares

B

187

436.65

Ordinary shares

B

376

436.60

Ordinary shares

S

188

436.60

Ordinary shares

S

236

436.55

Ordinary shares

B

663

436.50

Ordinary shares

S

2361

436.45

Ordinary shares

B

73729

436.42

Ordinary shares

S

73729

436.42

Ordinary shares

B

563

436.40

Ordinary shares

S

3281

436.40

Ordinary shares

S

643

436.35

Ordinary shares

S

562

436.30

Ordinary shares

B

188

436.25

Ordinary shares

S

563

436.25

Ordinary shares

S

192

436.23

Ordinary shares

S

739

436.20

Ordinary shares

B

188

436.15

Ordinary shares

S

2458

436.15

Ordinary shares

S

4068

436.10

Ordinary shares

S

562

436.05

Ordinary shares

B

1283

436.00

Ordinary shares

S

10915

436.00

Ordinary shares

S

250

435.95

Ordinary shares

B

72115

435.91

Ordinary shares

S

72115

435.91

Ordinary shares

S

5657

435.90

Ordinary shares

S

3609

435.85

Ordinary shares

S

3600

435.80

Ordinary shares

S

187

435.75

Ordinary shares

S

7154

435.70

Ordinary shares

B

46856

435.67

Ordinary shares

S

46856

435.67

Ordinary shares

S

985

435.65

Ordinary shares

B

4629

435.62

Ordinary shares

S

4629

435.62

Ordinary shares

B

563

435.60

Ordinary shares

S

1241

435.60

Ordinary shares

B

188

435.55

Ordinary shares

B

189

435.50

Ordinary shares

S

860

435.50

Ordinary shares

S

1145

435.45

Ordinary shares

B

11321

435.42

Ordinary shares

S

11321

435.42

Ordinary shares

S

188

435.40

Ordinary shares

S

187

435.35

Ordinary shares

B

1193

435.20

Ordinary shares

B

77250

435.18

Ordinary shares

S

77250

435.18

Ordinary shares

B

831

435.15

Ordinary shares

B

21211

435.06

Ordinary shares

S

21211

435.06

Ordinary shares

B

566

435.05

Ordinary shares

B

36281

435.00

Ordinary shares

S

4309

435.00

Ordinary shares

S

100

434.98

Ordinary shares

B

1285

434.96

Ordinary shares

S

1285

434.96

Ordinary shares

B

2813

434.95

Ordinary shares

S

1331

434.95

Ordinary shares

B

377

434.90

Ordinary shares

S

3172

434.90

Ordinary shares

B

946

434.85

Ordinary shares

S

970

434.85

Ordinary shares

B

751

434.80

Ordinary shares

S

390

434.80

Ordinary shares

B

376

434.75

Ordinary shares

B

188

434.70

Ordinary shares

S

1329

434.55

Ordinary shares

B

3567

434.51

Ordinary shares

S

3567

434.51

Ordinary shares

S

375

434.40

Ordinary shares

B

664

434.35

Ordinary shares

S

917

434.25

Ordinary shares

B

7665

434.24

Ordinary shares

S

7665

434.24

Ordinary shares

S

500

434.20

Ordinary shares

S

587

434.15

Ordinary shares

S

2063

434.00

Ordinary shares

S

392

433.90

Ordinary shares

S

901

433.80

Ordinary shares

S

1784

433.75

Ordinary shares

S

2598

433.70

Ordinary shares

B

2136

433.65

Ordinary shares

S

1068

433.65

Ordinary shares

B

585

433.45

Ordinary shares

S

1778

433.40

Ordinary shares

S

4942

433.30

Ordinary shares

S

689

433.25

Ordinary shares

S

6502

433.20

Ordinary shares

S

676

433.10

Ordinary shares

S

1070

433.05

Ordinary shares

S

14506

433.00

Ordinary shares

S

363

432.95

Ordinary shares

S

400

432.90

Ordinary shares

B

232

432.80

Ordinary shares

B

361

432.70

Ordinary shares

B

90203

432.55

Ordinary shares

S

90203

432.55

Ordinary shares

B

250

432.10

Ordinary shares

B

15565

432.00

Ordinary shares

B

215

431.95

Ordinary shares

B

210

431.90

Ordinary shares

S

510

431.70

Ordinary shares

B

248

431.65

Ordinary shares

B

380

431.60

Ordinary shares

B

385

431.45

Ordinary shares

S

427

431.40

Ordinary shares

S

1379

431.35

Ordinary shares

B

56145

431.32

Ordinary shares

S

56145

431.32

Ordinary shares

B

71

430.85

Ordinary shares

B

555

430.80

Ordinary shares

B

656

430.45

Ordinary shares

S

721

430.45

Ordinary shares

B

2524

430.25

Ordinary shares

B

667

430.20

Ordinary shares

S

271

430.18

Ordinary shares

B

8525

430.00

Ordinary shares

B

4776

429.95

Ordinary shares

B

1041

429.90

Ordinary shares

S

1169

429.90

Ordinary shares

B

847

429.89

Ordinary shares

S

847

429.89

Ordinary shares

B

427

429.85

Ordinary shares

S

2108

429.85

Ordinary shares

B

576

429.75

Ordinary shares

S

576

429.75

Ordinary shares

S

2323

429.65

Ordinary shares

B

1779

429.60

Ordinary shares

S

1885

429.60

Ordinary shares

B

573

429.55

Ordinary shares

B

29896

429.50

Ordinary shares

S

1717

429.50

Ordinary shares

B

1675

429.45

Ordinary shares

B

3778

429.35

Ordinary shares

B

197

429.33

Ordinary shares

B

24858

429.25

Ordinary shares

B

6442

429.20

Ordinary shares

S

2171

429.20

Ordinary shares

B

10705

429.15

Ordinary shares

B

583

429.10

Ordinary shares

B

7563

429.05

Ordinary shares

B

618

428.70

Ordinary shares

B

3101

427.70

 

Total Purchases: 1,213,693

Total Sales: 1,253,855

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

30-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELEDLDAEFF

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