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Form 8.5 (EPT/NON-RI) - Glencore International plc

29th Aug 2012 12:07

RNS Number : 0063L
Credit Suisse Securities (Eur) Ltd
29 August 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

28-August-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

4,070,728

0.0588

1,913,711

0.0276

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

4,070,728

0.0588

1,913,711

0.0276

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

281000

390.93

Ordinary shares

B

867699

384.00

Ordinary shares

S

1706850

384.00

Ordinary shares

B

20194

377.67

Ordinary shares

S

20194

377.67

Ordinary shares

S

301

374.95

Ordinary shares

B

1388

374.85

Ordinary shares

B

1355

374.80

Ordinary shares

S

212

374.80

Ordinary shares

B

327

374.75

Ordinary shares

S

322

374.75

Ordinary shares

B

1057

374.70

Ordinary shares

S

636

374.70

Ordinary shares

B

1254

374.65

Ordinary shares

S

799

374.65

Ordinary shares

S

1174

374.60

Ordinary shares

B

1057

374.55

Ordinary shares

B

529

374.50

Ordinary shares

S

379

374.45

Ordinary shares

B

212

374.40

Ordinary shares

S

336

374.40

Ordinary shares

B

2992

374.35

Ordinary shares

S

441

374.35

Ordinary shares

S

540

374.30

Ordinary shares

S

840

374.25

Ordinary shares

S

2113

374.15

Ordinary shares

S

213

374.10

Ordinary shares

B

310

374.05

Ordinary shares

B

5173

374.00

Ordinary shares

B

313

373.95

Ordinary shares

S

255

373.95

Ordinary shares

B

1799

373.90

Ordinary shares

S

551

373.88

Ordinary shares

S

2310

373.85

Ordinary shares

B

1799

373.84

Ordinary shares

S

1799

373.84

Ordinary shares

S

349

373.75

Ordinary shares

B

285

373.70

Ordinary shares

S

637

373.65

Ordinary shares

S

1032

373.60

Ordinary shares

B

263

373.55

Ordinary shares

S

2176

373.55

Ordinary shares

S

1426

373.53

Ordinary shares

S

947

373.50

Ordinary shares

B

424

373.45

Ordinary shares

S

1055

373.45

Ordinary shares

S

1490

373.43

Ordinary shares

B

213

373.40

Ordinary shares

S

2665

373.40

Ordinary shares

B

831

373.35

Ordinary shares

B

272

373.30

Ordinary shares

S

3414

373.30

Ordinary shares

B

293

373.25

Ordinary shares

S

758

373.25

Ordinary shares

S

1170

373.23

Ordinary shares

B

284

373.20

Ordinary shares

S

352

373.20

Ordinary shares

B

1684

373.15

Ordinary shares

S

244

373.15

Ordinary shares

B

1061

373.10

Ordinary shares

S

4031

373.10

Ordinary shares

B

908

373.05

Ordinary shares

B

557

373.00

Ordinary shares

S

214

372.90

Ordinary shares

B

324

372.85

Ordinary shares

B

424

372.80

Ordinary shares

B

640

372.70

Ordinary shares

S

247

372.60

Ordinary shares

S

213

372.55

Ordinary shares

S

561

372.50

Ordinary shares

B

1063

372.45

Ordinary shares

S

856

372.40

Ordinary shares

S

441

372.35

Ordinary shares

S

4

372.30

Ordinary shares

B

219

372.25

Ordinary shares

S

2605

372.25

Ordinary shares

S

2334

372.20

Ordinary shares

S

593

372.18

Ordinary shares

B

1170

372.15

Ordinary shares

S

1006

372.15

Ordinary shares

S

3606

372.10

Ordinary shares

B

299

372.05

Ordinary shares

S

5291

372.05

Ordinary shares

B

3228

372.00

Ordinary shares

S

352

372.00

Ordinary shares

S

5200

371.95

Ordinary shares

B

436

371.90

Ordinary shares

S

2100

371.90

Ordinary shares

B

1171

371.85

Ordinary shares

S

1075

371.85

Ordinary shares

B

466

371.80

Ordinary shares

S

214

371.80

Ordinary shares

B

1065

371.75

Ordinary shares

B

910

371.65

Ordinary shares

S

3450

371.65

Ordinary shares

S

2445

371.63

Ordinary shares

B

2185

371.60

Ordinary shares

S

859

371.60

Ordinary shares

B

1026

371.55

Ordinary shares

S

2112

371.55

Ordinary shares

S

439

371.53

Ordinary shares

B

13086

371.50

Ordinary shares

S

1441

371.50

Ordinary shares

B

10216

371.45

Ordinary shares

S

2103

371.45

Ordinary shares

B

2271

371.40

Ordinary shares

S

3

371.40

Ordinary shares

S

456

371.38

Ordinary shares

B

4495

371.35

Ordinary shares

S

2742

371.35

Ordinary shares

B

2984

371.30

Ordinary shares

S

7371

371.30

Ordinary shares

B

2452

371.25

Ordinary shares

S

1460

371.25

Ordinary shares

B

73403

371.21

Ordinary shares

S

73403

371.21

Ordinary shares

B

213

371.20

Ordinary shares

S

1568

371.20

Ordinary shares

B

3705

371.15

Ordinary shares

S

1486

371.15

Ordinary shares

B

2328

371.10

Ordinary shares

B

1643

371.05

Ordinary shares

S

213

371.05

Ordinary shares

B

2060

371.00

Ordinary shares

S

3637

371.00

Ordinary shares

S

4721

370.95

Ordinary shares

B

214

370.90

Ordinary shares

S

1068

370.90

Ordinary shares

B

2361

370.85

Ordinary shares

S

7304

370.85

Ordinary shares

B

1293

370.80

Ordinary shares

S

2792

370.80

Ordinary shares

B

2456

370.75

Ordinary shares

S

311

370.75

Ordinary shares

S

2388

370.73

Ordinary shares

B

1592

370.70

Ordinary shares

S

2726

370.70

Ordinary shares

B

247

370.65

Ordinary shares

S

8468

370.65

Ordinary shares

B

214

370.60

Ordinary shares

S

8787

370.60

Ordinary shares

B

78000

370.56

Ordinary shares

S

52000

370.56

Ordinary shares

B

2687

370.55

Ordinary shares

S

21308

370.55

Ordinary shares

S

2034

370.50

Ordinary shares

S

333

370.48

Ordinary shares

B

87424

370.46

Ordinary shares

S

87424

370.46

Ordinary shares

B

6235

370.45

Ordinary shares

S

1559

370.45

Ordinary shares

B

17609

370.40

Ordinary shares

S

16056

370.40

Ordinary shares

B

809

370.35

Ordinary shares

S

1538

370.35

Ordinary shares

B

2353

370.30

Ordinary shares

S

1320

370.30

Ordinary shares

B

342

370.25

Ordinary shares

S

3022

370.25

Ordinary shares

S

790

370.23

Ordinary shares

B

923

370.20

Ordinary shares

S

2392

370.20

Ordinary shares

B

659

370.15

Ordinary shares

S

6573

370.15

Ordinary shares

B

5236

370.10

Ordinary shares

S

1070

370.10

Ordinary shares

S

1121

370.08

Ordinary shares

B

1255

370.05

Ordinary shares

S

3538

370.05

Ordinary shares

B

615

370.03

Ordinary shares

B

4517

370.00

Ordinary shares

S

5467

370.00

Ordinary shares

B

1487

369.95

Ordinary shares

S

5267

369.95

Ordinary shares

S

1299

369.93

Ordinary shares

B

2534

369.90

Ordinary shares

S

8158

369.90

Ordinary shares

B

536

369.89

Ordinary shares

S

536

369.89

Ordinary shares

B

2122

369.85

Ordinary shares

S

5802

369.85

Ordinary shares

B

1367

369.80

Ordinary shares

S

6414

369.80

Ordinary shares

B

2887

369.75

Ordinary shares

S

2886

369.75

Ordinary shares

B

719

369.73

Ordinary shares

S

719

369.73

Ordinary shares

B

2799

369.70

Ordinary shares

S

672

369.70

Ordinary shares

B

1530

369.65

Ordinary shares

S

837

369.65

Ordinary shares

B

249

369.63

Ordinary shares

B

720

369.60

Ordinary shares

S

2866

369.60

Ordinary shares

B

5007

369.55

Ordinary shares

S

1084

369.55

Ordinary shares

S

309

369.53

Ordinary shares

B

3878

369.50

Ordinary shares

B

272

369.48

Ordinary shares

S

403

369.48

Ordinary shares

B

3120

369.45

Ordinary shares

S

3481

369.45

Ordinary shares

B

2490

369.40

Ordinary shares

S

795

369.40

Ordinary shares

B

1415

369.35

Ordinary shares

S

214

369.35

Ordinary shares

B

9441

369.31

Ordinary shares

S

9441

369.31

Ordinary shares

B

4532

369.30

Ordinary shares

S

2138

369.30

Ordinary shares

B

19532

369.25

Ordinary shares

S

20992

369.25

Ordinary shares

B

646

369.20

Ordinary shares

S

151

369.20

Ordinary shares

B

1592

369.19

Ordinary shares

S

1592

369.19

Ordinary shares

B

898

369.15

Ordinary shares

B

2718

369.10

Ordinary shares

S

573

369.10

Ordinary shares

B

2372

369.05

Ordinary shares

B

4513

369.00

Ordinary shares

S

430

369.00

Ordinary shares

S

1582

368.95

Ordinary shares

B

216

368.90

Ordinary shares

S

4995

368.90

Ordinary shares

B

65950

368.86

Ordinary shares

S

65950

368.86

Ordinary shares

B

216

368.85

Ordinary shares

S

75

368.85

Ordinary shares

B

432

368.80

Ordinary shares

B

215

368.75

Ordinary shares

S

484

368.75

Ordinary shares

B

1627

368.70

Ordinary shares

B

1951

368.65

Ordinary shares

B

174515

368.62

Ordinary shares

S

174515

368.62

Ordinary shares

B

52

368.60

Ordinary shares

S

1181

368.60

Ordinary shares

B

1228

368.55

Ordinary shares

B

216

368.45

Ordinary shares

B

1492

368.40

Ordinary shares

B

130667

368.36

Ordinary shares

S

130667

368.36

Ordinary shares

B

2368

368.35

Ordinary shares

B

430

368.30

Ordinary shares

B

2389

368.25

Ordinary shares

S

542

368.25

Ordinary shares

B

340

368.20

Ordinary shares

B

2025

368.19

Ordinary shares

S

2025

368.19

Ordinary shares

B

561

368.15

Ordinary shares

S

599

368.15

Ordinary shares

B

1356

368.10

Ordinary shares

S

215

368.10

Ordinary shares

B

2718

368.05

Ordinary shares

S

430

368.05

Ordinary shares

S

567

368.03

Ordinary shares

B

1132

368.00

Ordinary shares

S

216

368.00

Ordinary shares

B

215

367.95

Ordinary shares

S

235

367.95

Ordinary shares

B

74134

367.83

Ordinary shares

S

74134

367.83

Ordinary shares

S

216

367.80

Ordinary shares

B

225

367.75

Ordinary shares

S

311

367.75

Ordinary shares

B

685

367.70

Ordinary shares

S

1399

367.70

Ordinary shares

S

3017

367.65

Ordinary shares

S

518

367.55

Ordinary shares

B

1714

367.50

Ordinary shares

S

707

367.50

Ordinary shares

B

775

367.30

Ordinary shares

B

810

367.15

Ordinary shares

B

238

367.10

Ordinary shares

B

1140

367.05

Ordinary shares

B

432

366.95

Ordinary shares

B

7674

366.73

Ordinary shares

S

7674

366.73

Ordinary shares

B

352

366.50

Ordinary shares

B

380

366.45

Ordinary shares

B

216

366.40

Ordinary shares

B

216

366.35

Ordinary shares

B

1945

366.15

Ordinary shares

S

1081

366.10

Ordinary shares

B

2316

366.00

Ordinary shares

B

772

365.95

Ordinary shares

B

7174

365.92

Ordinary shares

S

7174

365.92

Ordinary shares

B

1532

365.80

Ordinary shares

S

262

365.80

Ordinary shares

B

483

365.75

Ordinary shares

S

216

365.75

Ordinary shares

S

1083

365.70

Ordinary shares

B

318

365.65

Ordinary shares

B

505

365.60

Ordinary shares

S

217

365.60

Ordinary shares

B

218

365.55

Ordinary shares

S

637

365.55

Ordinary shares

B

3313

365.50

Ordinary shares

S

4378

365.50

Ordinary shares

B

1827

365.45

Ordinary shares

S

216

365.45

Ordinary shares

B

2238

365.40

Ordinary shares

S

38

365.40

Ordinary shares

B

2211

365.35

Ordinary shares

S

473

365.35

Ordinary shares

B

2353

365.30

Ordinary shares

B

237

365.25

Ordinary shares

S

1302

365.25

Ordinary shares

S

356

365.23

Ordinary shares

B

800

365.20

Ordinary shares

B

513

365.15

Ordinary shares

B

1084

365.10

Ordinary shares

S

652

365.10

Ordinary shares

S

217

365.05

Ordinary shares

B

2620

365.00

Ordinary shares

B

217

364.95

Ordinary shares

B

218

364.90

Ordinary shares

B

881

364.85

Ordinary shares

B

1917

364.80

Ordinary shares

S

218

364.80

Ordinary shares

S

2569

364.75

Ordinary shares

S

287

364.73

Ordinary shares

B

217

364.70

Ordinary shares

S

436

364.70

Ordinary shares

B

1085

364.65

Ordinary shares

S

1766

364.65

Ordinary shares

B

1521

364.60

Ordinary shares

S

3221

364.60

Ordinary shares

B

901

364.55

Ordinary shares

S

217

364.55

Ordinary shares

B

218

364.50

Ordinary shares

S

3543

364.50

Ordinary shares

B

83540

364.45

Ordinary shares

S

84172

364.45

Ordinary shares

B

12809

364.44

Ordinary shares

S

12809

364.44

Ordinary shares

S

217

364.40

Ordinary shares

S

723

364.38

Ordinary shares

S

245

364.35

Ordinary shares

B

705

364.30

Ordinary shares

S

2039

364.30

Ordinary shares

B

437

364.25

Ordinary shares

S

218

364.25

Ordinary shares

B

759

364.20

Ordinary shares

S

28

364.20

Ordinary shares

S

800

364.15

Ordinary shares

S

342

364.13

Ordinary shares

B

1255

364.10

Ordinary shares

S

1724

364.10

Ordinary shares

S

224

364.08

Ordinary shares

B

1930

364.05

Ordinary shares

S

1305

364.05

Ordinary shares

B

10830

364.00

Ordinary shares

S

9736

364.00

Ordinary shares

B

18896

363.95

Ordinary shares

S

12797

363.95

Ordinary shares

S

591

363.93

Ordinary shares

B

16700

363.90

Ordinary shares

S

6781

363.90

Ordinary shares

S

220

363.88

Ordinary shares

B

3105

363.85

Ordinary shares

S

11653

363.85

Ordinary shares

B

3545

363.80

Ordinary shares

S

1968

363.80

Ordinary shares

B

9668

363.75

Ordinary shares

S

1751

363.75

Ordinary shares

B

10871

363.70

Ordinary shares

S

3717

363.70

Ordinary shares

B

11912

363.65

Ordinary shares

S

2090

363.65

Ordinary shares

B

35901

363.60

Ordinary shares

S

4482

363.60

Ordinary shares

B

5271

363.55

Ordinary shares

S

7916

363.55

Ordinary shares

B

14089

363.50

Ordinary shares

S

694

363.50

Ordinary shares

B

3357

363.45

Ordinary shares

S

272

363.45

Ordinary shares

B

1218

363.40

Ordinary shares

B

1597

363.35

Ordinary shares

S

701

363.35

Ordinary shares

B

1099

363.30

Ordinary shares

B

436

363.25

Ordinary shares

B

219

363.20

Ordinary shares

B

751

363.15

Ordinary shares

S

1199

363.15

Ordinary shares

B

797

363.10

Ordinary shares

S

1594

363.10

Ordinary shares

B

685

362.90

Ordinary shares

S

966

362.85

Ordinary shares

B

868

362.80

Ordinary shares

S

331

362.80

Ordinary shares

B

3802

362.65

Ordinary shares

B

490

362.25

Total Purchases 2,403,910

Total Sales: 2,894,398

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a ,940long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

29-August-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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