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Form 8.5 (EPT/NON-RI) - Glencore International Plc

26th Apr 2012 11:37

RNS Number : 1406C
Credit Suisse Securities (Eur) Ltd
26 April 2012
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Glencore International Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

25-April-2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Xstrata Plc

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,185,863

0.075

4,591,057

0.066

(2) Derivatives (other than options):

(3) Options and agreements to purchase/sell:

TOTAL:

5,185,863

0.075

4,591,057

0.066

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

B

885

430.05

Ordinary shares

B

511

430.03

Ordinary shares

B

381

430.00

Ordinary shares

B

1469

429.90

Ordinary shares

B

763

429.85

Ordinary shares

S

655

429.85

Ordinary shares

B

1189

429.80

Ordinary shares

S

191

429.80

Ordinary shares

B

3664

429.75

Ordinary shares

B

3611

429.70

Ordinary shares

S

191

429.70

Ordinary shares

B

3903

429.65

Ordinary shares

B

4651

429.60

Ordinary shares

S

592

429.60

Ordinary shares

B

12172

429.55

Ordinary shares

B

17211

429.50

Ordinary shares

S

1229

429.50

Ordinary shares

B

6799

429.45

Ordinary shares

S

382

429.45

Ordinary shares

B

6988

429.40

Ordinary shares

B

8129

429.35

Ordinary shares

S

499

429.35

Ordinary shares

B

6422

429.30

Ordinary shares

B

10144

429.25

Ordinary shares

S

382

429.25

Ordinary shares

B

407

429.23

Ordinary shares

S

1131

429.23

Ordinary shares

B

48602

429.20

Ordinary shares

S

89546

429.20

Ordinary shares

B

4859

429.15

Ordinary shares

S

2016

429.15

Ordinary shares

B

145676

429.14

Ordinary shares

S

145676

429.14

Ordinary shares

B

7323

429.10

Ordinary shares

S

191

429.10

Ordinary shares

B

11577

429.05

Ordinary shares

B

17000

429.00

Ordinary shares

S

1836

429.00

Ordinary shares

B

27692

428.96

Ordinary shares

S

27692

428.96

Ordinary shares

B

2312

428.95

Ordinary shares

S

380

428.95

Ordinary shares

B

116685

428.91

Ordinary shares

B

4350

428.90

Ordinary shares

S

383

428.90

Ordinary shares

B

1599

428.85

Ordinary shares

S

191

428.85

Ordinary shares

B

3849

428.80

Ordinary shares

B

11606

428.75

Ordinary shares

S

20918

428.75

Ordinary shares

B

192

428.70

Ordinary shares

S

636

428.70

Ordinary shares

B

14796

428.66

Ordinary shares

S

14796

428.66

Ordinary shares

B

191

428.65

Ordinary shares

B

2572

428.60

Ordinary shares

B

763

428.55

Ordinary shares

B

1909

428.50

Ordinary shares

B

72966

428.48

Ordinary shares

S

72966

428.48

Ordinary shares

B

382

428.40

Ordinary shares

S

77

428.40

Ordinary shares

S

192

428.35

Ordinary shares

B

37

428.30

Ordinary shares

B

2249

428.25

Ordinary shares

S

192

428.25

Ordinary shares

B

228

428.20

Ordinary shares

B

1958

428.15

Ordinary shares

B

407

428.10

Ordinary shares

B

4436

428.05

Ordinary shares

B

786

428.00

Ordinary shares

S

382

428.00

Ordinary shares

B

3148

427.95

Ordinary shares

S

192

427.95

Ordinary shares

B

774

427.90

Ordinary shares

S

192

427.90

Ordinary shares

B

5566

427.87

Ordinary shares

S

5566

427.87

Ordinary shares

B

1074

427.85

Ordinary shares

S

191

427.85

Ordinary shares

B

342

427.80

Ordinary shares

B

192

427.75

Ordinary shares

B

1007

427.70

Ordinary shares

S

191

427.70

Ordinary shares

S

229900

427.67

Ordinary shares

B

958

427.65

Ordinary shares

B

765

427.60

Ordinary shares

S

1651

427.60

Ordinary shares

B

191

427.55

Ordinary shares

B

263

427.50

Ordinary shares

S

192

427.45

Ordinary shares

S

1218

427.40

Ordinary shares

S

193

427.25

Ordinary shares

B

192

427.20

Ordinary shares

B

1196

427.15

Ordinary shares

S

384

427.15

Ordinary shares

S

230

427.13

Ordinary shares

B

1387

427.10

Ordinary shares

B

1572

427.05

Ordinary shares

B

211

427.03

Ordinary shares

B

5229

427.00

Ordinary shares

B

772

426.95

Ordinary shares

B

13665

426.90

Ordinary shares

S

13667

426.90

Ordinary shares

B

384

426.85

Ordinary shares

B

264

426.80

Ordinary shares

S

192

426.80

Ordinary shares

B

434

426.75

Ordinary shares

S

597

426.75

Ordinary shares

B

384

426.70

Ordinary shares

S

452

426.70

Ordinary shares

B

192

426.65

Ordinary shares

B

191

426.60

Ordinary shares

S

576

426.60

Ordinary shares

B

384

426.55

Ordinary shares

S

383

426.55

Ordinary shares

B

193

426.40

Ordinary shares

B

192

426.35

Ordinary shares

B

439

426.30

Ordinary shares

S

387

426.30

Ordinary shares

B

1170

426.25

Ordinary shares

B

14405

426.11

Ordinary shares

S

14405

426.11

Ordinary shares

B

124736

426.10

Ordinary shares

S

124628

426.10

Ordinary shares

B

192

426.00

Ordinary shares

B

385

425.95

Ordinary shares

B

193

425.90

Ordinary shares

B

57427

425.89

Ordinary shares

S

57427

425.89

Ordinary shares

B

206

425.85

Ordinary shares

S

193

425.85

Ordinary shares

S

456

425.58

Ordinary shares

B

194

425.40

Ordinary shares

S

193

425.40

Ordinary shares

S

193

425.35

Ordinary shares

B

1420

425.25

Ordinary shares

B

192

425.20

Ordinary shares

B

192

425.05

Ordinary shares

B

1266

425.00

Ordinary shares

B

206

424.70

Ordinary shares

S

193

424.70

Ordinary shares

B

192

424.60

Ordinary shares

B

28142

424.54

Ordinary shares

S

28142

424.54

Ordinary shares

B

4213

424.53

Ordinary shares

S

4213

424.53

Ordinary shares

B

387

424.40

Ordinary shares

B

193

424.35

Ordinary shares

S

3457

424.31

Ordinary shares

B

957

424.30

Ordinary shares

B

58312

424.27

Ordinary shares

S

58312

424.27

Ordinary shares

B

194

424.25

Ordinary shares

B

193

424.20

Ordinary shares

S

298

424.15

Ordinary shares

S

193

424.10

Ordinary shares

B

608

424.05

Ordinary shares

B

1487

424.00

Ordinary shares

B

635

423.95

Ordinary shares

S

581

423.90

Ordinary shares

B

623

423.85

Ordinary shares

B

382

423.83

Ordinary shares

B

805

423.80

Ordinary shares

B

2061

423.75

Ordinary shares

S

932

423.75

Ordinary shares

B

580

423.70

Ordinary shares

S

1994

423.70

Ordinary shares

B

2755

423.65

Ordinary shares

S

193

423.65

Ordinary shares

B

6481

423.62

Ordinary shares

S

6481

423.62

Ordinary shares

S

387

423.60

Ordinary shares

B

612

423.55

Ordinary shares

B

1085

423.45

Ordinary shares

B

236

423.43

Ordinary shares

S

193

423.20

Ordinary shares

B

388

423.05

Ordinary shares

S

194

423.05

Ordinary shares

B

661

423.00

Ordinary shares

S

2460

423.00

Ordinary shares

B

300

422.95

Ordinary shares

S

194

422.95

Ordinary shares

B

41191

422.90

Ordinary shares

S

41177

422.90

Ordinary shares

B

863

422.85

Ordinary shares

S

694

422.85

Ordinary shares

B

1439

422.80

Ordinary shares

S

776

422.80

Ordinary shares

B

193

422.75

Ordinary shares

S

967

422.75

Ordinary shares

B

4658

422.70

Ordinary shares

S

5629

422.70

Ordinary shares

B

193

422.65

Ordinary shares

S

3242

422.65

Ordinary shares

B

196

422.60

Ordinary shares

S

583

422.60

Ordinary shares

S

1771

422.55

Ordinary shares

B

194

422.50

Ordinary shares

S

2429

422.50

Ordinary shares

B

388

422.45

Ordinary shares

S

1874

422.45

Ordinary shares

B

665

422.40

Ordinary shares

S

1057

422.40

Ordinary shares

B

195

422.35

Ordinary shares

S

1293

422.35

Ordinary shares

S

846

422.33

Ordinary shares

B

654

422.30

Ordinary shares

S

2657

422.30

Ordinary shares

B

1548

422.25

Ordinary shares

S

583

422.25

Ordinary shares

B

195

422.20

Ordinary shares

S

582

422.20

Ordinary shares

S

389

422.15

Ordinary shares

B

388

422.10

Ordinary shares

S

390

422.10

Ordinary shares

B

388

422.05

Ordinary shares

S

388

422.05

Ordinary shares

S

993

422.00

Ordinary shares

B

1577

421.95

Ordinary shares

S

580

421.95

Ordinary shares

B

1006

421.90

Ordinary shares

S

389

421.90

Ordinary shares

B

2815

421.85

Ordinary shares

S

193

421.85

Ordinary shares

B

194

421.80

Ordinary shares

B

1554

421.75

Ordinary shares

S

195

421.75

Ordinary shares

B

319

421.70

Ordinary shares

S

500

421.70

Ordinary shares

B

594

421.65

Ordinary shares

S

583

421.65

Ordinary shares

B

2127

421.60

Ordinary shares

S

390

421.60

Ordinary shares

B

975

421.55

Ordinary shares

S

779

421.55

Ordinary shares

B

1522

421.50

Ordinary shares

S

195

421.50

Ordinary shares

B

35289

421.48

Ordinary shares

S

35289

421.48

Ordinary shares

B

1164

421.45

Ordinary shares

S

194

421.45

Ordinary shares

B

1456

421.40

Ordinary shares

S

1073

421.40

Ordinary shares

B

894

421.35

Ordinary shares

S

1260

421.35

Ordinary shares

B

1649

421.30

Ordinary shares

S

194

421.30

Ordinary shares

B

1183

421.25

Ordinary shares

S

197

421.25

Ordinary shares

B

584

421.20

Ordinary shares

S

586

421.20

Ordinary shares

B

389

421.15

Ordinary shares

S

1270

421.15

Ordinary shares

B

802

421.10

Ordinary shares

S

971

421.10

Ordinary shares

B

972

421.05

Ordinary shares

S

401

421.05

Ordinary shares

B

1889

421.00

Ordinary shares

S

194

421.00

Ordinary shares

B

2267

420.95

Ordinary shares

S

390

420.95

Ordinary shares

B

2993

420.90

Ordinary shares

S

640

420.90

Ordinary shares

B

6155

420.86

Ordinary shares

S

6155

420.86

Ordinary shares

B

3073

420.85

Ordinary shares

B

447

420.80

Ordinary shares

S

194

420.80

Ordinary shares

B

584

420.75

Ordinary shares

S

484

420.75

Ordinary shares

B

2828

420.70

Ordinary shares

S

725

420.70

Ordinary shares

B

4152

420.65

Ordinary shares

S

195

420.60

Ordinary shares

B

389

420.55

Ordinary shares

S

4943

420.55

Ordinary shares

B

1055

420.50

Ordinary shares

S

1192

420.50

Ordinary shares

S

1625

420.45

Ordinary shares

B

848

420.40

Ordinary shares

S

794

420.40

Ordinary shares

B

195

420.35

Ordinary shares

B

52

420.30

Ordinary shares

S

222

420.30

Ordinary shares

B

2316

420.25

Ordinary shares

S

392

420.25

Ordinary shares

B

978

420.20

Ordinary shares

B

3972

420.15

Ordinary shares

S

1057

420.15

Ordinary shares

B

3366

420.10

Ordinary shares

S

589

420.10

Ordinary shares

B

4121

420.05

Ordinary shares

S

2532

420.05

Ordinary shares

B

3398

420.03

Ordinary shares

S

3398

420.03

Ordinary shares

B

2438

420.00

Ordinary shares

S

195

420.00

Ordinary shares

B

1304

419.95

Ordinary shares

S

405

419.95

Ordinary shares

B

2610

419.90

Ordinary shares

B

1667

419.85

Ordinary shares

S

440

419.85

Ordinary shares

B

585

419.80

Ordinary shares

S

296

419.80

Ordinary shares

B

195

419.75

Ordinary shares

S

1877

419.75

Ordinary shares

B

196

419.70

Ordinary shares

S

196

419.65

Ordinary shares

B

195

419.60

Ordinary shares

B

663

419.55

Ordinary shares

B

1505

419.50

Ordinary shares

B

195

419.45

Ordinary shares

B

195

419.40

Ordinary shares

S

438

419.40

Ordinary shares

B

970

419.35

Ordinary shares

S

593

419.35

Ordinary shares

B

25

419.33

Ordinary shares

B

586

419.30

Ordinary shares

S

814

419.30

Ordinary shares

B

255

419.28

Ordinary shares

S

255

419.28

Ordinary shares

B

1572

419.25

Ordinary shares

B

697

419.20

Ordinary shares

B

2741

419.15

Ordinary shares

B

2341

419.10

Ordinary shares

B

4475

419.05

Ordinary shares

S

646

419.05

Ordinary shares

B

1963

419.00

Ordinary shares

S

484

419.00

Ordinary shares

B

946

418.95

Ordinary shares

B

1627

418.90

Ordinary shares

B

1617

418.85

Ordinary shares

S

750

418.85

Ordinary shares

B

854

418.80

Ordinary shares

S

720

418.80

Ordinary shares

B

588

418.75

Ordinary shares

B

1013

418.70

Ordinary shares

B

978

418.65

Ordinary shares

S

923

418.65

Ordinary shares

B

1281

418.60

Ordinary shares

S

964

418.55

Ordinary shares

B

196

418.50

Ordinary shares

S

265

418.50

Ordinary shares

B

500

418.45

Ordinary shares

B

376

418.40

Ordinary shares

S

1412

418.40

Ordinary shares

B

3370

418.30

Ordinary shares

S

2712

418.30

Ordinary shares

B

200

418.25

Ordinary shares

B

6460

418.20

Ordinary shares

S

6960

418.20

Ordinary shares

S

1969

418.10

Ordinary shares

B

306

418.05

Ordinary shares

S

1874

418.05

Ordinary shares

S

4764

418.00

Ordinary shares

S

320

417.93

Ordinary shares

B

668

417.30

Ordinary shares

B

1653

417.10

Ordinary shares

B

500

417.05

Ordinary shares

B

3177

417.00

Ordinary shares

B

1252

416.80

Ordinary shares

B

24

416.65

Ordinary shares

B

287365

416.59

Ordinary shares

B

700

416.40

Ordinary shares

B

233430

416.32

Ordinary shares

B

320

416.25

Ordinary shares

B

3367

415.90

Ordinary shares

B

4263

415.85

Ordinary shares

B

600

415.70

Ordinary shares

B

1592

414.90

 

Total Purchases: 1,694,615

Total Sales: 1,115,140

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

26-April-2012

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FEOEAELKADLAEFF

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